FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

243,745

0.11%

1,163,135

0.50%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

496,197

0.21%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

(4)

TOTAL:

 

 

 

 

742,542

0.32%

1,197,335

0.52%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

181.3500 USD
Purchase

6

183.8500 USD
Purchase

10

184.0600 USD
Purchase

13

184.5800 USD
Purchase

26

182.8600 USD
Purchase

40

182.1321 USD
Purchase

100

178.2900 USD
Purchase

100

181.8250 USD
Purchase

100

183.5400 USD
Purchase

168

184.9100 USD
Purchase

200

179.4750 USD
Purchase

200

182.4000 USD
Purchase

200

179.2150 USD
Purchase

200

178.7200 USD
Purchase

200

183.6100 USD
Purchase

200

178.5200 USD
Purchase

239

178.4658 USD
Purchase

276

183.1624 USD
Purchase

281

180.9631 USD
Purchase

299

180.1203 USD
Purchase

300

178.3533 USD
Purchase

306

179.6534 USD
Purchase

320

180.6906 USD
Purchase

400

178.5437 USD
Purchase

573

182.7629 USD
Purchase

644

178.9378 USD
Purchase

991

181.4912 USD
Purchase

1,000

183.3520 USD
Purchase

1,147

178.6468 USD
Purchase

1,448

179.3917 USD
Purchase

1,754

182.3959 USD
Purchase

1,921

182.5124 USD
Purchase

2,100

182.3933 USD
Purchase

2,292

182.5668 USD
Purchase

2,402

181.8743 USD
Purchase

2,492

182.7330 USD
Purchase

3,035

182.5133 USD
Purchase

3,259

181.8497 USD
Purchase

3,463

182.0543 USD
Purchase

3,500

181.3135 USD
Purchase

4,328

182.1408 USD
Purchase

5,095

181.4382 USD
Purchase

6,058

183.9777 USD
Purchase

7,106

181.5253 USD
Purchase

10,156

181.0325 USD
Purchase

14,672

181.9500 USD
Purchase

25,112

181.9137 USD
Purchase

35,911

181.3161 USD
Purchase

54,642

181.0384 USD
Sale

1

182.8600 USD
Sale

5

180.1900 USD
Sale

5

184.1900 USD
Sale

10

184.0600 USD
Sale

37

181.2650 USD
Sale

100

180.9500 USD
Sale

100

184.5900 USD
Sale

100

181.2400 USD
Sale

110

181.9109 USD
Sale

168

184.9100 USD
Sale

191

178.3200 USD
Sale

200

179.4750 USD
Sale

200

184.0900 USD
Sale

200

183.7150 USD
Sale

200

182.9800 USD
Sale

200

182.3900 USD
Sale

206

183.5441 USD
Sale

223

181.7921 USD
Sale

267

181.8766 USD
Sale

272

183.3558 USD
Sale

276

183.1624 USD
Sale

296

183.8583 USD
Sale

335

184.2108 USD
Sale

365

181.7638 USD
Sale

399

183.6600 USD
Sale

479

181.8748 USD
Sale

600

181.1012 USD
Sale

600

181.6983 USD
Sale

633

181.4897 USD
Sale

743

181.5578 USD
Sale

794

181.8649 USD
Sale

1,337

182.3037 USD
Sale

1,492

181.3705 USD
Sale

1,500

180.5213 USD
Sale

1,532

180.8226 USD
Sale

1,554

181.4698 USD
Sale

1,701

180.9818 USD
Sale

1,839

180.8416 USD
Sale

2,069

182.2012 USD
Sale

2,400

180.8733 USD
Sale

2,906

181.2533 USD
Sale

2,925

181.2697 USD
Sale

3,700

181.8159 USD
Sale

3,807

181.4571 USD
Sale

4,339

182.5431 USD
Sale

4,427

183.9945 USD
Sale

6,506

181.4865 USD
Sale

7,388

181.1652 USD
Sale

9,031

181.0319 USD
Sale

10,156

181.0325 USD
Sale

11,164

180.9457 USD
Sale

12,037

181.4174 USD
Sale

16,729

181.9500 USD
Sale

19,060

180.3299 USD
Sale

30,205

181.8920 USD
Sale

31,400

182.1586 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 Jun 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 701917
Time of Receipt (offset from UTC): 20200615T102655+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC