Form 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

6 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,346,936

0.16%

3,743,455

0.25%

 

(2)

Derivatives (other than options):

1,951,823

0.13%

722,501

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,267,100

0.09%

1,273,500

0.09%

 
TOTAL:

5,565,859

0.38%

5,739,456

0.39%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

6

87.5000 USD
Purchase

6

86.1400 USD
Purchase

50

87.4500 USD
Purchase

73

87.4400 USD
Purchase

83

87.3400 USD
Purchase

85

85.4300 USD
Purchase

85

85.4800 USD
Purchase

96

87.4200 USD
Purchase

100

87.7900 USD
Purchase

100

87.2900 USD
Purchase

100

87.2500 USD
Purchase

100

86.4800 USD
Purchase

100

86.4400 USD
Purchase

100

86.4300 USD
Purchase

100

86.0450 USD
Purchase

100

85.5900 USD
Purchase

100

88.0700 USD
Purchase

100

87.9900 USD
Purchase

100

86.6450 USD
Purchase

100

87.0950 USD
Purchase

100

87.5700 USD
Purchase

100

87.5650 USD
Purchase

100

87.4900 USD
Purchase

100

87.4700 USD
Purchase

117

87.3556 USD
Purchase

150

87.4300 USD
Purchase

194

87.4557 USD
Purchase

200

87.3300 USD
Purchase

200

86.6850 USD
Purchase

200

86.7200 USD
Purchase

200

86.6650 USD
Purchase

200

86.6600 USD
Purchase

200

86.4650 USD
Purchase

200

85.7425 USD
Purchase

200

87.6450 USD
Purchase

200

87.5300 USD
Purchase

200

87.4600 USD
Purchase

200

87.4350 USD
Purchase

200

87.4250 USD
Purchase

214

87.4157 USD
Purchase

215

86.8383 USD
Purchase

215

86.8384 USD
Purchase

234

87.3311 USD
Purchase

300

87.3700 USD
Purchase

340

87.0305 USD
Purchase

400

86.8450 USD
Purchase

400

85.8025 USD
Purchase

400

86.6662 USD
Purchase

433

86.7461 USD
Purchase

437

87.0975 USD
Purchase

450

86.6637 USD
Purchase

466

87.2357 USD
Purchase

486

87.4341 USD
Purchase

500

87.4340 USD
Purchase

500

86.8540 USD
Purchase

600

87.3333 USD
Purchase

600

86.7816 USD
Purchase

624

87.4542 USD
Purchase

627

87.1857 USD
Purchase

754

87.4337 USD
Purchase

773

87.2311 USD
Purchase

790

86.6615 USD
Purchase

800

85.8350 USD
Purchase

800

87.0825 USD
Purchase

800

87.3787 USD
Purchase

886

87.1924 USD
Purchase

922

87.5101 USD
Purchase

1,026

87.4506 USD
Purchase

1,088

86.6689 USD
Purchase

1,534

87.4487 USD
Purchase

1,727

86.9142 USD
Purchase

1,800

87.4358 USD
Purchase

1,805

87.2377 USD
Purchase

2,810

86.2781 USD
Purchase

2,986

87.3424 USD
Purchase

3,063

85.7075 USD
Purchase

3,134

86.2200 USD
Purchase

3,340

86.6718 USD
Purchase

4,000

85.3300 USD
Purchase

4,139

85.7411 USD
Purchase

4,600

87.4997 USD
Purchase

4,761

87.1325 USD
Purchase

4,800

86.9990 USD
Purchase

4,835

85.9027 USD
Purchase

4,913

86.3783 USD
Purchase

5,928

85.6926 USD
Purchase

6,435

85.5943 USD
Purchase

6,578

85.6212 USD
Purchase

7,362

86.7000 USD
Purchase

10,399

85.5221 USD
Purchase

15,682

85.7973 USD
Purchase

15,960

85.6798 USD
Purchase

19,771

86.9475 USD
Purchase

27,470

85.7648 USD
Purchase

32,400

86.1800 USD
Purchase

33,161

85.7458 USD
Purchase

33,706

85.5323 USD
Purchase

36,800

86.9855 USD
Purchase

38,700

87.0851 USD
Purchase

38,798

87.0491 USD
Purchase

39,011

85.4254 USD
Purchase

39,300

87.0294 USD
Purchase

56,290

86.6628 USD
Purchase

63,206

85.4200 USD
Purchase

64,529

86.2000 USD
Purchase

86,600

86.4607 USD
Purchase

155,258

86.6494 USD
Purchase

173,200

86.5978 USD
Purchase

200,127

86.3358 USD
Purchase

108,250

86.4319 USD
Purchase

355,060

86.8740 USD
Purchase

216,500

87.0958 USD
Sale

9

87.5800 USD
Sale

27

85.4900 USD
Sale

28

86.7300 USD
Sale

30

86.9000 USD
Sale

40

86.3500 USD
Sale

46

87.1300 USD
Sale

81

86.0716 USD
Sale

96

87.2500 USD
Sale

100

86.5500 USD
Sale

100

86.3600 USD
Sale

100

87.1150 USD
Sale

100

87.3500 USD
Sale

100

85.3400 USD
Sale

100

85.3700 USD
Sale

100

85.4100 USD
Sale

100

85.5700 USD
Sale

100

86.3700 USD
Sale

100

86.6900 USD
Sale

100

86.1700 USD
Sale

100

86.2800 USD
Sale

100

86.2900 USD
Sale

100

86.3000 USD
Sale

100

86.5400 USD
Sale

122

86.0757 USD
Sale

134

86.3398 USD
Sale

135

85.5720 USD
Sale

169

86.9100 USD
Sale

175

86.9500 USD
Sale

200

86.7875 USD
Sale

200

85.6150 USD
Sale

200

86.1500 USD
Sale

200

85.8000 USD
Sale

200

85.2700 USD
Sale

200

87.5300 USD
Sale

202

85.7790 USD
Sale

215

86.8383 USD
Sale

248

86.5419 USD
Sale

274

86.6732 USD
Sale

300

86.9183 USD
Sale

300

87.3700 USD
Sale

300

85.8900 USD
Sale

300

86.6100 USD
Sale

300

86.2400 USD
Sale

300

86.4966 USD
Sale

300

86.1333 USD
Sale

400

86.9075 USD
Sale

400

86.9750 USD
Sale

400

86.0362 USD
Sale

400

85.8025 USD
Sale

417

85.6988 USD
Sale

500

87.4340 USD
Sale

500

85.2750 USD
Sale

500

85.5220 USD
Sale

500

85.5380 USD
Sale

500

86.3120 USD
Sale

526

86.3945 USD
Sale

552

85.7769 USD
Sale

567

85.8661 USD
Sale

584

86.2732 USD
Sale

600

87.0833 USD
Sale

600

85.8625 USD
Sale

605

85.4916 USD
Sale

616

86.5540 USD
Sale

627

85.7543 USD
Sale

648

85.7829 USD
Sale

668

86.5150 USD
Sale

700

87.1500 USD
Sale

700

85.8992 USD
Sale

700

86.7171 USD
Sale

749

86.3019 USD
Sale

783

86.1284 USD
Sale

800

87.1818 USD
Sale

837

85.9370 USD
Sale

879

86.9622 USD
Sale

891

85.8111 USD
Sale

928

86.9106 USD
Sale

954

87.0528 USD
Sale

1,124

85.7246 USD
Sale

1,152

86.7826 USD
Sale

1,206

85.6728 USD
Sale

1,210

87.0455 USD
Sale

1,264

87.1645 USD
Sale

1,300

85.4565 USD
Sale

1,333

87.3410 USD
Sale

1,391

85.6318 USD
Sale

1,392

87.1225 USD
Sale

1,398

86.3769 USD
Sale

1,400

86.5300 USD
Sale

1,403

85.5785 USD
Sale

1,408

87.0517 USD
Sale

1,416

85.7975 USD
Sale

1,443

85.6768 USD
Sale

1,500

87.0293 USD
Sale

1,669

86.8524 USD
Sale

1,850

86.8916 USD
Sale

2,009

87.1718 USD
Sale

2,144

87.1379 USD
Sale

2,207

86.9390 USD
Sale

2,539

87.0987 USD
Sale

3,000

86.8430 USD
Sale

3,134

86.2200 USD
Sale

3,340

86.6719 USD
Sale

4,000

85.3300 USD
Sale

4,225

86.9194 USD
Sale

4,700

87.0544 USD
Sale

4,900

87.0040 USD
Sale

5,788

86.4807 USD
Sale

6,159

86.9692 USD
Sale

6,277

86.9537 USD
Sale

6,500

87.4420 USD
Sale

9,348

86.8202 USD
Sale

10,000

86.9105 USD
Sale

11,855

86.8149 USD
Sale

12,784

85.7409 USD
Sale

13,254

87.1223 USD
Sale

14,475

86.9539 USD
Sale

15,207

86.8333 USD
Sale

15,426

86.9477 USD
Sale

16,100

87.2322 USD
Sale

16,488

86.9704 USD
Sale

17,376

85.7524 USD
Sale

19,399

87.0491 USD
Sale

19,942

86.8890 USD
Sale

31,310

85.4250 USD
Sale

32,400

86.1800 USD
Sale

37,753

86.9128 USD
Sale

61,013

85.4911 USD
Sale

63,032

87.0866 USD
Sale

64,529

86.2000 USD
Sale

64,950

86.6050 USD
Sale

66,500

86.5945 USD
Sale

69,795

86.4654 USD
Sale

77,940

86.5665 USD
Sale

86,600

86.6628 USD
Sale

114,962

85.7300 USD
Sale

122,090

85.4200 USD
Sale

193,858

86.7382 USD
Sale

249,020

86.5852 USD
Sale

286,246

86.9436 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

88 USD American 15 May 2020 1.5600 USD
Call Option Purchasing

100

130 USD American 15 Jan 2021 0.3100 USD
Call Option Selling

200

80 USD American 19 Jun 2020 8.5000 USD
Call Option Selling

2,800

95 USD American 19 Jun 2020 0.9525 USD
Call Option Selling

5,900

98 USD American 15 Jan 2021 4.3559 USD
Put Option Purchasing

500

70 USD American 21 Aug 2020 1.6500 USD
Put Option Purchasing

100

70 USD American 18 Sep 2020 2.1000 USD
Put Option Purchasing

400

75 USD American 18 Sep 2020 2.9700 USD
Put Option Selling

600

50 USD American 19 Jun 2020 0.0400 USD
Put Option Selling

7,700

73 USD American 15 Jan 2021 5.0500 USD
Put Option Selling

1,800

88 USD American 15 Jan 2021 10.9000 USD
Put Option Selling

100

90 USD American 19 Jun 2020 5.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

11 May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

90,000

60.0000

American Jun 19, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Written

2,300

70.0000

American Sep 18, 2020
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Written

-3,600

130.0000

American Jan 15, 2021
Call Options Written

-400

90.0000

American Aug 21, 2020
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Written

4,800

75.0000

American Sep 18, 2020
Call Options Purchased

5,900

95.0000

American Sep 18, 2020
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Written

300,000

60.0000

American Jan 15, 2021
Put Options Purchased

-30,000

62.5000

American Jan 15, 2021
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Call Options Written

-6,700

105.0000

American May 15, 2020
Call Options Written

-19,800

110.0000

American Jan 15, 2021
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Put Options Purchased

-34,400

95.0000

American Jun 19, 2020
Call Options Written

-100

87.5000

American May 15, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

4,200

70.0000

American Jun 19, 2020
Put Options Purchased

-2,100

50.0000

American Jun 19, 2020
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Call Options Written

-400

97.5000

American Jan 15, 2021
Call Options Written

-700

75.0000

American Jan 15, 2021
Put Options Purchased

-1,400

50.0000

American Sep 18, 2020
Put Options Written

175,200

80.0000

American Jan 15, 2021
Put Options Written

26,900

57.5000

American Jun 19, 2020
Put Options Written

6,600

77.5000

American Jan 15, 2021
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

600

85.0000

American May 15, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Put Options Written

100

70.0000

American Aug 21, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

200

40.0000

American Jan 21, 2022
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Put Options Purchased

-350,000

87.5000

American Jan 15, 2021
Call Options Written

-75,900

70.0000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Purchased

7,300

87.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-2,600

60.0000

American Aug 21, 2020
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Put Options Purchased

-5,000

55.0000

American May 15, 2020
Call Options Written

-2,500

125.0000

American Jan 15, 2021
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Written

1,500

57.5000

American Sep 18, 2020
Put Options Written

300

75.0000

American Jan 15, 2021
Put Options Written

1,300

62.5000

American May 15, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

22,400

90.0000

American Jan 15, 2021
Put Options Written

7,800

87.5000

American Jun 19, 2020
Put Options Written

9,300

72.5000

American Sep 18, 2020
Call Options Written

-15,800

105.0000

American Jan 15, 2021
Put Options Written

9,600

72.5000

American May 15, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-3,800

95.0000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699443
Time of Receipt (offset from UTC): 20200511T131054+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC