Form 8.3 - Aon plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

02 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

225,585

0.10%

901,683

0.39%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

486,782

0.21%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

714,967

0.31%

935,883

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

194.2000 USD

Purchase

2

196.0300 USD

Purchase

9

197.3000 USD

Purchase

11

196.4027 USD

Purchase

11

194.4700 USD

Purchase

11

196.7627 USD

Purchase

15

196.6520 USD

Purchase

22

195.5418 USD

Purchase

33

196.0400 USD

Purchase

58

196.3000 USD

Purchase

69

196.0700 USD

Purchase

100

196.8000 USD

Purchase

100

194.2800 USD

Purchase

100

194.3800 USD

Purchase

100

194.1300 USD

Purchase

100

195.8900 USD

Purchase

100

195.6800 USD

Purchase

100

195.4250 USD

Purchase

108

196.4000 USD

Purchase

111

195.8310 USD

Purchase

200

195.5800 USD

Purchase

200

196.5550 USD

Purchase

258

195.3736 USD

Purchase

300

195.8750 USD

Purchase

500

195.9000 USD

Purchase

511

195.8683 USD

Purchase

538

196.7331 USD

Purchase

612

195.8985 USD

Purchase

783

195.8389 USD

Purchase

800

195.7212 USD

Purchase

925

196.2376 USD

Purchase

1,008

195.0819 USD

Purchase

1,283

195.4493 USD

Purchase

1,401

194.1800 USD

Purchase

1,540

195.9285 USD

Purchase

1,839

196.4320 USD

Purchase

2,217

196.2428 USD

Purchase

3,100

195.3594 USD

Purchase

3,700

194.6435 USD

Purchase

6,836

194.8300 USD

Purchase

6,968

196.1400 USD

Purchase

8,000

195.3719 USD

Purchase

8,171

194.8883 USD

Purchase

9,400

196.6428 USD

Purchase

12,613

195.9424 USD

Purchase

13,089

195.8790 USD

Purchase

24,437

194.7443 USD

Purchase

32,375

195.3648 USD

Sale

7

196.6200 USD

Sale

8

196.6800 USD

Sale

11

194.4700 USD

Sale

16

194.5600 USD

Sale

22

195.5418 USD

Sale

32

196.6500 USD

Sale

33

196.0400 USD

Sale

33

196.4578 USD

Sale

58

196.3000 USD

Sale

58

197.2600 USD

Sale

61

194.5800 USD

Sale

100

196.8500 USD

Sale

100

196.5700 USD

Sale

100

194.5000 USD

Sale

100

197.0500 USD

Sale

100

195.7950 USD

Sale

100

196.9800 USD

Sale

100

196.9900 USD

Sale

112

195.9892 USD

Sale

151

194.5832 USD

Sale

200

196.9175 USD

Sale

200

196.9675 USD

Sale

200

197.0150 USD

Sale

200

197.1350 USD

Sale

200

196.0150 USD

Sale

230

196.7569 USD

Sale

300

195.8800 USD

Sale

300

196.8600 USD

Sale

361

195.1734 USD

Sale

510

194.7600 USD

Sale

511

195.8684 USD

Sale

511

195.8683 USD

Sale

600

195.3525 USD

Sale

709

196.5930 USD

Sale

800

196.5506 USD

Sale

808

194.5593 USD

Sale

858

195.2610 USD

Sale

1,051

194.4970 USD

Sale

1,080

195.5635 USD

Sale

1,082

195.6237 USD

Sale

1,097

196.7905 USD

Sale

1,098

194.6048 USD

Sale

1,192

196.9243 USD

Sale

1,300

195.1046 USD

Sale

1,401

194.1800 USD

Sale

1,514

196.9077 USD

Sale

1,607

194.6527 USD

Sale

1,637

194.6137 USD

Sale

1,684

195.3855 USD

Sale

1,900

196.9671 USD

Sale

1,989

194.6653 USD

Sale

2,000

195.4996 USD

Sale

3,400

194.5216 USD

Sale

4,190

196.1083 USD

Sale

5,029

194.9112 USD

Sale

5,093

196.0409 USD

Sale

6,134

194.7965 USD

Sale

6,476

194.8300 USD

Sale

6,579

195.1079 USD

Sale

6,968

196.1400 USD

Sale

7,300

195.3677 USD

Sale

7,453

195.0800 USD

Sale

7,488

196.6705 USD

Sale

46,869

195.3594 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Jun 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,100

260.0000  

American

Jul 17, 2020

Call Options

  Purchased

1,500

240.0000  

American

Jul 17, 2020

Call Options

  Written

-4,500

220.0000  

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 701113
Time of Receipt (offset from UTC): 20200603T100614+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC