Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,807,133

1.16%

2,955,375

0.90%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,433,331

0.74%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

180,200

0.05%

139,000

0.04%

 

 

 

 

TOTAL:

 

 

 

 

6,874,678

2.09%

5,527,706

1.68%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

11

189.5300 USD

Purchase

15

191.7500 USD

Purchase

30

191.3586 USD

Purchase

50

191.9100 USD

Purchase

100

192.4800 USD

Purchase

100

192.7700 USD

Purchase

100

192.4700 USD

Purchase

100

193.3100 USD

Purchase

103

191.3200 USD

Purchase

108

193.2140 USD

Purchase

241

191.4919 USD

Purchase

300

191.8550 USD

Purchase

315

192.5950 USD

Purchase

400

191.8150 USD

Purchase

760

191.5347 USD

Purchase

900

191.2777 USD

Purchase

900

191.8811 USD

Purchase

1,060

191.6184 USD

Purchase

1,700

192.2650 USD

Purchase

1,705

190.3037 USD

Purchase

1,732

191.5012 USD

Purchase

1,799

192.5323 USD

Purchase

1,872

191.6161 USD

Purchase

1,939

191.4657 USD

Purchase

2,000

192.3467 USD

Purchase

2,450

192.4075 USD

Purchase

2,969

192.5627 USD

Purchase

3,093

191.5632 USD

Purchase

3,378

191.6948 USD

Purchase

3,468

191.5940 USD

Purchase

4,171

192.2532 USD

Purchase

4,357

192.7302 USD

Purchase

4,399

192.1850 USD

Purchase

4,655

192.6809 USD

Purchase

4,706

192.6067 USD

Purchase

5,033

192.3724 USD

Purchase

7,583

192.5834 USD

Purchase

9,800

191.6090 USD

Purchase

10,600

192.5936 USD

Purchase

10,789

192.7800 USD

Purchase

12,475

191.7365 USD

Purchase

13,244

192.5495 USD

Purchase

20,276

191.9249 USD

Purchase

20,300

191.5453 USD

Purchase

23,079

192.5672 USD

Purchase

23,299

192.6029 USD

Purchase

27,300

192.0730 USD

Purchase

41,530

191.4736 USD

Purchase

47,178

191.2829 USD

Sale

1

191.7100 USD

Sale

1

191.6900 USD

Sale

1

191.5100 USD

Sale

1

191.3400 USD

Sale

2

192.2950 USD

Sale

2

192.2600 USD

Sale

2

192.0900 USD

Sale

5

191.8600 USD

Sale

7

191.8685 USD

Sale

7

189.4300 USD

Sale

15

191.7500 USD

Sale

46

193.5800 USD

Sale

69

191.0000 USD

Sale

100

193.3600 USD

Sale

100

193.1900 USD

Sale

100

191.1000 USD

Sale

103

191.3200 USD

Sale

111

189.4850 USD

Sale

170

191.5044 USD

Sale

202

191.3236 USD

Sale

300

193.1700 USD

Sale

326

192.1269 USD

Sale

371

192.1867 USD

Sale

491

191.3790 USD

Sale

502

191.0556 USD

Sale

568

191.0027 USD

Sale

587

191.2453 USD

Sale

600

192.9208 USD

Sale

600

193.2166 USD

Sale

605

193.2192 USD

Sale

679

191.3014 USD

Sale

1,400

190.0000 USD

Sale

1,611

192.6804 USD

Sale

1,658

193.1542 USD

Sale

1,800

191.3158 USD

Sale

2,061

191.1670 USD

Sale

2,183

192.6849 USD

Sale

2,464

191.3067 USD

Sale

2,700

191.6737 USD

Sale

3,163

192.4181 USD

Sale

3,748

191.1102 USD

Sale

4,400

193.2780 USD

Sale

4,949

191.2700 USD

Sale

5,900

192.8369 USD

Sale

6,490

191.2347 USD

Sale

7,100

191.5844 USD

Sale

7,479

192.0893 USD

Sale

7,700

191.9362 USD

Sale

10,667

191.2195 USD

Sale

11,500

192.5884 USD

Sale

11,700

191.2125 USD

Sale

18,501

191.5677 USD

Sale

19,566

192.7800 USD

Sale

73,500

192.5669 USD

Sale

92,085

191.7317 USD

(b) Derivatives transactions (other than options transactions)

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Selling

100

190 USD

American

15 May 2020

3.6000 USD

Call Option Selling

100

190 USD

American

15 Jan 2021

9.3000 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

6 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Aug 21, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

190.0000

American

May 15, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-900

175.0000

American

Aug 21, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,400

190.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-32,300

150.0000

American

Jan 15, 2021

Put Options

Written

2,700

180.0000

American

May 15, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-900

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-600

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698969
Time of Receipt (offset from UTC): 20200506T110523+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC