Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

245,307

0.11%

978,090

0.42%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

496,197

0.21%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

744,104

0.32%

1,012,290

0.44%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

195.6600 USD

Purchase

7

194.6700 USD

Purchase

14

196.6757 USD

Purchase

21

195.9380 USD

Purchase

33

196.4836 USD

Purchase

41

195.9200 USD

Purchase

100

194.0900 USD

Purchase

100

196.8300 USD

Purchase

100

195.4700 USD

Purchase

100

195.3600 USD

Purchase

114

195.4551 USD

Purchase

200

194.7187 USD

Purchase

210

196.0000 USD

Purchase

237

195.1300 USD

Purchase

239

194.7637 USD

Purchase

260

194.6131 USD

Purchase

267

194.0808 USD

Purchase

300

194.6166 USD

Purchase

300

195.0400 USD

Purchase

300

195.2933 USD

Purchase

300

195.9916 USD

Purchase

400

195.2312 USD

Purchase

510

195.9950 USD

Purchase

599

194.4102 USD

Purchase

661

194.8605 USD

Purchase

955

195.1291 USD

Purchase

1,000

195.8487 USD

Purchase

1,067

194.4977 USD

Purchase

1,396

195.4581 USD

Purchase

1,400

195.4814 USD

Purchase

2,666

195.3982 USD

Purchase

3,549

195.5647 USD

Purchase

3,722

196.7100 USD

Purchase

8,353

195.2569 USD

Purchase

10,755

195.8346 USD

Purchase

13,701

196.1564 USD

Purchase

21,015

195.3316 USD

Purchase

26,175

194.2900 USD

Purchase

28,469

195.7636 USD

Purchase

49,074

194.5883 USD

Sale

11

196.9400 USD

Sale

12

195.3616 USD

Sale

21

196.6757 USD

Sale

22

196.4836 USD

Sale

50

195.8400 USD

Sale

51

196.5100 USD

Sale

55

195.7927 USD

Sale

100

194.3400 USD

Sale

100

194.5900 USD

Sale

100

194.6375 USD

Sale

100

195.0800 USD

Sale

100

195.1900 USD

Sale

100

196.7300 USD

Sale

101

195.4337 USD

Sale

102

193.8939 USD

Sale

112

197.2400 USD

Sale

120

195.8566 USD

Sale

155

195.3389 USD

Sale

200

196.2450 USD

Sale

237

195.1300 USD

Sale

267

194.0808 USD

Sale

300

195.6633 USD

Sale

322

197.0511 USD

Sale

435

195.4009 USD

Sale

510

195.9950 USD

Sale

510

195.9951 USD

Sale

520

195.0184 USD

Sale

553

196.3339 USD

Sale

641

195.2069 USD

Sale

709

195.8824 USD

Sale

859

196.4624 USD

Sale

1,034

195.2582 USD

Sale

1,130

195.7490 USD

Sale

1,187

195.9780 USD

Sale

1,205

195.1487 USD

Sale

1,419

195.2576 USD

Sale

1,557

195.2395 USD

Sale

1,720

195.7393 USD

Sale

1,749

195.8776 USD

Sale

1,793

195.8622 USD

Sale

1,800

195.2422 USD

Sale

2,000

196.2480 USD

Sale

2,004

195.3648 USD

Sale

2,380

195.7436 USD

Sale

2,400

195.3544 USD

Sale

2,810

195.6733 USD

Sale

3,150

195.5818 USD

Sale

3,296

196.7100 USD

Sale

3,906

195.1886 USD

Sale

4,666

195.4589 USD

Sale

5,370

195.2695 USD

Sale

5,625

194.4732 USD

Sale

6,045

196.0711 USD

Sale

7,685

196.2047 USD

Sale

9,313

195.5578 USD

Sale

9,455

195.9339 USD

Sale

20,052

194.2900 USD

Sale

64,792

194.7620 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 10 Jun 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 701546
Time of Receipt (offset from UTC): 20200610T104159+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC