FORM 8.3 - AON PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

242,070

0.10%

1,448,238

0.63%

 

(2)

Derivatives (other than options):

532,539

0.23%

29,700

0.01%

 

(3)

Options and agreements to
purchase/sell:

2,600

0.00%

4,500

0.00%

 
TOTAL:

777,209

0.34%

1,482,438

0.64%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

188.3240 USD

Purchase

20

187.9700 USD

Purchase

28

186.7943 USD

Purchase

58

188.6700 USD

Purchase

65

188.6522 USD

Purchase

71

186.9777 USD

Purchase

93

188.1350 USD

Purchase

100

186.0800 USD

Purchase

100

188.7300 USD

Purchase

100

189.1600 USD

Purchase

100

189.1700 USD

Purchase

113

188.9820 USD

Purchase

113

189.1768 USD

Purchase

121

187.1503 USD

Purchase

150

188.2900 USD

Purchase

191

188.4036 USD

Purchase

212

188.0218 USD

Purchase

214

189.2571 USD

Purchase

282

188.3122 USD

Purchase

300

188.9866 USD

Purchase

420

189.0300 USD

Purchase

438

189.3928 USD

Purchase

444

189.1514 USD

Purchase

530

188.2749 USD

Purchase

600

188.9416 USD

Purchase

605

189.2550 USD

Purchase

638

189.3051 USD

Purchase

1,200

189.0366 USD

Purchase

1,400

188.9764 USD

Purchase

1,416

189.2267 USD

Purchase

1,900

188.8473 USD

Purchase

2,486

189.2850 USD

Purchase

4,869

187.8370 USD

Purchase

5,001

188.6815 USD

Purchase

9,029

188.4012 USD

Purchase

9,629

188.8828 USD

Purchase

15,980

188.7800 USD

Purchase

19,529

189.0760 USD

Purchase

21,600

188.7042 USD

Purchase

28,844

188.6847 USD

Purchase

36,847

188.7259 USD

Sale

1

188.4200 USD

Sale

2

189.2900 USD

Sale

3

189.4500 USD

Sale

3

188.8200 USD

Sale

4

188.5800 USD

Sale

4

189.0550 USD

Sale

4

188.9875 USD

Sale

8

188.9037 USD

Sale

8

188.8812 USD

Sale

13

188.4600 USD

Sale

13

188.4807 USD

Sale

20

187.9700 USD

Sale

20

189.9400 USD

Sale

22

188.8831 USD

Sale

46

187.7810 USD

Sale

65

189.6300 USD

Sale

98

187.5587 USD

Sale

100

188.7300 USD

Sale

100

189.4100 USD

Sale

100

186.5200 USD

Sale

100

185.6700 USD

Sale

100

187.3300 USD

Sale

153

188.5265 USD

Sale

175

189.7542 USD

Sale

190

188.2333 USD

Sale

197

189.3618 USD

Sale

200

188.9000 USD

Sale

200

189.8450 USD

Sale

212

188.0218 USD

Sale

214

189.0814 USD

Sale

220

189.0300 USD

Sale

229

188.6357 USD

Sale

300

187.5200 USD

Sale

300

188.9866 USD

Sale

371

188.5287 USD

Sale

400

188.3387 USD

Sale

500

189.1100 USD

Sale

500

189.1840 USD

Sale

500

188.7870 USD

Sale

530

188.2749 USD

Sale

530

188.2750 USD

Sale

549

189.4011 USD

Sale

565

188.8507 USD

Sale

600

187.4333 USD

Sale

785

188.2045 USD

Sale

801

189.6012 USD

Sale

900

188.0088 USD

Sale

1,100

189.3672 USD

Sale

1,142

189.0678 USD

Sale

1,299

188.8534 USD

Sale

1,300

186.9200 USD

Sale

1,411

188.2874 USD

Sale

1,555

188.9143 USD

Sale

3,064

188.8468 USD

Sale

3,639

188.2725 USD

Sale

3,806

186.8184 USD

Sale

4,100

188.9970 USD

Sale

4,117

188.4753 USD

Sale

4,119

188.3929 USD

Sale

5,283

189.2924 USD

Sale

5,600

189.4284 USD

Sale

6,523

188.5944 USD

Sale

9,062

188.1484 USD

Sale

9,329

188.9909 USD

Sale

14,200

188.9696 USD

Sale

15,214

189.0097 USD

Sale

18,134

189.0446 USD

Sale

20,095

188.6148 USD

Sale

20,872

188.7800 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

4,278

185.7336 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Jun 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 702740
Time of Receipt (offset from UTC): 20200624T124659+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC