FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

224,744

0.10%

918,074

0.40%

 

(2)

Derivatives (other than options):

496,197

0.21%

29,700

0.01%

 

(3)

Options and agreements to
purchase/sell:

2,600

0.00%

4,500

0.00%

 
TOTAL:

723,541

0.31%

952,274

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

199.3300 USD

Purchase

2

200.0500 USD

Purchase

2

200.0050 USD

Purchase

4

198.6800 USD

Purchase

5

200.3200 USD

Purchase

21

200.2360 USD

Purchase

21

200.1000 USD

Purchase

28

199.0600 USD

Purchase

78

196.3900 USD

Purchase

81

197.6786 USD

Purchase

100

197.4200 USD

Purchase

100

197.2000 USD

Purchase

100

201.1500 USD

Purchase

100

199.0300 USD

Purchase

100

198.6900 USD

Purchase

121

199.8178 USD

Purchase

123

198.9605 USD

Purchase

124

195.5516 USD

Purchase

125

197.6960 USD

Purchase

127

199.4442 USD

Purchase

143

197.2145 USD

Purchase

149

196.1700 USD

Purchase

200

198.5612 USD

Purchase

212

196.9110 USD

Purchase

231

198.0646 USD

Purchase

243

199.3249 USD

Purchase

280

199.6057 USD

Purchase

300

198.9787 USD

Purchase

338

200.0891 USD

Purchase

370

196.6200 USD

Purchase

387

195.6000 USD

Purchase

400

200.0125 USD

Purchase

400

200.2100 USD

Purchase

470

197.0278 USD

Purchase

511

195.5882 USD

Purchase

569

199.6785 USD

Purchase

781

198.6887 USD

Purchase

1,094

199.2244 USD

Purchase

2,200

199.0781 USD

Purchase

2,226

197.2056 USD

Purchase

2,536

199.3550 USD

Purchase

3,007

199.6163 USD

Purchase

3,007

199.6162 USD

Purchase

3,100

199.3197 USD

Purchase

3,528

199.3979 USD

Purchase

4,320

198.8890 USD

Purchase

4,715

198.6784 USD

Purchase

6,818

198.9700 USD

Purchase

8,016

199.2017 USD

Purchase

10,505

200.1022 USD

Purchase

16,663

199.4887 USD

Purchase

21,972

199.6226 USD

Purchase

38,132

198.8960 USD

Sale

8

198.6800 USD

Sale

9

201.2900 USD

Sale

20

199.6200 USD

Sale

20

197.5600 USD

Sale

20

197.7100 USD

Sale

26

199.4700 USD

Sale

31

198.5567 USD

Sale

37

197.2191 USD

Sale

63

200.2360 USD

Sale

96

199.4989 USD

Sale

100

199.8900 USD

Sale

100

199.7450 USD

Sale

100

199.7300 USD

Sale

100

199.5900 USD

Sale

100

199.4400 USD

Sale

100

199.4100 USD

Sale

100

199.3800 USD

Sale

100

199.3100 USD

Sale

100

199.1600 USD

Sale

100

199.0600 USD

Sale

100

198.9900 USD

Sale

100

198.8500 USD

Sale

100

200.6100 USD

Sale

100

199.7950 USD

Sale

103

196.5914 USD

Sale

109

198.7080 USD

Sale

111

199.5500 USD

Sale

135

200.5944 USD

Sale

145

199.8962 USD

Sale

165

200.9796 USD

Sale

196

199.8367 USD

Sale

200

199.0500 USD

Sale

200

200.6150 USD

Sale

200

200.1050 USD

Sale

200

199.9850 USD

Sale

206

199.5644 USD

Sale

230

196.5364 USD

Sale

266

199.6560 USD

Sale

284

199.5060 USD

Sale

300

199.3233 USD

Sale

300

198.5133 USD

Sale

302

200.0297 USD

Sale

305

200.3921 USD

Sale

347

200.0900 USD

Sale

370

196.6200 USD

Sale

400

198.7625 USD

Sale

400

200.3912 USD

Sale

402

199.7185 USD

Sale

413

199.1065 USD

Sale

420

198.9166 USD

Sale

449

199.6300 USD

Sale

451

199.5682 USD

Sale

511

195.5882 USD

Sale

511

195.5883 USD

Sale

513

198.8429 USD

Sale

561

199.5820 USD

Sale

587

198.8954 USD

Sale

600

199.7000 USD

Sale

600

198.8608 USD

Sale

638

199.3053 USD

Sale

645

197.2335 USD

Sale

691

198.2197 USD

Sale

750

199.2486 USD

Sale

772

199.8114 USD

Sale

808

199.7169 USD

Sale

1,000

200.0410 USD

Sale

1,032

199.5379 USD

Sale

1,100

198.5572 USD

Sale

1,153

199.4428 USD

Sale

1,200

198.8391 USD

Sale

1,400

199.3300 USD

Sale

1,485

200.5956 USD

Sale

1,555

199.5368 USD

Sale

1,596

199.5663 USD

Sale

1,800

198.8777 USD

Sale

1,852

199.8383 USD

Sale

2,343

197.2075 USD

Sale

2,400

199.4229 USD

Sale

3,007

199.6163 USD

Sale

3,019

199.6137 USD

Sale

3,041

198.5639 USD

Sale

3,264

199.5897 USD

Sale

3,420

199.3293 USD

Sale

3,900

199.4515 USD

Sale

4,141

198.9700 USD

Sale

4,259

199.5337 USD

Sale

4,329

199.6343 USD

Sale

7,016

199.3103 USD

Sale

8,908

199.5401 USD

Sale

9,518

199.6209 USD

Sale

45,262

198.9372 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

9,415

199.4341 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

4 Jun 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 701125
Time of Receipt (offset from UTC): 20200604T104003+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC