Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,322,884

1.31%

2,946,075

0.89%

 

(2)

Derivatives (other than options):

2,887,345

0.88%

2,368,331

0.72%

 

(3)

Options and agreements to
purchase/sell:

180,100

0.05%

132,400

0.04%

 
TOTAL:

7,390,329

2.24%

5,446,806

1.65%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

7

192.3700 USD

Purchase

15

192.7700 USD

Purchase

35

192.1500 USD

Purchase

66

192.5431 USD

Purchase

77

193.0300 USD

Purchase

100

192.6800 USD

Purchase

100

192.5600 USD

Purchase

116

192.1279 USD

Purchase

200

192.9550 USD

Purchase

200

192.2650 USD

Purchase

300

192.7666 USD

Purchase

300

192.8833 USD

Purchase

354

192.2835 USD

Purchase

400

192.2950 USD

Purchase

500

192.4492 USD

Purchase

583

192.0354 USD

Purchase

600

192.7800 USD

Purchase

700

192.2042 USD

Purchase

800

192.8125 USD

Purchase

800

192.5312 USD

Purchase

950

192.1584 USD

Purchase

1,552

192.0849 USD

Purchase

1,600

192.1471 USD

Purchase

1,679

192.1574 USD

Purchase

1,907

192.2668 USD

Purchase

2,105

192.7307 USD

Purchase

2,455

193.0197 USD

Purchase

3,268

192.2360 USD

Purchase

4,682

192.1946 USD

Purchase

4,828

192.7226 USD

Purchase

5,142

192.6418 USD

Purchase

5,312

192.6768 USD

Purchase

5,523

192.1527 USD

Purchase

6,198

192.2601 USD

Purchase

6,597

192.7439 USD

Purchase

6,909

192.1397 USD

Purchase

7,555

192.1556 USD

Purchase

9,804

192.1238 USD

Purchase

12,400

192.1505 USD

Purchase

16,288

192.6579 USD

Purchase

24,208

192.4691 USD

Purchase

28,865

192.7180 USD

Purchase

49,000

192.4035 USD

Purchase

75,000

192.4600 USD

Purchase

82,742

192.7223 USD

Purchase

95,229

192.6050 USD

Purchase

138,224

192.3712 USD

Purchase

285,258

192.6521 USD

Purchase

403,031

192.2596 USD

Purchase

517,871

192.1448 USD

Purchase

555,298

193.0200 USD

Purchase

895,338

192.2453 USD

Sale

1

192.5000 USD

Sale

4

192.5450 USD

Sale

5

192.6780 USD

Sale

5

192.3920 USD

Sale

6

192.5333 USD

Sale

7

192.3700 USD

Sale

7

192.3742 USD

Sale

8

192.7062 USD

Sale

12

192.5250 USD

Sale

16

191.9900 USD

Sale

22

192.4600 USD

Sale

87

192.4200 USD

Sale

100

192.5700 USD

Sale

100

192.7200 USD

Sale

100

192.7900 USD

Sale

100

193.0600 USD

Sale

210

192.4252 USD

Sale

233

192.8500 USD

Sale

300

192.7933 USD

Sale

315

192.5196 USD

Sale

393

192.3847 USD

Sale

415

192.4697 USD

Sale

486

192.3797 USD

Sale

529

192.5295 USD

Sale

700

192.2042 USD

Sale

1,349

192.5638 USD

Sale

1,705

192.2549 USD

Sale

2,191

192.3816 USD

Sale

2,944

192.5787 USD

Sale

3,139

192.5307 USD

Sale

3,573

192.3849 USD

Sale

3,907

192.3191 USD

Sale

4,000

192.3777 USD

Sale

4,500

192.5824 USD

Sale

5,416

192.7088 USD

Sale

6,162

192.6616 USD

Sale

7,353

192.5806 USD

Sale

7,668

192.3709 USD

Sale

7,866

192.4044 USD

Sale

8,500

192.0732 USD

Sale

8,525

192.6476 USD

Sale

9,708

192.5201 USD

Sale

9,906

192.8178 USD

Sale

11,114

192.6146 USD

Sale

12,500

192.6852 USD

Sale

12,841

192.3838 USD

Sale

13,133

192.3719 USD

Sale

13,361

192.3794 USD

Sale

14,232

192.4958 USD

Sale

18,628

192.5163 USD

Sale

23,351

192.5123 USD

Sale

24,171

192.6498 USD

Sale

24,932

192.3445 USD

Sale

26,042

192.4976 USD

Sale

28,071

192.5626 USD

Sale

32,408

192.3684 USD

Sale

35,093

193.0200 USD

Sale

39,953

192.8725 USD

Sale

41,122

192.4989 USD

Sale

54,075

192.3770 USD

Sale

67,026

192.6917 USD

Sale

77,455

192.4777 USD

Sale

82,952

192.6070 USD

Sale

95,915

192.4747 USD

Sale

250,000

192.1500 USD

Sale

375,571

192.2149 USD

Sale

446,743

192.3340 USD

Sale

267,871

192.1399 USD

Sale

545,729

192.9328 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-16,500

115.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Written

-1,100

200.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

190.0000

American

May 15, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

600

150.0000

American

Jun 19, 2020

Call Options

Purchased

4,400

190.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-29,400

150.0000

American

Jan 15, 2021

Put Options

Written

2,700

180.0000

American

May 15, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-900

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-600

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,100

195.0000

American

Jan 15, 2021

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699562
Time of Receipt (offset from UTC): 20200512T163951+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC