Form 8.3 - Abbvie Inc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,394,001

0.16%

3,743,455

0.25%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,951,823

0.13%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,267,100

0.09%

1,273,500

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,612,924

0.38%

5,739,456

0.39%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

6

87.5000 USD

Purchase

6

86.1400 USD

Purchase

50

87.4500 USD

Purchase

73

87.4400 USD

Purchase

83

87.3400 USD

Purchase

85

85.4300 USD

Purchase

85

85.4800 USD

Purchase

96

87.4200 USD

Purchase

100

87.7900 USD

Purchase

100

87.2900 USD

Purchase

100

87.2500 USD

Purchase

100

86.4800 USD

Purchase

100

86.4400 USD

Purchase

100

86.4300 USD

Purchase

100

86.0450 USD

Purchase

100

85.5900 USD

Purchase

100

88.0700 USD

Purchase

100

87.9900 USD

Purchase

100

86.6450 USD

Purchase

100

87.0950 USD

Purchase

100

87.5700 USD

Purchase

100

87.5650 USD

Purchase

100

87.4900 USD

Purchase

100

87.4700 USD

Purchase

117

87.3556 USD

Purchase

150

87.4300 USD

Purchase

194

87.4557 USD

Purchase

200

87.3300 USD

Purchase

200

86.6850 USD

Purchase

200

86.7200 USD

Purchase

200

86.6650 USD

Purchase

200

86.6600 USD

Purchase

200

86.4650 USD

Purchase

200

85.7425 USD

Purchase

200

87.6450 USD

Purchase

200

87.5300 USD

Purchase

200

87.4600 USD

Purchase

200

87.4350 USD

Purchase

200

87.4250 USD

Purchase

214

87.4157 USD

Purchase

215

86.8383 USD

Purchase

215

86.8384 USD

Purchase

234

87.3311 USD

Purchase

300

87.3700 USD

Purchase

340

87.0305 USD

Purchase

400

86.8450 USD

Purchase

400

85.8025 USD

Purchase

400

86.6662 USD

Purchase

433

86.7461 USD

Purchase

437

87.0975 USD

Purchase

450

86.6637 USD

Purchase

466

87.2357 USD

Purchase

486

87.4341 USD

Purchase

500

86.8540 USD

Purchase

500

87.4340 USD

Purchase

600

86.7816 USD

Purchase

600

87.3333 USD

Purchase

624

87.4542 USD

Purchase

627

87.1857 USD

Purchase

754

87.4337 USD

Purchase

773

87.2311 USD

Purchase

790

86.6615 USD

Purchase

800

85.8350 USD

Purchase

800

87.0825 USD

Purchase

800

87.3787 USD

Purchase

886

87.1924 USD

Purchase

922

87.5101 USD

Purchase

1,026

87.4506 USD

Purchase

1,088

86.6689 USD

Purchase

1,534

87.4487 USD

Purchase

1,727

86.9142 USD

Purchase

1,800

87.4358 USD

Purchase

1,805

87.2377 USD

Purchase

2,810

86.2781 USD

Purchase

2,986

87.3424 USD

Purchase

3,063

85.7075 USD

Purchase

3,134

86.2200 USD

Purchase

3,340

86.6718 USD

Purchase

4,000

85.3300 USD

Purchase

4,139

85.7411 USD

Purchase

4,600

87.4997 USD

Purchase

4,761

87.1325 USD

Purchase

4,800

86.9990 USD

Purchase

4,835

85.9027 USD

Purchase

5,928

85.6926 USD

Purchase

6,435

85.5943 USD

Purchase

6,578

85.6212 USD

Purchase

7,362

86.7000 USD

Purchase

10,399

85.5221 USD

Purchase

15,682

85.7973 USD

Purchase

15,960

85.6798 USD

Purchase

19,771

86.9475 USD

Purchase

27,470

85.7648 USD

Purchase

32,400

86.1800 USD

Purchase

33,161

85.7458 USD

Purchase

33,706

85.5323 USD

Purchase

36,800

86.9855 USD

Purchase

38,700

87.0851 USD

Purchase

38,798

87.0491 USD

Purchase

39,011

85.4254 USD

Purchase

39,300

87.0294 USD

Purchase

55,554

85.4200 USD

Purchase

56,290

86.6628 USD

Purchase

64,529

86.2000 USD

Purchase

86,600

86.4607 USD

Purchase

108,250

86.4319 USD

Purchase

155,258

86.6494 USD

Purchase

173,200

86.5978 USD

Purchase

200,127

86.3358 USD

Purchase

216,500

87.0958 USD

Purchase

355,060

86.8740 USD

Sale

9

87.5800 USD

Sale

27

85.4900 USD

Sale

28

86.7300 USD

Sale

30

86.9000 USD

Sale

40

86.3500 USD

Sale

46

87.1300 USD

Sale

81

86.0716 USD

Sale

96

87.2500 USD

Sale

100

86.5500 USD

Sale

100

86.3600 USD

Sale

100

87.1150 USD

Sale

100

87.3500 USD

Sale

100

85.3400 USD

Sale

100

85.3700 USD

Sale

100

85.4100 USD

Sale

100

85.5700 USD

Sale

100

86.3700 USD

Sale

100

86.6900 USD

Sale

100

86.1700 USD

Sale

100

86.2800 USD

Sale

100

86.2900 USD

Sale

100

86.3000 USD

Sale

100

86.5400 USD

Sale

122

86.0757 USD

Sale

134

86.3398 USD

Sale

135

85.5720 USD

Sale

169

86.9100 USD

Sale

175

86.9500 USD

Sale

200

86.7875 USD

Sale

200

87.5300 USD

Sale

200

85.2700 USD

Sale

200

85.6150 USD

Sale

200

85.8000 USD

Sale

200

86.1500 USD

Sale

202

85.7790 USD

Sale

215

86.8383 USD

Sale

248

86.5419 USD

Sale

274

86.6732 USD

Sale

300

86.9183 USD

Sale

300

87.3700 USD

Sale

300

85.8900 USD

Sale

300

86.6100 USD

Sale

300

86.2400 USD

Sale

300

86.4966 USD

Sale

300

86.1333 USD

Sale

400

86.9075 USD

Sale

400

86.9750 USD

Sale

400

86.0362 USD

Sale

400

85.8025 USD

Sale

417

85.6988 USD

Sale

500

87.4340 USD

Sale

500

85.2750 USD

Sale

500

85.5220 USD

Sale

500

85.5380 USD

Sale

500

86.3120 USD

Sale

526

86.3945 USD

Sale

552

85.7769 USD

Sale

567

85.8661 USD

Sale

584

86.2732 USD

Sale

600

87.0833 USD

Sale

600

85.8625 USD

Sale

605

85.4916 USD

Sale

616

86.5540 USD

Sale

627

85.7543 USD

Sale

648

85.7829 USD

Sale

668

86.5150 USD

Sale

700

87.1500 USD

Sale

700

85.8992 USD

Sale

700

86.7171 USD

Sale

749

86.3019 USD

Sale

783

86.1284 USD

Sale

800

87.1818 USD

Sale

837

85.9370 USD

Sale

879

86.9622 USD

Sale

891

85.8111 USD

Sale

928

86.9106 USD

Sale

954

87.0528 USD

Sale

1,124

85.7246 USD

Sale

1,152

86.7826 USD

Sale

1,206

85.6728 USD

Sale

1,210

87.0455 USD

Sale

1,264

87.1645 USD

Sale

1,300

85.4565 USD

Sale

1,333

87.3410 USD

Sale

1,391

85.6318 USD

Sale

1,392

87.1225 USD

Sale

1,398

86.3769 USD

Sale

1,400

86.5300 USD

Sale

1,403

85.5785 USD

Sale

1,408

87.0517 USD

Sale

1,416

85.7975 USD

Sale

1,443

85.6768 USD

Sale

1,500

87.0293 USD

Sale

1,669

86.8524 USD

Sale

1,850

86.8916 USD

Sale

2,009

87.1718 USD

Sale

2,144

87.1379 USD

Sale

2,207

86.9390 USD

Sale

2,539

87.0987 USD

Sale

3,000

86.8430 USD

Sale

3,134

86.2200 USD

Sale

4,000

85.3300 USD

Sale

4,225

86.9194 USD

Sale

4,700

87.0544 USD

Sale

4,900

87.0040 USD

Sale

5,788

86.4807 USD

Sale

6,159

86.9692 USD

Sale

6,277

86.9537 USD

Sale

6,500

87.4420 USD

Sale

9,348

86.8202 USD

Sale

10,000

86.9105 USD

Sale

11,855

86.8149 USD

Sale

12,784

85.7409 USD

Sale

13,254

87.1223 USD

Sale

14,475

86.9539 USD

Sale

15,207

86.8333 USD

Sale

15,426

86.9477 USD

Sale

16,100

87.2322 USD

Sale

16,488

86.9704 USD

Sale

17,376

85.7524 USD

Sale

19,399

87.0491 USD

Sale

19,942

86.8890 USD

Sale

30,310

86.6628 USD

Sale

31,310

85.4250 USD

Sale

32,400

86.1800 USD

Sale

37,753

86.9128 USD

Sale

61,013

85.4911 USD

Sale

63,032

87.0866 USD

Sale

64,529

86.2000 USD

Sale

64,950

86.6050 USD

Sale

66,500

86.5945 USD

Sale

69,795

86.4654 USD

Sale

77,940

86.5665 USD

Sale

114,962

85.7300 USD

Sale

122,090

85.4200 USD

Sale

193,858

86.7382 USD

Sale

249,020

86.5852 USD

Sale

286,246

86.9436 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

100

88 USD

American

15 May 2020

1.5600 USD

Call Option Purchasing

100

130 USD

American

15 Jan 2021

0.3100 USD

Call Option Selling

200

80 USD

American

19 Jun 2020

8.5000 USD

Call Option Selling

2,800

95 USD

American

19 Jun 2020

0.9525 USD

Call Option Selling

5,900

98 USD

American

15 Jan 2021

4.3559 USD

Put Option Purchasing

500

70 USD

American

21 Aug 2020

1.6500 USD

Put Option Purchasing

100

70 USD

American

18 Sep 2020

2.1000 USD

Put Option Purchasing

400

75 USD

American

18 Sep 2020

2.9700 USD

Put Option Selling

600

50 USD

American

19 Jun 2020

0.0400 USD

Put Option Selling

7,700

73 USD

American

15 Jan 2021

5.0500 USD

Put Option Selling

1,800

88 USD

American

15 Jan 2021

10.9000 USD

Put Option Selling

100

90 USD

American

19 Jun 2020

5.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

7 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type

Expiry

purchased

relevant securities

price

date

to which the option

 

or derivative

 

relates

 

Put Options Written

90,000

60.0000

American

Jun 19, 2020

Call Options Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options Written

2,300

70.0000

American

Sep 18, 2020

Call Options Written

-1,900

135.0000

American

Jan 15, 2021

Call Options Written

-3,600

130.0000

American

Jan 15, 2021

Call Options Written

-400

90.0000

American

Aug 21, 2020

Put Options Purchased

-1,500

50.0000

American

Jan 21, 2022

Call Options Written

-2,800

120.0000

American

Jan 15, 2021

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Put Options Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options Written

-1,100

82.5000

American

Jan 21, 2022

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-5,000

80.0000

American

Jan 21, 2022

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Written

4,800

75.0000

American

Sep 18, 2020

Call Options Purchased

5,900

95.0000

American

Sep 18, 2020

Call Options Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options Written

5,700

57.5000

American

Jan 15, 2021

Put Options Written

300,000

60.0000

American

Jan 15, 2021

Put Options Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options Written

-6,700

105.0000

American

May 15, 2020

Call Options Written

-19,800

110.0000

American

Jan 15, 2021

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options Purchased

-34,400

95.0000

American

Jun 19, 2020

Call Options Written

-100

87.5000

American

May 15, 2020

Call Options Written

-6,400

125.0000

American

Aug 21, 2020

Call Options Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options Written

34,400

90.0000

American

Aug 21, 2020

Call Options Purchased

4,200

70.0000

American

Jun 19, 2020

Put Options Purchased

-2,100

50.0000

American

Jun 19, 2020

Put Options Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options Written

-5,700

110.0000

American

Jun 19, 2020

Call Options Written

-400

97.5000

American

Jan 15, 2021

Call Options Written

-700

75.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

50.0000

American

Sep 18, 2020

Put Options Written

175,200

80.0000

American

Jan 15, 2021

Put Options Written

26,900

57.5000

American

Jun 19, 2020

Put Options Written

6,600

77.5000

American

Jan 15, 2021

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

600

85.0000

American

May 15, 2020

Put Options Written

150,000

65.0000

American

Jun 19, 2020

Put Options Written

100

70.0000

American

Aug 21, 2020

Call Options Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options Purchased

1,200

92.5000

American

Sep 18, 2020

Call Options Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options Written

200

40.0000

American

Jan 21, 2022

Call Options Written

-50,000

92.5000

American

Jan 15, 2021

Put Options Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options Written

-75,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-14,000

67.5000

American

Sep 18, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Purchased

7,300

87.5000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options Written

-5,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options Written

-2,600

60.0000

American

Aug 21, 2020

Call Options Written

-2,800

115.0000

American

Jun 19, 2020

Put Options Purchased

-5,000

55.0000

American

May 15, 2020

Call Options Written

-2,500

125.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Put Options Written

1,500

57.5000

American

Sep 18, 2020

Put Options Written

300

75.0000

American

Jan 15, 2021

Put Options Written

1,300

62.5000

American

May 15, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Written

-1,200

72.5000

American

Sep 18, 2020

Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

22,400

90.0000

American

Jan 15, 2021

Put Options Written

7,800

87.5000

American

Jun 19, 2020

Put Options Written

9,300

72.5000

American

Sep 18, 2020

Call Options Written

-15,800

105.0000

American

Jan 15, 2021

Put Options Written

9,600

72.5000

American

May 15, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

2,900

92.5000

American

Jan 15, 2021

Call Options Written

-6,100

120.0000

American

Jun 19, 2020

Call Options Written

-60,000

87.5000

American

Jan 15, 2021

Call Options Written

-6,000

140.0000

American

Jan 15, 2021

Put Options Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options Written

-3,800

95.0000

American

Jan 15, 2021

Call Options Written

-4,200

110.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699111
Time of Receipt (offset from UTC): 20200507T100248+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC