Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,833,330

1.17%

2,956,220

0.90%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,478,529

0.75%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

180,400

0.05%

139,000

0.04%

 

 

 

 

TOTAL:

 

 

 

 

6,901,075

2.10%

5,573,749

1.69%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

33

189.0190 USD

Purchase

70

188.6314 USD

Purchase

90

188.2100 USD

Purchase

100

188.1600 USD

Purchase

100

188.0800 USD

Purchase

100

188.8700 USD

Purchase

100

188.6100 USD

Purchase

100

188.5900 USD

Purchase

100

188.2700 USD

Purchase

192

188.0047 USD

Purchase

199

188.5153 USD

Purchase

200

188.6775 USD

Purchase

200

188.4950 USD

Purchase

290

188.1700 USD

Purchase

445

188.8891 USD

Purchase

800

188.5437 USD

Purchase

900

188.8698 USD

Purchase

1,056

188.5816 USD

Purchase

1,187

188.3451 USD

Purchase

1,300

188.7348 USD

Purchase

1,300

188.4423 USD

Purchase

2,000

188.3665 USD

Purchase

2,260

188.7252 USD

Purchase

3,250

188.7324 USD

Purchase

5,253

188.4791 USD

Purchase

5,790

188.6574 USD

Purchase

7,500

188.4842 USD

Purchase

11,671

188.9823 USD

Purchase

12,327

188.7000 USD

Purchase

15,900

188.6060 USD

Purchase

29,127

188.3346 USD

Purchase

42,027

188.6532 USD

Sale

1

188.6300 USD

Sale

1

188.6200 USD

Sale

2

188.5350 USD

Sale

3

188.3200 USD

Sale

5

188.3340 USD

Sale

7

188.6528 USD

Sale

11

188.6318 USD

Sale

22

188.5527 USD

Sale

25

189.2400 USD

Sale

50

188.9200 USD

Sale

100

188.7300 USD

Sale

100

188.5500 USD

Sale

100

188.5800 USD

Sale

100

188.6400 USD

Sale

100

188.1300 USD

Sale

150

188.5600 USD

Sale

163

188.0674 USD

Sale

188

188.1454 USD

Sale

190

188.1357 USD

Sale

200

188.4000 USD

Sale

200

188.1350 USD

Sale

204

188.6946 USD

Sale

368

188.8185 USD

Sale

456

188.6605 USD

Sale

500

188.4790 USD

Sale

521

188.4741 USD

Sale

600

188.6967 USD

Sale

601

188.2491 USD

Sale

800

188.5437 USD

Sale

800

188.2487 USD

Sale

900

188.1986 USD

Sale

1,123

188.6245 USD

Sale

1,182

188.5089 USD

Sale

1,200

188.1291 USD

Sale

1,263

188.6737 USD

Sale

1,523

188.6535 USD

Sale

1,600

188.5751 USD

Sale

2,402

188.7400 USD

Sale

3,200

188.5178 USD

Sale

3,898

188.2930 USD

Sale

3,910

188.3046 USD

Sale

4,255

188.6150 USD

Sale

4,370

188.7437 USD

Sale

6,278

188.6274 USD

Sale

7,091

188.3937 USD

Sale

7,211

188.4231 USD

Sale

9,844

188.6851 USD

Sale

10,029

188.3589 USD

Sale

11,100

188.6358 USD

Sale

13,100

188.5832 USD

Sale

13,109

188.7000 USD

Sale

26,924

188.7635 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

300

190 USD

American

15 May 2020

2.6666 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

5 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Aug 21, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

190.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-32,300

150.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

2,700

180.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-900

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-600

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698836
Time of Receipt (offset from UTC): 20200505T104311+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC