FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

226,381

0.10%

919,641

0.40%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

496,197

0.21%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

(4)

TOTAL:

 

 

 

 

725,178

0.31%

953,841

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

197.2200 USD
Purchase

6

197.5900 USD
Purchase

8

197.1900 USD
Purchase

45

197.9200 USD
Purchase

50

197.6700 USD
Purchase

67

197.9307 USD
Purchase

95

198.1300 USD
Purchase

100

197.2000 USD
Purchase

100

197.1118 USD
Purchase

100

197.4400 USD
Purchase

100

197.6900 USD
Purchase

100

197.5250 USD
Purchase

105

197.5300 USD
Purchase

200

196.8100 USD
Purchase

200

196.9300 USD
Purchase

210

197.3323 USD
Purchase

273

197.7220 USD
Purchase

300

197.5383 USD
Purchase

398

197.4054 USD
Purchase

400

197.8537 USD
Purchase

400

197.1700 USD
Purchase

432

197.4236 USD
Purchase

500

197.4500 USD
Purchase

505

197.5339 USD
Purchase

512

197.6428 USD
Purchase

600

197.3066 USD
Purchase

700

197.5135 USD
Purchase

900

197.8741 USD
Purchase

1,024

197.2279 USD
Purchase

1,324

197.3164 USD
Purchase

1,728

197.8659 USD
Purchase

1,845

197.9878 USD
Purchase

2,440

197.9766 USD
Purchase

3,070

197.4271 USD
Purchase

4,012

197.6276 USD
Purchase

8,842

197.9900 USD
Purchase

14,570

197.4222 USD
Purchase

21,038

197.6177 USD
Sale

3

196.9133 USD
Sale

4

197.8650 USD
Sale

6

197.5900 USD
Sale

19

197.1250 USD
Sale

37

197.1245 USD
Sale

64

197.8700 USD
Sale

98

198.0100 USD
Sale

100

198.3500 USD
Sale

100

197.7100 USD
Sale

112

197.2000 USD
Sale

112

196.4523 USD
Sale

131

197.4112 USD
Sale

200

197.4500 USD
Sale

291

197.6876 USD
Sale

318

197.4806 USD
Sale

342

197.3905 USD
Sale

379

197.3885 USD
Sale

400

197.8775 USD
Sale

400

197.8537 USD
Sale

505

197.5339 USD
Sale

505

197.5340 USD
Sale

520

197.6358 USD
Sale

524

197.4732 USD
Sale

694

197.5058 USD
Sale

724

197.1996 USD
Sale

864

197.8659 USD
Sale

891

197.3893 USD
Sale

937

197.2188 USD
Sale

1,000

197.1330 USD
Sale

1,145

197.5812 USD
Sale

1,212

197.6799 USD
Sale

1,300

197.7369 USD
Sale

1,400

197.4292 USD
Sale

1,420

197.4024 USD
Sale

1,845

197.9878 USD
Sale

2,340

197.9880 USD
Sale

2,473

197.5119 USD
Sale

2,909

197.9772 USD
Sale

3,358

197.3924 USD
Sale

6,335

197.4366 USD
Sale

6,370

197.9900 USD
Sale

25,312

197.5892 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Jun 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 701242
Time of Receipt (offset from UTC): 20200605T103602+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC