FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

256,997

0.11%

887,382

0.38%

 

(2)

Derivatives (other than options):

466,239

0.20%

29,700

0.01%

 

(3)

Options and agreements to
purchase/sell:

2,600

0.00%

4,500

0.00%

 
TOTAL:

725,836

0.31%

921,582

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

192.8300 USD

Purchase

2

192.8400 USD

Purchase

7

193.5600 USD

Purchase

10

194.6500 USD

Purchase

11

193.3550 USD

Purchase

17

192.9982 USD

Purchase

17

193.6623 USD

Purchase

22

193.6136 USD

Purchase

25

194.2712 USD

Purchase

33

193.3681 USD

Purchase

33

193.5310 USD

Purchase

37

193.5159 USD

Purchase

39

193.4667 USD

Purchase

42

193.5041 USD

Purchase

43

193.5667 USD

Purchase

44

193.3413 USD

Purchase

57

193.4438 USD

Purchase

100

193.5700 USD

Purchase

100

192.7600 USD

Purchase

100

194.3300 USD

Purchase

100

193.8200 USD

Purchase

105

193.7600 USD

Purchase

118

193.6500 USD

Purchase

150

193.7700 USD

Purchase

200

193.7032 USD

Purchase

200

193.7900 USD

Purchase

200

193.8300 USD

Purchase

200

194.2250 USD

Purchase

206

193.8327 USD

Purchase

250

194.3060 USD

Purchase

297

193.9956 USD

Purchase

300

193.7766 USD

Purchase

300

193.0000 USD

Purchase

321

193.3683 USD

Purchase

350

194.0185 USD

Purchase

356

194.0528 USD

Purchase

387

194.2339 USD

Purchase

400

193.0250 USD

Purchase

400

193.9087 USD

Purchase

600

193.7466 USD

Purchase

600

194.2716 USD

Purchase

645

195.2700 USD

Purchase

711

193.7776 USD

Purchase

1,029

194.2131 USD

Purchase

1,295

193.4360 USD

Purchase

1,322

193.8572 USD

Purchase

1,400

193.4730 USD

Purchase

2,100

194.0797 USD

Purchase

2,244

193.8088 USD

Purchase

2,665

193.7135 USD

Purchase

4,300

193.8585 USD

Purchase

5,560

193.6092 USD

Purchase

5,982

193.3300 USD

Purchase

6,767

194.0839 USD

Purchase

13,278

193.8000 USD

Purchase

13,293

193.4170 USD

Purchase

14,565

193.2996 USD

Purchase

39,960

193.4936 USD

Sale

10

194.6500 USD

Sale

11

193.0009 USD

Sale

16

193.9175 USD

Sale

33

194.8600 USD

Sale

38

193.1847 USD

Sale

100

194.3800 USD

Sale

100

194.2800 USD

Sale

100

193.8200 USD

Sale

100

193.9150 USD

Sale

100

193.9100 USD

Sale

111

194.1318 USD

Sale

118

193.6500 USD

Sale

150

193.7700 USD

Sale

200

193.9050 USD

Sale

200

193.7032 USD

Sale

200

194.0400 USD

Sale

200

193.2900 USD

Sale

250

193.9820 USD

Sale

278

194.0608 USD

Sale

300

193.0000 USD

Sale

300

193.7766 USD

Sale

400

193.9087 USD

Sale

406

193.3271 USD

Sale

432

192.9925 USD

Sale

452

193.6773 USD

Sale

555

193.3402 USD

Sale

581

193.4956 USD

Sale

600

193.9300 USD

Sale

640

193.4292 USD

Sale

640

194.1817 USD

Sale

645

195.2700 USD

Sale

1,168

193.4223 USD

Sale

1,400

193.8130 USD

Sale

1,400

193.1300 USD

Sale

1,500

193.5568 USD

Sale

1,793

193.7979 USD

Sale

2,000

194.0727 USD

Sale

2,100

193.5292 USD

Sale

3,060

193.4868 USD

Sale

3,191

194.3540 USD

Sale

3,961

193.4675 USD

Sale

4,760

193.5822 USD

Sale

4,850

193.3300 USD

Sale

7,650

193.5476 USD

Sale

7,650

193.3930 USD

Sale

11,449

193.5361 USD

Sale

13,278

193.8000 USD

Sale

15,000

193.8053 USD

Sale

32,897

193.4127 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

27,000

193.4002 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

4,500

220 USD

American

17 Jul 2020

1.2500 USD

Call Option

Purchasing

1,500

240 USD

American

17 Jul 2020

0.1250 USD

Call Option

Purchasing

1,100

260 USD

American

17 Jul 2020

0.1250 USD

Call Option

Selling

4,500

220 USD

American

17 Jul 2020

1.2500 USD

Call Option

Selling

1,500

240 USD

American

17 Jul 2020

0.1250 USD

Call Option

Selling

1,100

260 USD

American

17 Jul 2020

0.1250 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 700237
Time of Receipt (offset from UTC): 20200522T095124+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC