FORM 8.3 - AON PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

241,206

0.10%

1,447,383

0.63%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

523,050

0.23%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

(4)

TOTAL:

 

 

 

 

766,856

0.33%

1,481,583

0.64%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

189.5800 USD
Purchase

5

188.5900 USD
Purchase

13

189.6538 USD
Purchase

13

189.5600 USD
Purchase

14

188.8900 USD
Purchase

15

189.7280 USD
Purchase

43

189.5500 USD
Purchase

49

189.9330 USD
Purchase

61

190.2900 USD
Purchase

70

189.5802 USD
Purchase

70

189.5803 USD
Purchase

74

189.4600 USD
Purchase

100

190.0700 USD
Purchase

100

189.9000 USD
Purchase

140

189.9571 USD
Purchase

190

191.0400 USD
Purchase

300

189.1575 USD
Purchase

300

189.8200 USD
Purchase

336

189.6473 USD
Purchase

501

189.6886 USD
Purchase

600

190.0041 USD
Purchase

700

189.2541 USD
Purchase

700

189.2540 USD
Purchase

720

189.2141 USD
Purchase

1,101

189.7448 USD
Purchase

1,220

189.8837 USD
Purchase

4,500

189.6662 USD
Purchase

4,913

189.6009 USD
Purchase

6,592

189.0100 USD
Purchase

7,384

189.8756 USD
Purchase

10,530

189.6779 USD
Purchase

10,537

189.5103 USD
Purchase

18,756

189.7893 USD
Purchase

50,244

189.4120 USD
Sale

1

189.4100 USD
Sale

1

189.5100 USD
Sale

4

189.7325 USD
Sale

4

189.6575 USD
Sale

4

189.4450 USD
Sale

5

188.5900 USD
Sale

5

189.5460 USD
Sale

6

189.5833 USD
Sale

7

188.7800 USD
Sale

11

189.6381 USD
Sale

14

188.8900 USD
Sale

14

189.4828 USD
Sale

21

190.1300 USD
Sale

22

189.7977 USD
Sale

24

189.6241 USD
Sale

40

189.9500 USD
Sale

49

189.9330 USD
Sale

70

189.5802 USD
Sale

90

189.2300 USD
Sale

100

189.7798 USD
Sale

100

189.8546 USD
Sale

100

189.2450 USD
Sale

100

190.0800 USD
Sale

101

189.8493 USD
Sale

110

189.6663 USD
Sale

147

189.6801 USD
Sale

200

189.6450 USD
Sale

200

189.9350 USD
Sale

200

189.7150 USD
Sale

200

189.7625 USD
Sale

203

189.9275 USD
Sale

205

189.8000 USD
Sale

210

189.6442 USD
Sale

216

190.1082 USD
Sale

244

189.8740 USD
Sale

261

190.3053 USD
Sale

308

189.5410 USD
Sale

332

189.6451 USD
Sale

382

189.2586 USD
Sale

390

190.4297 USD
Sale

500

190.0110 USD
Sale

510

189.2600 USD
Sale

600

190.0041 USD
Sale

700

189.2540 USD
Sale

833

189.3018 USD
Sale

974

189.8281 USD
Sale

1,130

189.6307 USD
Sale

1,676

189.7159 USD
Sale

1,998

189.6886 USD
Sale

4,933

189.0100 USD
Sale

7,078

189.4874 USD
Sale

7,934

189.6201 USD
Sale

9,400

189.6835 USD
Sale

17,402

189.5603 USD
Sale

19,184

189.8854 USD
Sale

19,392

189.6589 USD
Sale

22,502

189.1477 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 Jun 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

 

relates

 

 

 

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 702598
Time of Receipt (offset from UTC): 20200629T102812+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC