Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

237,894

0.10%

1,446,593

0.63%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

521,650

0.23%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

762,144

0.33%

1,480,793

0.64%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

191.3966 USD

Purchase

3

191.1800 USD

Purchase

7

193.9350 USD

Purchase

10

193.7440 USD

Purchase

11

194.8613 USD

Purchase

13

192.7130 USD

Purchase

17

192.5523 USD

Purchase

18

191.6972 USD

Purchase

18

191.5644 USD

Purchase

35

191.1100 USD

Purchase

39

191.8789 USD

Purchase

40

191.5550 USD

Purchase

56

192.3000 USD

Purchase

73

192.1512 USD

Purchase

82

190.8196 USD

Purchase

98

194.8026 USD

Purchase

100

192.1000 USD

Purchase

100

191.8700 USD

Purchase

100

193.1900 USD

Purchase

102

191.3575 USD

Purchase

141

192.3653 USD

Purchase

154

193.6332 USD

Purchase

176

192.1156 USD

Purchase

185

193.2640 USD

Purchase

274

192.7495 USD

Purchase

286

190.9625 USD

Purchase

300

194.3733 USD

Purchase

331

191.8723 USD

Purchase

400

191.8975 USD

Purchase

400

191.9875 USD

Purchase

400

190.6725 USD

Purchase

840

190.0390 USD

Purchase

1,309

191.5347 USD

Purchase

1,625

191.3857 USD

Purchase

1,800

196.0006 USD

Purchase

1,999

191.1742 USD

Purchase

2,067

191.4214 USD

Purchase

2,460

191.4882 USD

Purchase

2,537

190.4295 USD

Purchase

2,978

191.4555 USD

Purchase

3,234

191.0797 USD

Purchase

3,986

190.8456 USD

Purchase

4,025

191.2120 USD

Purchase

4,538

190.8259 USD

Purchase

6,838

191.6941 USD

Purchase

9,550

192.5674 USD

Purchase

9,724

192.6748 USD

Purchase

15,632

190.8980 USD

Purchase

22,691

191.7794 USD

Purchase

27,317

190.0200 USD

Purchase

29,782

192.6577 USD

Purchase

53,560

190.6095 USD

Sale

2

192.4150 USD

Sale

3

191.6900 USD

Sale

4

192.1475 USD

Sale

5

192.0820 USD

Sale

5

194.2400 USD

Sale

8

191.9625 USD

Sale

11

192.2863 USD

Sale

17

191.6135 USD

Sale

31

191.4300 USD

Sale

36

192.4256 USD

Sale

37

192.4666 USD

Sale

48

191.5706 USD

Sale

98

194.8026 USD

Sale

100

191.6300 USD

Sale

100

196.0100 USD

Sale

100

191.8100 USD

Sale

100

191.7800 USD

Sale

100

189.4900 USD

Sale

154

191.0284 USD

Sale

176

192.1156 USD

Sale

300

192.1033 USD

Sale

308

193.6332 USD

Sale

331

191.8723 USD

Sale

397

190.9688 USD

Sale

410

193.4283 USD

Sale

420

190.0390 USD

Sale

691

189.8216 USD

Sale

896

190.6860 USD

Sale

1,037

194.3317 USD

Sale

1,050

193.5400 USD

Sale

1,073

191.0207 USD

Sale

1,178

189.7508 USD

Sale

1,232

191.8571 USD

Sale

1,354

194.6263 USD

Sale

1,395

192.3647 USD

Sale

1,700

196.0000 USD

Sale

2,100

193.6366 USD

Sale

7,624

192.4098 USD

Sale

7,818

190.4878 USD

Sale

8,924

192.8066 USD

Sale

10,316

191.5996 USD

Sale

14,004

193.6001 USD

Sale

26,457

190.0200 USD

Sale

51,520

191.4190 USD

Sale

69,402

190.7034 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Jun 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 702924
Time of Receipt (offset from UTC): 20200629T113511+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC