Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1) Barclays PLC.
  Company dealt in ABBVIE INC
  Class of relevant security to which the  ORD
  dealings being disclosed relate (Note 2)
  Date of dealing 07 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
  Long Short
  Number (%) Number (%)

(1)

Relevant securities        
 

2,138,303

0.14%

3,686,665

0.25%

           

(2)

Derivatives (other than options):        
 

1,951,823

0.13%

722,501

0.05%

           

(3)

Options and agreements to        
purchase/sell:

1,266,700

0.09%

1,257,000

0.09%

         
TOTAL:        
 

5,356,826

0.36%

5,666,166

0.38%

       

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

21

84.5000   USD
Purchase

39

85.4800   USD
Purchase

63

83.6800   USD
Purchase

100

85.8000   USD
Purchase

100

85.6100   USD
Purchase

100

85.1800   USD
Purchase

100

84.4900   USD
Purchase

100

84.2800   USD
Purchase

100

84.3000   USD
Purchase

100

84.3800   USD
Purchase

100

84.2500   USD
Purchase

100

84.3300   USD
Purchase

100

84.3100   USD
Purchase

105

84.2928   USD
Purchase

106

86.5486   USD
Purchase

113

84.2496   USD
Purchase

197

85.1804   USD
Purchase

200

84.3950   USD
Purchase

200

84.9475   USD
Purchase

200

84.5225   USD
Purchase

200

84.3250   USD
Purchase

200

84.2300   USD
Purchase

200

84.3875   USD
Purchase

200

84.2650   USD
Purchase

200

84.0100   USD
Purchase

200

84.9975   USD
Purchase

221

84.4005   USD
Purchase

294

84.2617   USD
Purchase

295

84.2549   USD
Purchase

300

85.1566   USD
Purchase

300

84.3133   USD
Purchase

373

85.6415   USD
Purchase

400

85.6300   USD
Purchase

400

84.3275   USD
Purchase

427

85.6686   USD
Purchase

429

84.8918   USD
Purchase

511

84.8890   USD
Purchase

700

84.3314   USD
Purchase

800

85.7631   USD
Purchase

832

84.3096   USD
Purchase

849

84.3293   USD
Purchase

1,050

84.3178   USD
Purchase

1,124

84.3376   USD
Purchase

1,200

84.1489   USD
Purchase

1,213

85.6671   USD
Purchase

1,300

84.3076   USD
Purchase

1,500

84.4330   USD
Purchase

1,626

85.6798   USD
Purchase

2,000

85.7812   USD
Purchase

2,029

85.7264   USD
Purchase

2,561

85.7268   USD
Purchase

3,297

84.3144   USD
Purchase

3,361

84.4944   USD
Purchase

3,408

84.5069   USD
Purchase

3,513

84.3460   USD
Purchase

3,700

84.6629   USD
Purchase

3,741

84.3822   USD
Purchase

3,959

84.3548   USD
Purchase

4,824

84.5222   USD
Purchase

5,130

84.3847   USD
Purchase

7,223

84.4411   USD
Purchase

8,878

84.4290   USD
Purchase

8,945

84.5368   USD
Purchase

9,271

84.3768   USD
Purchase

11,649

84.4788   USD
Purchase

13,035

84.4276   USD
Purchase

16,400

84.3500   USD
Purchase

17,085

84.2688   USD
Purchase

21,586

84.4472   USD
Purchase

23,484

84.5863   USD
Purchase

27,941

84.9200   USD
Purchase

31,702

86.5200   USD
Purchase

36,056

84.6762   USD
Purchase

49,792

85.1115   USD
Purchase

51,039

84.3582   USD
Purchase

69,700

84.8008   USD
Purchase

127,015

84.8450   USD
Purchase

151,081

84.7230   USD
Purchase

151,878

84.8804   USD
Purchase

180,138

84.2200   USD
Purchase

180,438

84.3301   USD
Sale

2

85.5200   USD
Sale

27

84.2900   USD
Sale

50

84.2500   USD
Sale

61

84.2952   USD
Sale

63

83.6800   USD
Sale

99

85.6900   USD
Sale

100

83.8500   USD
Sale

100

84.3000   USD
Sale

100

84.3150   USD
Sale

101

84.2202   USD
Sale

106

86.5486   USD
Sale

136

84.4935   USD
Sale

200

84.3100   USD
Sale

200

85.1300   USD
Sale

200

83.9250   USD
Sale

227

84.6595   USD
Sale

240

84.2916   USD
Sale

273

84.2570   USD
Sale

277

84.2662   USD
Sale

286

85.1180   USD
Sale

300

85.3066   USD
Sale

300

85.1333   USD
Sale

300

84.2666   USD
Sale

360

84.2800   USD
Sale

360

85.1497   USD
Sale

399

84.2430   USD
Sale

500

84.2440   USD
Sale

500

84.4660   USD
Sale

520

86.0057   USD
Sale

591

84.2646   USD
Sale

597

85.0957   USD
Sale

600

85.1200   USD
Sale

656

85.0823   USD
Sale

669

84.9947   USD
Sale

698

84.2364   USD
Sale

700

85.6328   USD
Sale

700

84.3050   USD
Sale

800

85.2462   USD
Sale

850

84.9217   USD
Sale

867

85.1241   USD
Sale

900

84.8100   USD
Sale

900

85.3527   USD
Sale

1,000

84.2959   USD
Sale

1,003

85.1016   USD
Sale

1,031

84.8394   USD
Sale

1,131

85.1131   USD
Sale

1,200

84.1489   USD
Sale

1,200

85.1458   USD
Sale

1,203

85.1128   USD
Sale

1,292

85.1221   USD
Sale

1,300

84.3261   USD
Sale

1,400

84.3175   USD
Sale

1,500

84.0009   USD
Sale

1,500

84.4330   USD
Sale

1,582

84.3310   USD
Sale

1,693

84.3012   USD
Sale

1,709

85.0668   USD
Sale

1,753

84.5682   USD
Sale

1,902

84.6127   USD
Sale

2,106

84.2797   USD
Sale

2,300

84.3021   USD
Sale

3,174

85.5314   USD
Sale

3,177

85.2517   USD
Sale

3,600

84.2179   USD
Sale

3,600

85.1262   USD
Sale

3,801

84.8391   USD
Sale

3,854

85.0714   USD
Sale

3,886

85.2080   USD
Sale

4,201

84.8653   USD
Sale

4,751

85.0059   USD
Sale

4,767

85.0300   USD
Sale

4,900

85.1900   USD
Sale

5,000

84.2895   USD
Sale

5,330

85.0747   USD
Sale

5,724

84.3433   USD
Sale

5,800

84.3456   USD
Sale

6,214

85.5638   USD
Sale

6,735

84.3762   USD
Sale

7,016

84.3140   USD
Sale

7,095

84.2975   USD
Sale

7,253

84.6522   USD
Sale

9,629

85.7039   USD
Sale

10,258

84.7704   USD
Sale

11,837

84.5374   USD
Sale

12,300

84.8897   USD
Sale

15,950

84.8715   USD
Sale

16,308

84.3403   USD
Sale

16,400

84.3500   USD
Sale

18,885

84.3137   USD
Sale

19,437

85.7995   USD
Sale

20,345

84.9713   USD
Sale

22,593

84.7106   USD
Sale

24,300

84.9779   USD
Sale

25,850

84.3773   USD
Sale

31,800

84.6463   USD
Sale

33,853

84.3795   USD
Sale

40,800

84.9897   USD
Sale

45,506

84.3439   USD
Sale

54,702

84.2785   USD
Sale

84,920

84.6517   USD
Sale

100,334

84.9535   USD
Sale

128,989

84.4157   USD
Sale

171,426

84.7598   USD
Sale

203,410

84.2200   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
  purchasing, of price   date money
  selling, securities       paid/
  varying etc to which       received
    option        
    relates        
Call Option Purchasing

300

60   USD American 21 Aug 2020 24.3500   USD
Call Option Purchasing

200

70   USD American 15 Jan 2021 18.0700   USD
Call Option Purchasing

1,300

73   USD American 18 Sep 2020 13.9500   USD
Call Option Purchasing

300

90   USD American 21 Aug 2020 3.0666   USD
Call Option Purchasing

100

110   USD American 15 Jan 2021 1.4500   USD
Put Option Purchasing

500

70   USD American 18 Sep 2020 2.3900   USD
Put Option Selling

14,400

85   USD American 18 Sep 2020 7.5250   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 8 May 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or 

Number of

Exercise Type Expiry
  purchased

relevant securities 

price   date
   

to which the option 

     
   

or derivative 

     
   

relates

     
Put Options   Written

90,000

60.0000  

American Jun 19, 2020
Call Options   Purchased

100

72.5000  

American Sep 18, 2020
Call Options   Purchased

2,800

115.0000  

American Sep 18, 2020
Put Options   Written

1,800

70.0000  

American Sep 18, 2020
Put Options   Purchased

-48,100

85.0000  

American May 15, 2020
Call Options   Written

-2,800

120.0000  

American Jan 15, 2021
Call Options   Written

-3,600

130.0000  

American Jan 15, 2021
Call Options   Written

-100

90.0000  

American Aug 21, 2020
Call Options   Written

-1,900

135.0000  

American Jan 15, 2021
Put Options   Purchased

-3,000

135.0000  

American Jan 15, 2021
Put Options   Purchased

-5,000

47.5000  

American Jun 19, 2020
Put Options   Purchased

-10,200

50.0000  

American Jan 15, 2021
Call Options   Written

-1,100

82.5000  

American Jan 21, 2022
Put Options   Purchased

-1,500

50.0000  

American Jan 21, 2022
Call Options   Written

-5,000

80.0000  

American Jan 21, 2022
Put Options   Written

4,800

75.0000  

American Sep 18, 2020
Put Options   Written

5,700

57.5000  

American Jan 15, 2021
Put Options   Written

300,000

60.0000  

American Jan 15, 2021
Call Options   Purchased

2,800

72.5000  

American Jun 19, 2020
Call Options   Purchased

5,900

95.0000  

American Sep 18, 2020
Call Options   Written

-100

87.5000  

American May 15, 2020
Call Options   Written

-6,700

105.0000  

American May 15, 2020
Put Options   Purchased

-4,200

55.0000  

American Jan 15, 2021
Put Options   Purchased

-30,000

62.5000  

American Jan 15, 2021
Put Options   Purchased

-5,700

85.0000  

American Sep 18, 2020
Call Options   Written

-6,400

125.0000  

American Aug 21, 2020
Put Options   Purchased

-34,400

95.0000  

American Jun 19, 2020
Call Options   Written

-19,700

110.0000  

American Jan 15, 2021
Put Options   Written

34,400

90.0000  

American Aug 21, 2020
Call Options   Purchased

1,400

97.5000  

American Sep 18, 2020
Call Options   Purchased

4,200

70.0000  

American Jun 19, 2020
Put Options   Purchased

-1,400

50.0000  

American Sep 18, 2020
Put Options   Purchased

-2,100

50.0000  

American Jun 19, 2020
Call Options   Written

-700

75.0000  

American Jan 15, 2021
Call Options   Written

-400

97.5000  

American Jan 15, 2021
Put Options   Purchased

-6,000

90.0000  

American Sep 18, 2020
Put Options   Purchased

-2,600

110.0000  

American Jan 15, 2021
Call Options   Written

-5,700

110.0000  

American Jun 19, 2020
Call Options   Purchased

3,200

55.0000  

American Jan 15, 2021
Put Options   Written

6,600

77.5000  

American Jan 15, 2021
Put Options   Written

175,200

80.0000  

American Jan 15, 2021
Put Options   Written

100

70.0000  

American Aug 21, 2020
Put Options   Written

150,000

65.0000  

American Jun 19, 2020
Put Options   Written

26,900

57.5000  

American Jun 19, 2020
Call Options   Purchased

3,000

67.5000  

American Jan 15, 2021
Put Options   Written

600

85.0000  

American May 15, 2020
Put Options   Written

200

40.0000  

American Jan 21, 2022
Call Options   Purchased

1,400

65.0000  

American Sep 18, 2020
Call Options   Purchased

1,200

92.5000  

American Sep 18, 2020
Put Options   Purchased

-5,000

42.5000  

American Jun 19, 2020
Call Options   Written

-75,700

70.0000  

American Jan 15, 2021
Call Options   Written

-50,000

92.5000  

American Jan 15, 2021
Put Options   Purchased

-350,000

87.5000  

American Jan 15, 2021
Put Options   Purchased

-2,200

40.0000  

American Sep 18, 2020
Put Options   Purchased

-14,000

67.5000  

American Sep 18, 2020
Call Options   Purchased

14,200

75.0000  

American Sep 18, 2020
Call Options   Purchased

1,100

60.0000  

American Jan 15, 2021
Call Options   Purchased

7,300

87.5000  

American Sep 18, 2020
Put Options   Purchased

-600

77.5000  

American Jan 15, 2021
Put Options   Purchased

-11,100

95.0000  

American Jan 15, 2021
Put Options   Purchased

-2,100

100.0000  

American Jan 15, 2021
Put Options   Purchased

-5,000

55.0000  

American May 15, 2020
Call Options   Written

-2,300

60.0000  

American Aug 21, 2020
Put Options   Purchased

-2,300

35.0000  

American Jan 15, 2021
Call Options   Written

-5,200

130.0000  

American Jun 19, 2020
Put Options   Purchased

-70,000

67.5000  

American Jan 15, 2021
Call Options   Written

-2,800

115.0000  

American Jun 19, 2020
Call Options   Written

-2,500

125.0000  

American Jan 15, 2021
Put Options   Written

300

75.0000  

American Jan 15, 2021
Put Options   Written

90,000

50.0000  

American Jun 19, 2020
Put Options   Written

1,500

57.5000  

American Sep 18, 2020
Put Options   Written

1,300

62.5000  

American May 15, 2020
Put Options   Purchased

-100,000

92.5000  

American Jan 15, 2021
Put Options   Purchased

-1,900

40.0000  

American Jan 15, 2021
Put Options   Written

275,000

70.0000  

American Jan 15, 2021
Put Options   Written

22,400

90.0000  

American Jan 15, 2021
Put Options   Written

7,800

87.5000  

American Jun 19, 2020
Put Options   Written

9,300

72.5000  

American Sep 18, 2020
Call Options   Written

-15,800

105.0000  

American Jan 15, 2021
Put Options   Written

9,600

72.5000  

American May 15, 2020
Call Options   Purchased

1,700

57.5000  

American Jan 15, 2021
Put Options   Written

2,900

92.5000  

American Jan 15, 2021
Call Options   Written

-4,200

110.0000  

American May 15, 2020
Call Options   Written

-6,000

140.0000  

American Jan 15, 2021
Call Options   Written

-60,000

87.5000  

American Jan 15, 2021
Call Options   Written

-6,100

120.0000  

American Jun 19, 2020
Call Options   Written

-3,800

95.0000  

American Jan 15, 2021
Put Options   Purchased

-250,000

85.0000  

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699203
Time of Receipt (offset from UTC): 20200508T094035+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC