Form 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

07 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,111,003

0.14%

3,686,665

0.25%

 

(2)

Derivatives (other than options):

1,951,823

0.13%

722,501

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,266,700

0.09%

1,257,000

0.09%

 
TOTAL:

5,329,526

0.36%

5,666,166

0.38%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

21

84.5000 USD
Purchase

39

85.4800 USD
Purchase

63

83.6800 USD
Purchase

100

85.8000 USD
Purchase

100

85.6100 USD
Purchase

100

85.1800 USD
Purchase

100

84.4900 USD
Purchase

100

84.2800 USD
Purchase

100

84.3000 USD
Purchase

100

84.3800 USD
Purchase

100

84.2500 USD
Purchase

100

84.3300 USD
Purchase

100

84.3100 USD
Purchase

105

84.2928 USD
Purchase

106

86.5486 USD
Purchase

113

84.2496 USD
Purchase

197

85.1804 USD
Purchase

200

84.3950 USD
Purchase

200

84.9475 USD
Purchase

200

84.5225 USD
Purchase

200

84.3250 USD
Purchase

200

84.2300 USD
Purchase

200

84.3875 USD
Purchase

200

84.2650 USD
Purchase

200

84.0100 USD
Purchase

200

84.9975 USD
Purchase

221

84.4005 USD
Purchase

294

84.2617 USD
Purchase

295

84.2549 USD
Purchase

300

85.1566 USD
Purchase

300

84.3133 USD
Purchase

373

85.6415 USD
Purchase

400

85.6300 USD
Purchase

400

84.3275 USD
Purchase

427

85.6686 USD
Purchase

429

84.8918 USD
Purchase

511

84.8890 USD
Purchase

700

84.3314 USD
Purchase

800

85.7631 USD
Purchase

832

84.3096 USD
Purchase

849

84.3293 USD
Purchase

1,050

84.3178 USD
Purchase

1,124

84.3376 USD
Purchase

1,200

84.1489 USD
Purchase

1,213

85.6671 USD
Purchase

1,300

84.3076 USD
Purchase

1,500

84.4330 USD
Purchase

1,626

85.6798 USD
Purchase

2,000

85.7812 USD
Purchase

2,029

85.7264 USD
Purchase

2,561

85.7268 USD
Purchase

3,297

84.3144 USD
Purchase

3,361

84.4944 USD
Purchase

3,408

84.5069 USD
Purchase

3,513

84.3460 USD
Purchase

3,700

84.6629 USD
Purchase

3,741

84.3822 USD
Purchase

3,959

84.3548 USD
Purchase

4,824

84.5222 USD
Purchase

5,130

84.3847 USD
Purchase

7,223

84.4411 USD
Purchase

8,878

84.4290 USD
Purchase

8,945

84.5368 USD
Purchase

9,271

84.3768 USD
Purchase

11,649

84.4788 USD
Purchase

13,035

84.4276 USD
Purchase

16,400

84.3500 USD
Purchase

17,085

84.2688 USD
Purchase

21,586

84.4472 USD
Purchase

23,484

84.5863 USD
Purchase

27,941

84.9200 USD
Purchase

31,702

86.5200 USD
Purchase

36,056

84.6762 USD
Purchase

49,792

85.1115 USD
Purchase

51,039

84.3582 USD
Purchase

69,700

84.8008 USD
Purchase

127,015

84.8450 USD
Purchase

151,081

84.7230 USD
Purchase

151,878

84.8804 USD
Purchase

180,438

84.3301 USD
Purchase

184,048

84.2200 USD
Sale

2

85.5200 USD
Sale

27

84.2900 USD
Sale

50

84.2500 USD
Sale

61

84.2952 USD
Sale

63

83.6800 USD
Sale

99

85.6900 USD
Sale

100

83.8500 USD
Sale

100

84.3000 USD
Sale

100

84.3150 USD
Sale

101

84.2202 USD
Sale

106

86.5486 USD
Sale

136

84.4935 USD
Sale

200

84.3100 USD
Sale

200

85.1300 USD
Sale

200

83.9250 USD
Sale

227

84.6595 USD
Sale

240

84.2916 USD
Sale

273

84.2570 USD
Sale

277

84.2662 USD
Sale

286

85.1180 USD
Sale

300

85.3066 USD
Sale

300

85.1333 USD
Sale

300

84.2666 USD
Sale

360

84.2800 USD
Sale

360

85.1497 USD
Sale

399

84.2430 USD
Sale

500

84.2440 USD
Sale

500

84.4660 USD
Sale

520

86.0057 USD
Sale

591

84.2646 USD
Sale

597

85.0957 USD
Sale

600

85.1200 USD
Sale

656

85.0823 USD
Sale

669

84.9947 USD
Sale

698

84.2364 USD
Sale

700

85.6328 USD
Sale

700

84.3050 USD
Sale

800

85.2462 USD
Sale

850

84.9217 USD
Sale

867

85.1241 USD
Sale

900

84.8100 USD
Sale

900

85.3527 USD
Sale

1,000

84.2959 USD
Sale

1,003

85.1016 USD
Sale

1,031

84.8394 USD
Sale

1,131

85.1131 USD
Sale

1,200

84.1489 USD
Sale

1,200

85.1458 USD
Sale

1,203

85.1128 USD
Sale

1,292

85.1221 USD
Sale

1,300

84.3261 USD
Sale

1,400

84.3175 USD
Sale

1,500

84.0009 USD
Sale

1,500

84.4330 USD
Sale

1,582

84.3310 USD
Sale

1,693

84.3012 USD
Sale

1,709

85.0668 USD
Sale

1,753

84.5682 USD
Sale

1,902

84.6127 USD
Sale

2,106

84.2797 USD
Sale

2,300

84.3021 USD
Sale

3,174

85.5314 USD
Sale

3,177

85.2517 USD
Sale

3,600

84.2179 USD
Sale

3,600

85.1262 USD
Sale

3,801

84.8391 USD
Sale

3,854

85.0714 USD
Sale

3,886

85.2080 USD
Sale

4,201

84.8653 USD
Sale

4,751

85.0059 USD
Sale

4,767

85.0300 USD
Sale

4,900

85.1900 USD
Sale

5,000

84.2895 USD
Sale

5,330

85.0747 USD
Sale

5,724

84.3433 USD
Sale

5,800

84.3456 USD
Sale

6,214

85.5638 USD
Sale

6,735

84.3762 USD
Sale

7,016

84.3140 USD
Sale

7,095

84.2975 USD
Sale

7,253

84.6522 USD
Sale

9,629

85.7039 USD
Sale

10,258

84.7704 USD
Sale

11,837

84.5374 USD
Sale

12,300

84.8897 USD
Sale

15,950

84.8715 USD
Sale

16,308

84.3403 USD
Sale

16,400

84.3500 USD
Sale

18,885

84.3137 USD
Sale

19,437

85.7995 USD
Sale

20,345

84.9713 USD
Sale

22,593

84.7106 USD
Sale

24,300

84.9779 USD
Sale

25,850

84.3773 USD
Sale

31,210

86.5200 USD
Sale

31,800

84.6463 USD
Sale

33,853

84.3795 USD
Sale

40,800

84.9897 USD
Sale

45,506

84.3439 USD
Sale

54,702

84.2785 USD
Sale

84,920

84.6517 USD
Sale

100,334

84.9535 USD
Sale

128,989

84.4157 USD
Sale

171,426

84.7598 USD
Sale

203,410

84.2200 USD

 

Purchase/sale

 

Number of relevant securities

 

Price per unit (Note 5)

 

 

 

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

300

60 USD American 21 Aug 2020 24.3500 USD
Call Option Purchasing

200

70 USD American 15 Jan 2021 18.0700 USD
Call Option Purchasing

1,300

73 USD American 18 Sep 2020 13.9500 USD
Call Option Purchasing

300

90 USD American 21 Aug 2020 3.0666 USD
Call Option Purchasing

100

110 USD American 15 Jan 2021 1.4500 USD
Put Option Purchasing

500

70 USD American 18 Sep 2020 2.3900 USD
Put Option Selling

14,400

85 USD American 18 Sep 2020 7.5250 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

11 May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

90,000

60.0000

American Jun 19, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Written

1,800

70.0000

American Sep 18, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-3,600

130.0000

American Jan 15, 2021
Call Options Written

-100

90.0000

American Aug 21, 2020
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Written

4,800

75.0000

American Sep 18, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Written

300,000

60.0000

American Jan 15, 2021
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Call Options Purchased

5,900

95.0000

American Sep 18, 2020
Call Options Written

-100

87.5000

American May 15, 2020
Call Options Written

-6,700

105.0000

American May 15, 2020
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Put Options Purchased

-30,000

62.5000

American Jan 15, 2021
Put Options Purchased

-5,700

85.0000

American Sep 18, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-34,400

95.0000

American Jun 19, 2020
Call Options Written

-19,700

110.0000

American Jan 15, 2021
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

4,200

70.0000

American Jun 19, 2020
Put Options Purchased

-1,400

50.0000

American Sep 18, 2020
Put Options Purchased

-2,100

50.0000

American Jun 19, 2020
Call Options Written

-700

75.0000

American Jan 15, 2021
Call Options Written

-400

97.5000

American Jan 15, 2021
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

6,600

77.5000

American Jan 15, 2021
Put Options Written

175,200

80.0000

American Jan 15, 2021
Put Options Written

100

70.0000

American Aug 21, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Put Options Written

26,900

57.5000

American Jun 19, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

600

85.0000

American May 15, 2020
Put Options Written

200

40.0000

American Jan 21, 2022
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-75,700

70.0000

American Jan 15, 2021
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Put Options Purchased

-350,000

87.5000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

7,300

87.5000

American Sep 18, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Put Options Purchased

-5,000

55.0000

American May 15, 2020
Call Options Written

-2,300

60.0000

American Aug 21, 2020
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Call Options Written

-2,500

125.0000

American Jan 15, 2021
Put Options Written

300

75.0000

American Jan 15, 2021
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

1,500

57.5000

American Sep 18, 2020
Put Options Written

1,300

62.5000

American May 15, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

22,400

90.0000

American Jan 15, 2021
Put Options Written

7,800

87.5000

American Jun 19, 2020
Put Options Written

9,300

72.5000

American Sep 18, 2020
Call Options Written

-15,800

105.0000

American Jan 15, 2021
Put Options Written

9,600

72.5000

American May 15, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Call Options Written

-3,800

95.0000

American Jan 15, 2021
Put Options Purchased

-250,000

85.0000

American Jan 0, 1900

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699630
Time of Receipt (offset from UTC): 20200511T170730+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC