Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

11 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,645,897

0.18%

3,585,748

0.24%

 

(2)

Derivatives (other than options):

3,889,996

0.26%

1,015,468

0.07%

 

(3)

Options and agreements to
purchase/sell:

1,405,186

0.10%

1,372,264

0.09%

 
TOTAL:

7,941,079

0.54%

5,973,480

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

85.2100 USD
Purchase

1

87.9300 USD
Purchase

2

84.9400 USD
Purchase

31

84.1200 USD
Purchase

65

225.6380 USD
Purchase

95

86.3600 USD
Purchase

100

84.9050 USD
Purchase

100

84.6000 USD
Purchase

100

87.9800 USD
Purchase

100

84.8200 USD
Purchase

100

86.9000 USD
Purchase

105

87.8664 USD
Purchase

131

223.9155 USD
Purchase

150

84.7300 USD
Purchase

151

86.1566 USD
Purchase

153

87.8886 USD
Purchase

183

85.1327 USD
Purchase

198

85.4900 USD
Purchase

200

86.9500 USD
Purchase

200

86.7900 USD
Purchase

200

84.6250 USD
Purchase

200

86.8100 USD
Purchase

217

84.5907 USD
Purchase

227

88.1362 USD
Purchase

250

88.1556 USD
Purchase

257

87.6713 USD
Purchase

283

84.9385 USD
Purchase

300

86.2583 USD
Purchase

300

86.8266 USD
Purchase

466

88.1869 USD
Purchase

500

87.1890 USD
Purchase

505

86.7685 USD
Purchase

572

88.0067 USD
Purchase

700

86.8414 USD
Purchase

704

87.3576 USD
Purchase

800

84.7235 USD
Purchase

800

87.8148 USD
Purchase

812

86.9321 USD
Purchase

988

86.8361 USD
Purchase

1,049

87.9653 USD
Purchase

1,077

85.7897 USD
Purchase

1,100

87.0100 USD
Purchase

1,500

84.3516 USD
Purchase

1,558

224.8189 USD
Purchase

1,699

87.4433 USD
Purchase

1,800

87.0070 USD
Purchase

2,400

87.8152 USD
Purchase

2,500

87.9477 USD
Purchase

2,605

87.8749 USD
Purchase

4,379

87.7843 USD
Purchase

4,844

86.0408 USD
Purchase

5,000

84.1815 USD
Purchase

5,999

225.5093 USD
Purchase

6,281

86.5949 USD
Purchase

15,600

87.9832 USD
Purchase

16,108

87.0410 USD
Purchase

26,462

87.8104 USD
Purchase

40,498

85.9805 USD
Purchase

43,363

86.4175 USD
Purchase

50,000

85.2022 USD
Purchase

51,700

88.0500 USD
Purchase

58,201

86.1870 USD
Purchase

63,700

86.1052 USD
Purchase

92,380

87.4013 USD
Purchase

128,358

86.8329 USD
Purchase

477,241

83.9600 USD
Purchase

1,821,237

87.9000 USD
Sale

1

85.2100 USD
Sale

5

87.7050 USD
Sale

13

85.6592 USD
Sale

50

86.1000 USD
Sale

51

86.1600 USD
Sale

95

87.7100 USD
Sale

100

85.1900 USD
Sale

100

84.6000 USD
Sale

100

84.3900 USD
Sale

100

88.2000 USD
Sale

100

84.1300 USD
Sale

100

88.1700 USD
Sale

100

88.1600 USD
Sale

100

88.0100 USD
Sale

100

87.2200 USD
Sale

100

86.1950 USD
Sale

121

87.6500 USD
Sale

150

84.7300 USD
Sale

151

86.1566 USD
Sale

179

86.7527 USD
Sale

195

86.8010 USD
Sale

197

223.3540 USD
Sale

200

87.3075 USD
Sale

200

87.9425 USD
Sale

203

84.1955 USD
Sale

224

84.6699 USD
Sale

228

87.9485 USD
Sale

251

223.0062 USD
Sale

300

88.2100 USD
Sale

300

88.1900 USD
Sale

300

87.7666 USD
Sale

300

87.7233 USD
Sale

300

87.5633 USD
Sale

366

85.1327 USD
Sale

400

84.2825 USD
Sale

400

85.1525 USD
Sale

400

84.8550 USD
Sale

400

87.7575 USD
Sale

401

88.1838 USD
Sale

446

87.0824 USD
Sale

463

84.2500 USD
Sale

472

88.0647 USD
Sale

500

85.1000 USD
Sale

500

84.2800 USD
Sale

500

84.2420 USD
Sale

500

84.1220 USD
Sale

500

86.5160 USD
Sale

500

88.1980 USD
Sale

600

84.2450 USD
Sale

600

86.8091 USD
Sale

600

87.4091 USD
Sale

600

85.2166 USD
Sale

600

85.1833 USD
Sale

601

84.4814 USD
Sale

648

86.4553 USD
Sale

700

86.5878 USD
Sale

700

88.2225 USD
Sale

700

84.1400 USD
Sale

700

84.1485 USD
Sale

700

88.0528 USD
Sale

800

84.2368 USD
Sale

800

84.7235 USD
Sale

830

88.0939 USD
Sale

900

86.6988 USD
Sale

910

86.6804 USD
Sale

1,000

85.1515 USD
Sale

1,000

87.6130 USD
Sale

1,100

84.2009 USD
Sale

1,100

84.2781 USD
Sale

1,300

88.2265 USD
Sale

1,348

85.1636 USD
Sale

1,400

84.1847 USD
Sale

1,426

85.6773 USD
Sale

1,553

85.1167 USD
Sale

1,558

224.8212 USD
Sale

1,558

225.9803 USD
Sale

1,581

85.1926 USD
Sale

1,584

85.4774 USD
Sale

1,600

86.5789 USD
Sale

1,647

87.4368 USD
Sale

1,773

85.4094 USD
Sale

1,933

87.8441 USD
Sale

2,021

87.1653 USD
Sale

2,404

87.3558 USD
Sale

2,493

85.2218 USD
Sale

2,500

85.1792 USD
Sale

2,593

87.6140 USD
Sale

2,822

87.3373 USD
Sale

2,831

87.8810 USD
Sale

2,928

87.0321 USD
Sale

3,165

87.2790 USD
Sale

3,356

87.6041 USD
Sale

3,495

87.7805 USD
Sale

3,667

85.1806 USD
Sale

4,229

87.3869 USD
Sale

4,380

85.1616 USD
Sale

4,600

85.8546 USD
Sale

5,100

88.2382 USD
Sale

5,631

86.0822 USD
Sale

6,255

85.1670 USD
Sale

8,316

87.7315 USD
Sale

8,515

86.8160 USD
Sale

9,719

87.8993 USD
Sale

12,668

87.4495 USD
Sale

14,331

86.2652 USD
Sale

19,363

83.9600 USD
Sale

20,784

87.9111 USD
Sale

21,265

86.2949 USD
Sale

22,194

86.1495 USD
Sale

23,500

86.3871 USD
Sale

24,676

85.2296 USD
Sale

28,891

87.1673 USD
Sale

34,711

87.7232 USD
Sale

37,700

85.9909 USD
Sale

51,361

86.2735 USD
Sale

51,800

88.0500 USD
Sale

87,519

87.3715 USD
Sale

100,781

86.3042 USD
Sale

1,817,339

87.9000 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

289,244

73.6028 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

400

75 USD American 15 Jan 2021 15.2125 USD
Call Option Purchasing

200

80 USD American 21 Jan 2022 13.5000 USD
Call Option Purchasing

100

88 USD American 15 May 2020 0.4900 USD
Call Option Purchasing

100

110 USD American 15 Jan 2021 1.5700 USD
Call Option Purchasing

100

120 USD American 15 Jan 2021 0.6500 USD
Call Option Purchasing

516

150 USD American 15 Jan 2021 TRANSFER
Call Option Purchasing

2,924

160 USD American 15 Jan 2021 TRANSFER
Call Option Purchasing

430

165 USD American 15 Jan 2021 TRANSFER
Call Option Purchasing

1,462

170 USD American 15 May 2020 TRANSFER
Call Option Purchasing

8,170

170 USD American 19 Jun 2020 TRANSFER
Call Option Purchasing

5,504

175 USD American 15 May 2020 TRANSFER
Call Option Purchasing

516

175 USD American 15 Jan 2021 TRANSFER
Call Option Purchasing

27,950

175 USD American 21 Jan 2022 TRANSFER
Call Option Purchasing

5,504

185 USD American 15 Jan 2021 TRANSFER
Call Option Purchasing

1,032

190 USD American 15 May 2020 TRANSFER
Call Option Purchasing

3,784

190 USD American 15 Jan 2021 TRANSFER
Call Option Purchasing

7,826

195 USD American 15 Jan 2021 TRANSFER
Call Option Selling

100

70 USD American 19 Jun 2020 18.7000 USD
Call Option Selling

36,550

165 USD American 21 Jan 2022 TRANSFER
Call Option Selling

946

200 USD American 21 Aug 2020 TRANSFER
Call Option Selling

1,290

220 USD American 21 Aug 2020 TRANSFER
Call Option Selling

1,204

230 USD American 19 Jun 2020 TRANSFER
Call Option Selling

6,192

260 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

1,032

65 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

3,500

70 USD American 18 Sep 2020 1.8068 USD
Put Option Purchasing

3,870

70 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

12,700

73 USD American 18 Sep 2020 2.3071 USD
Put Option Purchasing

4,600

75 USD American 18 Sep 2020 2.8500 USD
Put Option Purchasing

2,236

75 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

200

80 USD American 15 Jan 2021 7.1500 USD
Put Option Purchasing

14,190

115 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

25,284

150 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

2,064

160 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

5,418

170 USD American 19 Jun 2020 TRANSFER
Put Option Purchasing

4,386

170 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

774

175 USD American 21 Aug 2020 TRANSFER
Put Option Purchasing

6,192

180 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

516

185 USD American 15 May 2020 TRANSFER
Put Option Purchasing

774

185 USD American 15 Jan 2021 TRANSFER
Put Option Purchasing

860

195 USD American 15 May 2020 TRANSFER
Put Option Purchasing

86

195 USD American 19 Jun 2020 TRANSFER
Put Option Selling

1,000

50 USD American 15 Jan 2021 1.0000 USD
Put Option Selling

100

85 USD American 18 Sep 2020 6.0000 USD
Put Option Selling

37,754

105 USD American 15 Jan 2021 TRANSFER
Put Option Selling

28,552

140 USD American 19 Jun 2020 TRANSFER
Put Option Selling

5,762

140 USD American 15 Jan 2021 TRANSFER
Put Option Selling

7,052

150 USD American 15 May 2020 TRANSFER
Put Option Selling

516

150 USD American 19 Jun 2020 TRANSFER
Put Option Selling

86

165 USD American 15 May 2020 TRANSFER
Put Option Selling

2,322

180 USD American 15 May 2020 TRANSFER
Put Option Selling

172

190 USD American 21 Aug 2020 TRANSFER
Put Option Selling

3,870

195 USD American 21 Aug 2020 TRANSFER
Put Option Selling

3,182

215 USD American 15 Jan 2021 TRANSFER

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

12 May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

90,000

60.0000

American Jun 19, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Written

7,052

150.0000

American May 15, 2020
Call Options Purchased

516

175.0000

American Jan 15, 2021
Call Options Purchased

5,504

175.0000

American May 15, 2020
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Call Options Written

-3,600

130.0000

American Jan 15, 2021
Call Options Written

-1,204

230.0000

American Jun 19, 2020
Put Options Purchased

-1,700

70.0000

American Sep 18, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Call Options Written

-2,700

120.0000

American Jan 15, 2021
Put Options Purchased

-1,032

65.0000

American Jan 15, 2021
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-4,800

80.0000

American Jan 21, 2022
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-9,200

50.0000

American Jan 15, 2021
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Purchased

7,826

195.0000

American Jan 15, 2021
Put Options Written

300,000

60.0000

American Jan 15, 2021
Call Options Purchased

1,032

190.0000

American May 15, 2020
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Call Options Purchased

5,900

95.0000

American Sep 18, 2020
Put Options Written

3,870

195.0000

American Aug 21, 2020
Put Options Written

5,600

57.5000

American Jan 15, 2021
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-14,190

115.0000

American Jan 15, 2021
Put Options Purchased

-5,600

85.0000

American Sep 18, 2020
Put Options Purchased

-34,400

95.0000

American Jun 19, 2020
Put Options Purchased

-86

195.0000

American Jun 19, 2020
Put Options Purchased

-30,000

62.5000

American Jan 15, 2021
Put Options Purchased

-774

185.0000

American Jan 15, 2021
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Call Options Written

-6,700

105.0000

American May 15, 2020
Call Options Written

-18,100

110.0000

American Jan 15, 2021
Put Options Written

516

150.0000

American Jun 19, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

4,100

70.0000

American Jun 19, 2020
Put Options Written

172

190.0000

American Aug 21, 2020
Put Options Purchased

-6,192

180.0000

American Jan 15, 2021
Call Options Written

-400

97.5000

American Jan 15, 2021
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-1,400

50.0000

American Sep 18, 2020
Put Options Purchased

-2,100

50.0000

American Jun 19, 2020
Put Options Purchased

-25,284

150.0000

American Jan 15, 2021
Put Options Purchased

-2,064

160.0000

American Jan 15, 2021
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Call Options Written

-300

75.0000

American Jan 15, 2021
Put Options Written

26,900

57.5000

American Jun 19, 2020
Put Options Written

6,600

77.5000

American Jan 15, 2021
Put Options Written

175,000

80.0000

American Jan 15, 2021
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Call Options Purchased

5,504

185.0000

American Jan 15, 2021
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

430

165.0000

American Jan 15, 2021
Put Options Written

200

40.0000

American Jan 21, 2022
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

600

85.0000

American May 15, 2020
Put Options Purchased

-774

175.0000

American Aug 21, 2020
Call Options Written

-75,700

70.0000

American Jan 15, 2021
Put Options Purchased

-350,000

87.5000

American Jan 15, 2021
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Call Options Written

-1,290

220.0000

American Aug 21, 2020
Put Options Purchased

-3,400

72.5000

American Sep 18, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-516

185.0000

American May 15, 2020
Put Options Purchased

-3,870

70.0000

American Jan 15, 2021
Call Options Purchased

7,300

87.5000

American Sep 18, 2020
Put Options Written

86

165.0000

American May 15, 2020
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Purchased

516

150.0000

American Jan 15, 2021
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Put Options Purchased

-5,418

170.0000

American Jun 19, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-2,500

125.0000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Put Options Purchased

-5,000

55.0000

American May 15, 2020
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Purchased

-2,236

75.0000

American Jan 15, 2021
Call Options Written

-2,300

60.0000

American Aug 21, 2020
Put Options Written

300

75.0000

American Jan 15, 2021
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

27,950

175.0000

American Jan 21, 2022
Call Options Purchased

3,784

190.0000

American Jan 15, 2021
Put Options Written

1,300

62.5000

American May 15, 2020
Put Options Written

1,500

57.5000

American Sep 18, 2020
Call Options Purchased

2,924

160.0000

American Jan 15, 2021
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-860

195.0000

American May 15, 2020
Call Options Written

-36,550

165.0000

American Jan 21, 2022
Put Options Purchased

-4,386

170.0000

American Jan 15, 2021
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

22,400

90.0000

American Jan 15, 2021
Put Options Written

2,322

180.0000

American May 15, 2020
Call Options Purchased

1,462

170.0000

American May 15, 2020
Put Options Written

7,800

87.5000

American Jun 19, 2020
Put Options Written

28,552

140.0000

American Jun 19, 2020
Call Options Written

-6,192

260.0000

American Jan 15, 2021
Call Options Written

-946

200.0000

American Aug 21, 2020
Call Options Written

-15,700

105.0000

American Jan 15, 2021
Put Options Written

37,754

105.0000

American Jan 15, 2021
Put Options Written

5,762

140.0000

American Jan 15, 2021
Put Options Written

9,600

72.5000

American May 15, 2020
Call Options Purchased

8,170

170.0000

American Jun 19, 2020
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

3,182

215.0000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-3,800

95.0000

American Jan 15, 2021
Call Options Written

-60,000

87.5000

American Jan 0, 1900

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699547
Time of Receipt (offset from UTC): 20200512T100550+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC