Form 8.3 - Abbvie Inc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,348,563

0.16%

3,793,400

0.26%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,951,823

0.13%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,276,600

0.09%

1,283,500

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,576,986

0.38%

5,799,401

0.39%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

8

85.9300 USD
Purchase

100

84.8700 USD
Purchase

100

84.8600 USD
Purchase

100

84.8950 USD
Purchase

100

84.8300 USD
Purchase

100

85.7100 USD
Purchase

100

86.3700 USD
Purchase

166

82.9200 USD
Purchase

175

84.5700 USD
Purchase

194

85.7396 USD
Purchase

200

84.6600 USD
Purchase

200

84.8650 USD
Purchase

200

86.1400 USD
Purchase

200

84.8850 USD
Purchase

215

85.4251 USD
Purchase

281

84.6569 USD
Purchase

284

85.0400 USD
Purchase

300

85.7400 USD
Purchase

300

84.6200 USD
Purchase

300

84.8833 USD
Purchase

300

84.4800 USD
Purchase

300

85.7433 USD
Purchase

300

85.0666 USD
Purchase

300

85.7333 USD
Purchase

306

84.8014 USD
Purchase

317

84.4289 USD
Purchase

400

84.5950 USD
Purchase

500

85.0460 USD
Purchase

672

84.8686 USD
Purchase

681

84.6458 USD
Purchase

681

85.7300 USD
Purchase

700

84.4914 USD
Purchase

700

85.0842 USD
Purchase

800

84.6175 USD
Purchase

800

85.3687 USD
Purchase

995

85.4904 USD
Purchase

1,000

84.4000 USD
Purchase

1,015

84.8471 USD
Purchase

1,110

84.7245 USD
Purchase

1,191

84.9961 USD
Purchase

1,228

85.0144 USD
Purchase

1,289

84.8717 USD
Purchase

1,500

86.1010 USD
Purchase

1,770

84.7001 USD
Purchase

2,200

84.9222 USD
Purchase

2,300

84.5708 USD
Purchase

2,388

84.7459 USD
Purchase

2,738

83.6392 USD
Purchase

2,800

84.7110 USD
Purchase

2,800

85.8479 USD
Purchase

2,877

85.4447 USD
Purchase

2,912

84.8359 USD
Purchase

2,929

84.6085 USD
Purchase

3,893

85.0345 USD
Purchase

4,650

84.7117 USD
Purchase

5,013

84.8898 USD
Purchase

6,516

84.3799 USD
Purchase

6,575

84.6141 USD
Purchase

7,500

84.5934 USD
Purchase

7,729

84.6417 USD
Purchase

8,400

84.9896 USD
Purchase

9,400

84.9088 USD
Purchase

10,678

85.0883 USD
Purchase

11,598

84.6167 USD
Purchase

12,120

84.1633 USD
Purchase

14,000

85.7943 USD
Purchase

14,335

85.0567 USD
Purchase

27,533

85.8427 USD
Purchase

32,599

84.9259 USD
Purchase

33,210

86.0629 USD
Purchase

38,485

85.2785 USD
Purchase

45,000

84.9220 USD
Purchase

45,600

85.5100 USD
Purchase

45,928

85.3700 USD
Purchase

63,651

85.9925 USD
Purchase

63,700

85.3740 USD
Purchase

68,656

85.1562 USD
Purchase

87,371

85.2611 USD
Purchase

152,218

85.1103 USD
Sale

6

85.2050 USD
Sale

7

84.4100 USD
Sale

10

84.5200 USD
Sale

17

84.5400 USD
Sale

42

84.8057 USD
Sale

50

86.0800 USD
Sale

60

84.8400 USD
Sale

60

84.4400 USD
Sale

90

84.5100 USD
Sale

100

84.2000 USD
Sale

100

85.5800 USD
Sale

100

85.6700 USD
Sale

100

85.9900 USD
Sale

100

86.0700 USD
Sale

100

86.1000 USD
Sale

100

86.1100 USD
Sale

100

86.1200 USD
Sale

100

86.1350 USD
Sale

100

86.1700 USD
Sale

100

86.2200 USD
Sale

100

86.3400 USD
Sale

139

85.6733 USD
Sale

148

85.9709 USD
Sale

162

85.5312 USD
Sale

166

82.9200 USD
Sale

187

86.2006 USD
Sale

200

85.4750 USD
Sale

200

85.7900 USD
Sale

200

84.5000 USD
Sale

200

84.3500 USD
Sale

200

84.5300 USD
Sale

200

86.1850 USD
Sale

200

86.1750 USD
Sale

200

85.7500 USD
Sale

200

86.1125 USD
Sale

200

86.1050 USD
Sale

228

86.1111 USD
Sale

300

85.8300 USD
Sale

300

86.1400 USD
Sale

300

84.2983 USD
Sale

300

86.1033 USD
Sale

347

85.8699 USD
Sale

379

84.7104 USD
Sale

400

84.2150 USD
Sale

400

84.2325 USD
Sale

400

86.1512 USD
Sale

400

85.8575 USD
Sale

400

85.8347 USD
Sale

400

84.2550 USD
Sale

408

85.9955 USD
Sale

499

84.8845 USD
Sale

500

85.7820 USD
Sale

500

84.7040 USD
Sale

569

84.9662 USD
Sale

600

84.4841 USD
Sale

709

85.9266 USD
Sale

790

86.0474 USD
Sale

800

85.8094 USD
Sale

800

84.2912 USD
Sale

869

85.7935 USD
Sale

900

84.3755 USD
Sale

900

84.4200 USD
Sale

924

84.7538 USD
Sale

952

85.9015 USD
Sale

977

84.8454 USD
Sale

1,000

84.4000 USD
Sale

1,006

85.8335 USD
Sale

1,018

86.1420 USD
Sale

1,052

85.7144 USD
Sale

1,123

84.7784 USD
Sale

1,200

86.0941 USD
Sale

1,211

86.1196 USD
Sale

1,380

86.0181 USD
Sale

1,453

86.0255 USD
Sale

1,600

83.2984 USD
Sale

1,674

84.8366 USD
Sale

1,775

85.7339 USD
Sale

1,794

85.9451 USD
Sale

2,014

84.8120 USD
Sale

2,024

86.0592 USD
Sale

2,153

85.9100 USD
Sale

2,180

86.0908 USD
Sale

2,241

86.0683 USD
Sale

2,295

85.7521 USD
Sale

2,300

85.6800 USD
Sale

2,406

85.8557 USD
Sale

2,527

85.9486 USD
Sale

2,589

85.8778 USD
Sale

2,592

86.0521 USD
Sale

2,595

84.7446 USD
Sale

2,909

85.7568 USD
Sale

3,324

85.8607 USD
Sale

3,345

85.6141 USD
Sale

3,532

84.8986 USD
Sale

3,724

86.0610 USD
Sale

3,753

86.0214 USD
Sale

4,532

85.8782 USD
Sale

4,600

84.8839 USD
Sale

4,700

83.8840 USD
Sale

4,926

85.5428 USD
Sale

4,982

85.6030 USD
Sale

5,195

86.0022 USD
Sale

5,361

85.5647 USD
Sale

5,384

85.8353 USD
Sale

5,766

85.6827 USD
Sale

6,202

85.9938 USD
Sale

6,261

85.6851 USD
Sale

6,320

85.8116 USD
Sale

6,548

85.7228 USD
Sale

7,526

85.3253 USD
Sale

8,900

84.8392 USD
Sale

9,505

84.7454 USD
Sale

10,200

86.0128 USD
Sale

10,207

85.9927 USD
Sale

13,300

85.9902 USD
Sale

15,700

85.9356 USD
Sale

17,143

84.9602 USD
Sale

17,511

85.9924 USD
Sale

20,200

85.9866 USD
Sale

21,368

85.4473 USD
Sale

35,718

85.0840 USD
Sale

43,317

84.6181 USD
Sale

45,600

85.5100 USD
Sale

46,005

85.1931 USD
Sale

46,900

84.9082 USD
Sale

61,351

85.3700 USD
Sale

66,860

85.1611 USD
Sale

73,813

84.9702 USD
Sale

86,508

84.9806 USD
Sale

112,491

85.0643 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option
purchasing,

of

price

 

date

money
selling,

securities

 

 

 

paid/
varying etc

to which

 

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

7,200

80 USD

American

19 Jun 2020

6.7000 USD
Call Option Purchasing

100

88 USD

American

15 May 2020

0.7400 USD
Call Option Purchasing

300

90 USD

American

21 Aug 2020

3.4833 USD
Call Option Selling

100

70 USD

American

19 Jun 2020

15.8000 USD
Call Option Selling

1,800

80 USD

American

19 Jun 2020

7.2444 USD
Call Option Selling

1,600

88 USD

American

19 Jun 2020

2.4900 USD
Call Option Selling

100

88 USD

American

18 Sep 2020

5.5000 USD
Call Option Selling

100

95 USD

American

19 Jun 2020

0.5500 USD
Put Option Purchasing

200

70 USD

American

21 Aug 2020

1.9000 USD
Put Option Selling

400

40 USD

American

21 Jan 2022

2.1400 USD
Put Option Selling

1,000

50 USD

American

19 Jun 2020

0.0200 USD
Put Option Selling

200

50 USD

American

18 Sep 2020

0.4500 USD
Put Option Selling

400

73 USD

American

15 Jan 2021

5.3875 USD
Put Option Selling

100

95 USD

American

19 Jun 2020

10.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

6 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

90,000

60.0000

American

Jun 19, 2020

Call Options Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options Written

2,400

70.0000

American

Sep 18, 2020

Call Options Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-1,900

135.0000

American

Jan 15, 2021

Call Options Written

-400

90.0000

American

Aug 21, 2020

Call Options Written

-5,000

80.0000

American

Jan 21, 2022

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Put Options Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options Written

-1,100

82.5000

American

Jan 21, 2022

Call Options Written

-3,700

130.0000

American

Jan 15, 2021

Call Options Written

-2,800

120.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Written

5,200

75.0000

American

Sep 18, 2020

Put Options Written

300,000

60.0000

American

Jan 15, 2021

Call Options Purchased

2,800

72.5000

American

Jun 19, 2020

Call Options Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options Written

5,700

57.5000

American

Jan 15, 2021

Call Options Written

-19,800

110.0000

American

Jan 15, 2021

Put Options Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options Written

-6,400

125.0000

American

Aug 21, 2020

Put Options Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options Written

-200

87.5000

American

May 15, 2020

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options Written

-6,700

105.0000

American

May 15, 2020

Put Options Purchased

-34,400

95.0000

American

Jun 19, 2020

Call Options Purchased

4,200

70.0000

American

Jun 19, 2020

Put Options Written

34,400

90.0000

American

Aug 21, 2020

Call Options Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options Purchased

-1,400

50.0000

American

Sep 18, 2020

Put Options Purchased

-2,700

50.0000

American

Jun 19, 2020

Call Options Written

-5,700

110.0000

American

Jun 19, 2020

Call Options Written

-700

75.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options Written

150,000

65.0000

American

Jun 19, 2020

Put Options Written

26,900

57.5000

American

Jun 19, 2020

Put Options Written

175,200

80.0000

American

Jan 15, 2021

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options Written

6,600

77.5000

American

Jan 15, 2021

Call Options Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options Written

600

70.0000

American

Aug 21, 2020

Put Options Written

600

85.0000

American

May 15, 2020

Put Options Written

200

40.0000

American

Jan 21, 2022

Put Options Purchased

-100

90.0000

American

Jun 19, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-14,000

67.5000

American

Sep 18, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-75,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-351,800

87.5000

American

Jan 15, 2021

Call Options Written

-50,000

92.5000

American

Jan 15, 2021

Call Options Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

7,300

87.5000

American

Sep 18, 2020

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Put Options Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options Written

-5,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options Written

-2,500

125.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

55.0000

American

May 15, 2020

Call Options Written

-2,800

115.0000

American

Jun 19, 2020

Call Options Written

-2,600

60.0000

American

Aug 21, 2020

Call Options Purchased

2,800

95.0000

American

Jun 19, 2020

Put Options Written

1,500

57.5000

American

Sep 18, 2020

Put Options Written

1,300

62.5000

American

May 15, 2020

Put Options Written

300

75.0000

American

Jan 15, 2021

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options Written

-1,200

72.5000

American

Sep 18, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Purchased

-7,700

72.5000

American

Jan 15, 2021

Put Options Written

22,400

90.0000

American

Jan 15, 2021

Put Options Written

9,300

72.5000

American

Sep 18, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

7,800

87.5000

American

Jun 19, 2020

Call Options Purchased

200

80.0000

American

Jun 19, 2020

Call Options Written

-15,800

105.0000

American

Jan 15, 2021

Put Options Written

9,600

72.5000

American

May 15, 2020

Put Options Written

2,900

92.5000

American

Jan 15, 2021

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Written

-3,800

95.0000

American

Jan 15, 2021

Put Options Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options Written

-4,200

110.0000

American

May 15, 2020

Call Options Written

-6,000

140.0000

American

Jan 15, 2021

Call Options Written

-6,100

120.0000

American

Jun 19, 2020

Call Options Written

-60,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698970
Time of Receipt (offset from UTC): 20200506T113736+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC