Form 8.3 - Abbvie Inc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,431,660

0.16%

3,884,292

0.26%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,990,964

0.13%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,278,300

0.09%

1,291,000

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,700,924

0.39%

5,897,793

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

16

81.8287 USD

Purchase

25

81.8350 USD

Purchase

50

81.9500 USD

Purchase

80

81.7500 USD

Purchase

100

81.7400 USD

Purchase

100

81.5400 USD

Purchase

100

81.3400 USD

Purchase

100

81.9700 USD

Purchase

100

82.1600 USD

Purchase

100

81.9550 USD

Purchase

100

81.9250 USD

Purchase

100

81.8650 USD

Purchase

103

81.4788 USD

Purchase

128

81.7114 USD

Purchase

167

82.0426 USD

Purchase

200

81.9850 USD

Purchase

200

81.9800 USD

Purchase

200

81.9750 USD

Purchase

200

81.3442 USD

Purchase

200

82.1300 USD

Purchase

235

81.6365 USD

Purchase

300

81.4300 USD

Purchase

300

81.7600 USD

Purchase

300

81.7850 USD

Purchase

300

82.0250 USD

Purchase

320

81.9417 USD

Purchase

335

81.6565 USD

Purchase

348

81.6396 USD

Purchase

400

81.6325 USD

Purchase

400

81.6395 USD

Purchase

400

81.8137 USD

Purchase

400

81.9050 USD

Purchase

500

82.1760 USD

Purchase

500

81.9600 USD

Purchase

519

81.7648 USD

Purchase

530

81.9604 USD

Purchase

600

81.9300 USD

Purchase

600

81.7133 USD

Purchase

613

81.6936 USD

Purchase

700

82.0357 USD

Purchase

752

81.8695 USD

Purchase

932

81.7529 USD

Purchase

953

81.6785 USD

Purchase

1,025

81.8459 USD

Purchase

1,187

81.7664 USD

Purchase

1,200

81.8216 USD

Purchase

1,209

81.7828 USD

Purchase

1,313

81.8373 USD

Purchase

1,504

81.8948 USD

Purchase

1,660

81.7239 USD

Purchase

1,727

81.8641 USD

Purchase

2,264

81.6639 USD

Purchase

2,322

81.7525 USD

Purchase

2,325

81.8750 USD

Purchase

2,411

81.6659 USD

Purchase

2,508

81.7746 USD

Purchase

2,522

81.7120 USD

Purchase

2,900

81.7577 USD

Purchase

3,400

81.5522 USD

Purchase

3,431

81.8824 USD

Purchase

3,500

81.8531 USD

Purchase

3,900

81.6262 USD

Purchase

3,972

81.8047 USD

Purchase

4,652

81.8548 USD

Purchase

4,808

81.6945 USD

Purchase

5,000

81.7333 USD

Purchase

5,249

81.6413 USD

Purchase

5,602

81.7907 USD

Purchase

5,713

81.7074 USD

Purchase

6,366

81.6791 USD

Purchase

6,862

81.9202 USD

Purchase

7,080

81.6392 USD

Purchase

7,276

81.7806 USD

Purchase

10,169

81.7992 USD

Purchase

10,409

81.6663 USD

Purchase

11,844

81.6822 USD

Purchase

12,300

81.6235 USD

Purchase

14,900

82.2000 USD

Purchase

15,619

81.8410 USD

Purchase

23,400

81.6832 USD

Purchase

27,300

81.7450 USD

Purchase

35,245

81.8547 USD

Purchase

36,100

81.6905 USD

Purchase

75,385

81.9289 USD

Purchase

97,290

81.8600 USD

Purchase

117,776

81.6768 USD

Sale

1

81.6900 USD

Sale

1

81.9600 USD

Sale

1

81.9400 USD

Sale

3

81.7566 USD

Sale

4

81.9175 USD

Sale

6

81.7883 USD

Sale

8

81.7100 USD

Sale

8

82.1500 USD

Sale

92

82.1600 USD

Sale

94

81.8300 USD

Sale

95

81.7200 USD

Sale

100

81.9100 USD

Sale

100

82.1800 USD

Sale

100

81.7800 USD

Sale

150

81.8866 USD

Sale

159

81.8493 USD

Sale

200

81.8175 USD

Sale

200

81.9950 USD

Sale

200

81.7675 USD

Sale

200

81.5300 USD

Sale

300

81.8700 USD

Sale

300

81.9866 USD

Sale

400

81.8550 USD

Sale

412

81.6823 USD

Sale

500

81.8290 USD

Sale

500

81.8480 USD

Sale

504

81.8200 USD

Sale

522

81.9532 USD

Sale

590

81.9406 USD

Sale

600

81.8766 USD

Sale

600

81.8125 USD

Sale

800

81.8800 USD

Sale

806

81.6157 USD

Sale

868

81.4837 USD

Sale

900

81.7545 USD

Sale

1,000

81.9320 USD

Sale

1,100

81.4927 USD

Sale

1,100

81.7659 USD

Sale

1,306

82.0679 USD

Sale

1,500

81.8696 USD

Sale

1,600

81.9159 USD

Sale

1,623

81.7428 USD

Sale

1,652

81.8551 USD

Sale

1,800

81.6994 USD

Sale

2,700

81.6596 USD

Sale

3,100

81.9109 USD

Sale

3,400

81.6566 USD

Sale

3,500

81.8531 USD

Sale

4,176

82.0793 USD

Sale

6,046

81.6560 USD

Sale

7,712

81.5611 USD

Sale

10,100

81.6025 USD

Sale

10,900

81.7266 USD

Sale

13,045

81.6402 USD

Sale

14,900

82.2000 USD

Sale

18,011

81.6798 USD

Sale

19,967

81.6533 USD

Sale

20,200

81.6816 USD

Sale

25,830

81.6670 USD

Sale

27,300

81.7450 USD

Sale

31,588

81.7011 USD

Sale

34,189

81.8552 USD

Sale

34,649

81.7090 USD

Sale

36,200

81.7216 USD

Sale

43,119

81.7795 USD

Sale

103,473

81.8600 USD

Sale

108,850

81.8585 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

300

80 USD American 19 Jun 2020 5.3000 USD
Call Option Purchasing

100

88 USD American 15 May 2020 0.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

6 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options Written

90,000

60.0000

American

Jun 19, 2020

Put Options Written

2,400

70.0000

American

Sep 18, 2020

Call Options Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options Written

-1,100

82.5000

American

Jan 21, 2022

Call Options Written

-2,800

120.0000

American

Jan 15, 2021

Call Options Written

-700

90.0000

American

Aug 21, 2020

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-3,700

130.0000

American

Jan 15, 2021

Call Options Written

-5,000

80.0000

American

Jan 21, 2022

Put Options Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Put Options Purchased

-1,500

50.0000

American

Jan 21, 2022

Call Options Written

-1,900

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Written

5,200

75.0000

American

Sep 18, 2020

Put Options Written

300,000

60.0000

American

Jan 15, 2021

Put Options Written

5,700

57.5000

American

Jan 15, 2021

Call Options Purchased

5,900

95.0000

American

Sep 18, 2020

Call Options Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options Written

-6,400

125.0000

American

Aug 21, 2020

Call Options Written

-300

87.5000

American

May 15, 2020

Put Options Purchased

-4,200

55.0000

American

Jan 15, 2021

Put Options Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options Written

-19,800

110.0000

American

Jan 15, 2021

Call Options Written

-6,700

105.0000

American

May 15, 2020

Call Options Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options Written

34,400

90.0000

American

Aug 21, 2020

Call Options Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options Written

-700

75.0000

American

Jan 15, 2021

Put Options Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options Purchased

-200

40.0000

American

Jan 21, 2022

Call Options Written

-5,700

110.0000

American

Jun 19, 2020

Put Options Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-3,700

50.0000

American

Jun 19, 2020

Call Options Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options Written

6,600

77.5000

American

Jan 15, 2021

Call Options Purchased

1,600

87.5000

American

Jun 19, 2020

Call Options Purchased

1,200

92.5000

American

Sep 18, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

800

70.0000

American

Aug 21, 2020

Put Options Written

600

85.0000

American

May 15, 2020

Call Options Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options Written

150,000

65.0000

American

Jun 19, 2020

Put Options Written

175,200

80.0000

American

Jan 15, 2021

Put Options Written

26,900

57.5000

American

Jun 19, 2020

Put Options Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-75,900

70.0000

American

Jan 15, 2021

Call Options Written

-50,000

92.5000

American

Jan 15, 2021

Put Options Purchased

-100

90.0000

American

Jun 19, 2020

Put Options Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options Written

-5,200

130.0000

American

Jun 19, 2020

Call Options Written

-2,800

115.0000

American

Jun 19, 2020

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options Written

-2,600

60.0000

American

Aug 21, 2020

Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options Written

-2,500

125.0000

American

Jan 15, 2021

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Put Options Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

55.0000

American

May 15, 2020

Put Options Written

1,500

57.5000

American

Sep 18, 2020

Put Options Written

1,300

62.5000

American

May 15, 2020

Put Options Written

300

75.0000

American

Jan 15, 2021

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

2,900

95.0000

American

Jun 19, 2020

Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options Written

-1,200

72.5000

American

Sep 18, 2020

Put Options Purchased

-8,100

72.5000

American

Jan 15, 2021

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

7,800

87.5000

American

Jun 19, 2020

Put Options Written

22,400

90.0000

American

Jan 15, 2021

Put Options Written

9,300

72.5000

American

Sep 18, 2020

Call Options Written

-15,800

105.0000

American

Jan 15, 2021

Put Options Written

2,900

92.5000

American

Jan 15, 2021

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

9,600

72.5000

American

May 15, 2020

Call Options Written

-4,200

110.0000

American

May 15, 2020

Call Options Written

-60,000

87.5000

American

Jan 15, 2021

Call Options Written

-3,800

95.0000

American

Jan 15, 2021

Call Options Written

-5,200

80.0000

American

Jun 19, 2020

Call Options Written

-6,000

140.0000

American

Jan 15, 2021

Call Options Written

-6,100

120.0000

American

Jun 19, 2020

Put Options Purchased

-250,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698857
Time of Receipt (offset from UTC): 20200506T152404+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC