Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,126,856

0.14%

4,124,547

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,960,895

0.13%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,266,300

0.09%

1,255,300

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,354,051

0.36%

6,102,348

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

83.7266 USD

Purchase

32

83.4100 USD

Purchase

37

83.9300 USD

Purchase

80

84.0100 USD

Purchase

100

83.5375 USD

Purchase

100

82.8200 USD

Purchase

100

83.8500 USD

Purchase

100

83.5550 USD

Purchase

100

83.5050 USD

Purchase

100

83.9200 USD

Purchase

103

83.8824 USD

Purchase

147

83.5897 USD

Purchase

200

83.4475 USD

Purchase

200

83.7750 USD

Purchase

203

83.6111 USD

Purchase

226

83.6807 USD

Purchase

234

83.7190 USD

Purchase

291

83.7055 USD

Purchase

300

83.9367 USD

Purchase

300

83.4967 USD

Purchase

300

83.4433 USD

Purchase

300

83.6600 USD

Purchase

327

83.9566 USD

Purchase

344

83.9731 USD

Purchase

400

83.9925 USD

Purchase

472

83.4845 USD

Purchase

500

83.3230 USD

Purchase

505

83.3000 USD

Purchase

572

83.7097 USD

Purchase

585

83.7299 USD

Purchase

609

83.3914 USD

Purchase

747

83.4981 USD

Purchase

800

82.9725 USD

Purchase

830

83.4706 USD

Purchase

899

83.7303 USD

Purchase

933

83.4941 USD

Purchase

1,000

84.2000 USD

Purchase

1,000

83.6655 USD

Purchase

1,000

83.2000 USD

Purchase

1,285

83.3947 USD

Purchase

1,298

83.4822 USD

Purchase

1,300

83.5184 USD

Purchase

1,500

83.5080 USD

Purchase

1,533

83.1745 USD

Purchase

1,752

83.2510 USD

Purchase

2,032

83.4135 USD

Purchase

2,500

83.4444 USD

Purchase

2,600

83.3500 USD

Purchase

2,600

83.5481 USD

Purchase

2,673

83.4601 USD

Purchase

3,156

83.3826 USD

Purchase

3,181

83.4107 USD

Purchase

3,569

83.6014 USD

Purchase

4,359

83.5009 USD

Purchase

4,408

83.4864 USD

Purchase

5,151

83.4756 USD

Purchase

5,669

83.4961 USD

Purchase

6,846

83.3997 USD

Purchase

7,298

83.4940 USD

Purchase

8,500

83.5058 USD

Purchase

8,500

83.6500 USD

Purchase

8,698

83.3765 USD

Purchase

8,882

83.9723 USD

Purchase

9,506

83.1892 USD

Purchase

10,304

83.3639 USD

Purchase

10,498

83.3979 USD

Purchase

10,614

83.4374 USD

Purchase

12,100

83.7686 USD

Purchase

12,115

83.3795 USD

Purchase

14,000

83.4434 USD

Purchase

15,200

83.1185 USD

Purchase

15,914

83.6166 USD

Purchase

16,360

83.3863 USD

Purchase

18,819

83.3894 USD

Purchase

21,426

83.6938 USD

Purchase

27,141

83.2811 USD

Purchase

27,726

83.6599 USD

Purchase

29,357

83.5838 USD

Purchase

35,058

83.6034 USD

Purchase

39,852

83.6950 USD

Purchase

40,130

83.6666 USD

Purchase

41,300

83.3602 USD

Purchase

41,318

83.7486 USD

Purchase

42,470

83.9600 USD

Purchase

45,525

83.5397 USD

Purchase

48,884

83.6724 USD

Purchase

71,896

83.7083 USD

Purchase

97,444

83.5198 USD

Purchase

100,187

83.4488 USD

Purchase

102,564

83.4311 USD

Purchase

120,775

83.5079 USD

Purchase

160,189

83.8107 USD

Purchase

207,428

83.1524 USD

Purchase

259,800

83.2402 USD

Purchase

296,822

83.8306 USD

Purchase

342,226

83.2706 USD

Purchase

383,247

83.2796 USD

Sale

1

82.6750 USD

Sale

1

83.2700 USD

Sale

5

83.3470 USD

Sale

9

83.8011 USD

Sale

33

83.3309 USD

Sale

58

83.6356 USD

Sale

61

83.5106 USD

Sale

74

83.9300 USD

Sale

99

82.6700 USD

Sale

100

82.8000 USD

Sale

118

83.4818 USD

Sale

120

83.6030 USD

Sale

129

83.4100 USD

Sale

134

83.3832 USD

Sale

159

83.2642 USD

Sale

164

83.2641 USD

Sale

196

83.0533 USD

Sale

198

83.4298 USD

Sale

200

83.1800 USD

Sale

200

83.5400 USD

Sale

200

83.4800 USD

Sale

200

83.4400 USD

Sale

204

83.4882 USD

Sale

300

83.4533 USD

Sale

300

83.9633 USD

Sale

300

83.0233 USD

Sale

300

83.4150 USD

Sale

437

83.5140 USD

Sale

496

83.3556 USD

Sale

585

83.1304 USD

Sale

700

83.4214 USD

Sale

700

83.4057 USD

Sale

734

83.7351 USD

Sale

975

83.5964 USD

Sale

1,000

83.2000 USD

Sale

1,000

84.2000 USD

Sale

1,070

83.0394 USD

Sale

1,100

83.3113 USD

Sale

1,100

83.7790 USD

Sale

1,382

82.9790 USD

Sale

1,400

83.5047 USD

Sale

1,785

83.7558 USD

Sale

2,182

83.9428 USD

Sale

2,281

83.1133 USD

Sale

2,392

83.0550 USD

Sale

2,400

83.4189 USD

Sale

2,644

83.3290 USD

Sale

2,660

83.7424 USD

Sale

3,000

83.6323 USD

Sale

3,110

83.6971 USD

Sale

3,847

83.6730 USD

Sale

4,533

83.1112 USD

Sale

4,711

83.0279 USD

Sale

6,849

83.1388 USD

Sale

7,292

83.5879 USD

Sale

7,971

83.7487 USD

Sale

8,300

83.6500 USD

Sale

8,332

83.5046 USD

Sale

8,600

83.4901 USD

Sale

8,882

83.9723 USD

Sale

9,548

83.0990 USD

Sale

14,160

83.6433 USD

Sale

14,500

83.1038 USD

Sale

29,975

83.9483 USD

Sale

32,500

83.2675 USD

Sale

46,400

83.2545 USD

Sale

53,200

83.5544 USD

Sale

92,246

83.4962 USD

Sale

98,661

83.8006 USD

Sale

106,348

83.6904 USD

Sale

121,790

83.3682 USD

Sale

191,163

83.9600 USD

Sale

216,500

83.1524 USD

Sale

287,854

83.2316 USD

Sale

345,447

83.2051 USD

Sale

736,443

83.6813 USD

Sale

769,950

83.2317 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

9,072

83.1524 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

90 USD

American

21 Aug 2020

2.6200 USD

Call Option

Purchasing

100

105 USD

American

15 Jan 2021

1.7000 USD

Call Option

Purchasing

1,500

110 USD

American

15 Jan 2021

1.0100 USD

Put Option

Purchasing

100

58 USD

American

15 Jan 2021

2.3400 USD

Put Option

Purchasing

100

70 USD

American

21 Aug 2020

2.0000 USD

Put Option

Purchasing

200

75 USD

American

18 Sep 2020

3.9500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

1,800

70.0000

American

Sep 18, 2020

Put Options

Written

90,000

60.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-3,600

130.0000

American

Jan 15, 2021

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Put Options

Written

4,600

75.0000

American

Sep 18, 2020

Put Options

Written

5,600

57.5000

American

Jan 15, 2021

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options

Purchased

-5,700

85.0000

American

Sep 18, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-100

87.5000

American

May 15, 2020

Put Options

Purchased

-34,400

95.0000

American

Jun 19, 2020

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,200

70.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

50.0000

American

Sep 18, 2020

Call Options

Written

-400

97.5000

American

Jan 15, 2021

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-2,100

50.0000

American

Jun 19, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Put Options

Written

175,200

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Written

600

85.0000

American

May 15, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

200

40.0000

American

Jan 21, 2022

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options

Written

-75,700

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

7,300

87.5000

American

Sep 18, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,300

60.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

55.0000

American

May 15, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Written

300

75.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,300

62.5000

American

May 15, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Written

-15,700

105.0000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

9,600

72.5000

American

May 15, 2020

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699436
Time of Receipt (offset from UTC): 20200511T105008+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC