Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

07 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,721,579

1.13%

2,948,434

0.90%

 

(2)

Derivatives (other than options):

2,887,345

0.88%

2,368,331

0.72%

 

(3)

Options and agreements to
purchase/sell:

180,100

0.05%

132,400

0.04%

 
TOTAL:

6,789,024

2.06%

5,449,165

1.66%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

5

193.6620 USD
Purchase

11

194.0272 USD
Purchase

23

194.0821 USD
Purchase

51

193.4796 USD
Purchase

81

193.7839 USD
Purchase

90

193.6885 USD
Purchase

90

193.1600 USD
Purchase

100

194.3400 USD
Purchase

100

193.1370 USD
Purchase

107

194.2027 USD
Purchase

139

193.6184 USD
Purchase

163

193.8120 USD
Purchase

200

194.5650 USD
Purchase

205

194.6800 USD
Purchase

300

193.6916 USD
Purchase

300

194.1333 USD
Purchase

302

194.6300 USD
Purchase

485

193.9377 USD
Purchase

600

194.0383 USD
Purchase

665

193.4400 USD
Purchase

700

193.9528 USD
Purchase

800

193.9903 USD
Purchase

801

193.2304 USD
Purchase

954

194.0824 USD
Purchase

1,000

194.2020 USD
Purchase

1,065

194.2782 USD
Purchase

1,193

193.4752 USD
Purchase

1,217

192.9900 USD
Purchase

1,298

194.5891 USD
Purchase

1,400

193.9150 USD
Purchase

1,516

193.4454 USD
Purchase

1,707

194.1787 USD
Purchase

1,800

194.5933 USD
Purchase

2,031

193.9919 USD
Purchase

2,100

193.5519 USD
Purchase

2,206

193.1704 USD
Purchase

2,551

194.0888 USD
Purchase

2,570

193.4375 USD
Purchase

2,900

193.7410 USD
Purchase

3,604

193.2499 USD
Purchase

4,400

193.3165 USD
Purchase

4,661

193.7948 USD
Purchase

4,756

193.9011 USD
Purchase

5,000

194.4882 USD
Purchase

5,399

193.4926 USD
Purchase

5,600

193.0981 USD
Purchase

5,801

192.9947 USD
Purchase

6,928

195.2700 USD
Purchase

7,210

193.1583 USD
Purchase

8,100

194.3551 USD
Purchase

8,600

193.3173 USD
Purchase

10,047

193.8792 USD
Purchase

10,874

193.1114 USD
Purchase

11,692

194.4695 USD
Purchase

13,293

193.3710 USD
Purchase

16,150

193.2010 USD
Purchase

16,250

193.2507 USD
Purchase

20,000

193.6808 USD
Purchase

30,713

193.7068 USD
Purchase

57,515

193.4586 USD
Purchase

177,915

193.4773 USD
Sale

2

192.7400 USD
Sale

32

193.3993 USD
Sale

37

192.5800 USD
Sale

54

193.7305 USD
Sale

75

192.9700 USD
Sale

100

194.5100 USD
Sale

100

194.4000 USD
Sale

100

194.0800 USD
Sale

100

193.5700 USD
Sale

100

193.3000 USD
Sale

100

193.9928 USD
Sale

101

193.0700 USD
Sale

200

193.2400 USD
Sale

200

193.1525 USD
Sale

200

193.1100 USD
Sale

200

193.1250 USD
Sale

200

193.9600 USD
Sale

215

192.7300 USD
Sale

250

193.6205 USD
Sale

400

194.2087 USD
Sale

446

194.5222 USD
Sale

468

194.6600 USD
Sale

502

193.8426 USD
Sale

597

193.7531 USD
Sale

600

194.6183 USD
Sale

604

193.6296 USD
Sale

782

194.5250 USD
Sale

802

192.9404 USD
Sale

823

193.4403 USD
Sale

1,001

193.5482 USD
Sale

1,509

192.6612 USD
Sale

2,050

193.1363 USD
Sale

2,100

193.5307 USD
Sale

3,409

193.4447 USD
Sale

3,600

194.5933 USD
Sale

4,460

193.0215 USD
Sale

6,960

195.2700 USD
Sale

7,212

192.9900 USD
Sale

11,500

194.2414 USD
Sale

12,246

193.6118 USD
Sale

17,505

193.6830 USD
Sale

19,100

193.3838 USD
Sale

19,244

193.8892 USD
Sale

30,773

193.4977 USD
Sale

50,000

194.0969 USD
Sale

93,145

193.2599 USD
Sale

174,564

193.4695 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Put Option Purchasing

600

170 USD American 15 May 2020 0.0100 USD
Put Option Selling

2,900

150 USD American 15 Jan 2021 0.3255 USD
Put Option Selling

2,000

190 USD American 15 May 2020 0.4350 USD

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

11 May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

600

175.0000

American Jan 15, 2021
Put Options Written

200

190.0000

American Aug 21, 2020
Call Options Purchased

6,400

185.0000

American Jan 15, 2021
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Written

8,200

150.0000

American May 15, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Put Options Purchased

-16,500

115.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Call Options Written

-1,100

200.0000

American Aug 21, 2020
Call Options Purchased

32,500

175.0000

American Jan 21, 2022
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

500

165.0000

American Jan 15, 2021
Call Options Purchased

1,200

190.0000

American May 15, 2020
Put Options Purchased

-5,100

170.0000

American Jan 15, 2021
Put Options Purchased

-1,000

195.0000

American May 15, 2020
Call Options Purchased

1,700

170.0000

American May 15, 2020
Put Options Written

33,200

140.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-900

175.0000

American Aug 21, 2020
Put Options Purchased

-6,300

170.0000

American Jun 19, 2020
Put Options Written

600

150.0000

American Jun 19, 2020
Call Options Purchased

4,400

190.0000

American Jan 15, 2021
Put Options Written

6,700

140.0000

American Jan 15, 2021
Put Options Purchased

-29,400

150.0000

American Jan 15, 2021
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Written

100

165.0000

American May 15, 2020
Call Options Purchased

3,400

160.0000

American Jan 15, 2021
Put Options Written

2,700

180.0000

American May 15, 2020
Put Options Purchased

-900

185.0000

American Jan 15, 2021
Put Options Purchased

-2,400

160.0000

American Jan 15, 2021
Call Options Purchased

600

150.0000

American Jan 15, 2021
Put Options Written

3,700

215.0000

American Jan 15, 2021
Put Options Purchased

-7,200

180.0000

American Jan 15, 2021
Put Options Purchased

-600

185.0000

American May 15, 2020
Call Options Purchased

9,100

195.0000

American Jan 15, 2021
Put Options Written

4,500

195.0000

American Aug 21, 2020
Put Options Purchased

-100

195.0000

American Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699534
Time of Receipt (offset from UTC): 20200511T164911+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC