Form 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,414,106

0.16%

4,110,808

0.28%

 

(2)

Derivatives (other than options):

2,200,045

0.15%

722,501

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,284,700

0.09%

1,306,200

0.09%

 
TOTAL:

5,898,851

0.40%

6,139,509

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

59

83.6213 USD

Purchase

60

84.9000 USD

Purchase

60

84.6900 USD

Purchase

100

83.3600 USD

Purchase

100

83.6450 USD

Purchase

100

83.3500 USD

Purchase

100

84.9700 USD

Purchase

100

82.9900 USD

Purchase

100

82.6500 USD

Purchase

100

83.5300 USD

Purchase

100

83.1600 USD

Purchase

100

82.9600 USD

Purchase

100

83.2500 USD

Purchase

120

84.7950 USD

Purchase

123

83.2253 USD

Purchase

189

82.7200 USD

Purchase

198

84.9551 USD

Purchase

199

83.1602 USD

Purchase

200

83.2225 USD

Purchase

200

83.2400 USD

Purchase

200

83.7125 USD

Purchase

200

83.2125 USD

Purchase

200

83.2100 USD

Purchase

200

82.7500 USD

Purchase

200

83.2450 USD

Purchase

200

83.4950 USD

Purchase

200

83.3700 USD

Purchase

200

83.5950 USD

Purchase

200

83.2675 USD

Purchase

201

83.2692 USD

Purchase

210

84.9916 USD

Purchase

211

83.2300 USD

Purchase

226

83.4796 USD

Purchase

279

83.4105 USD

Purchase

298

84.9433 USD

Purchase

300

85.1282 USD

Purchase

300

85.1281 USD

Purchase

300

84.9833 USD

Purchase

311

83.2135 USD

Purchase

338

83.0984 USD

Purchase

366

83.2144 USD

Purchase

396

83.5756 USD

Purchase

399

84.9450 USD

Purchase

400

83.7500 USD

Purchase

400

84.9462 USD

Purchase

444

84.9559 USD

Purchase

495

84.9420 USD

Purchase

500

83.0318 USD

Purchase

500

83.3740 USD

Purchase

600

83.6666 USD

Purchase

601

83.8138 USD

Purchase

686

83.3933 USD

Purchase

775

83.2648 USD

Purchase

800

83.4537 USD

Purchase

900

83.3666 USD

Purchase

945

83.2205 USD

Purchase

989

84.8243 USD

Purchase

1,000

83.2420 USD

Purchase

1,100

83.4936 USD

Purchase

1,144

83.3946 USD

Purchase

1,220

83.2632 USD

Purchase

1,322

83.4563 USD

Purchase

1,509

83.2810 USD

Purchase

1,600

84.9984 USD

Purchase

2,405

82.8719 USD

Purchase

1,247

82.7676 USD

Purchase

2,800

83.8008 USD

Purchase

3,262

83.4429 USD

Purchase

3,400

83.8305 USD

Purchase

3,567

83.8141 USD

Purchase

3,633

83.3409 USD

Purchase

3,709

83.2956 USD

Purchase

4,257

83.5127 USD

Purchase

4,400

83.2940 USD

Purchase

5,683

85.1847 USD

Purchase

10,803

83.5758 USD

Purchase

14,537

82.7600 USD

Purchase

14,600

83.0700 USD

Purchase

16,400

83.2798 USD

Purchase

17,091

83.4747 USD

Purchase

19,728

82.8559 USD

Purchase

23,736

83.2130 USD

Purchase

30,821

83.5952 USD

Purchase

33,337

83.5965 USD

Purchase

43,962

83.8296 USD

Purchase

44,134

83.4259 USD

Purchase

50,900

83.4751 USD

Sale

6

83.1800 USD

Sale

13

83.4900 USD

Sale

15

85.2800 USD

Sale

20

85.4100 USD

Sale

84

83.2100 USD

Sale

100

83.0800 USD

Sale

100

82.8050 USD

Sale

100

82.8100 USD

Sale

114

85.4038 USD

Sale

200

84.2175 USD

Sale

240

84.7950 USD

Sale

279

85.2523 USD

Sale

285

85.1201 USD

Sale

300

82.8366 USD

Sale

300

85.1281 USD

Sale

325

83.1630 USD

Sale

338

83.0984 USD

Sale

400

83.2000 USD

Sale

523

84.0496 USD

Sale

600

82.8933 USD

Sale

600

83.2050 USD

Sale

700

83.1767 USD

Sale

700

83.1764 USD

Sale

700

83.2514 USD

Sale

771

83.6192 USD

Sale

775

82.8801 USD

Sale

908

82.9248 USD

Sale

916

82.9121 USD

Sale

1,150

83.2129 USD

Sale

1,200

83.2262 USD

Sale

1,286

83.2178 USD

Sale

1,427

83.2102 USD

Sale

1,666

83.2257 USD

Sale

1,700

83.2769 USD

Sale

1,850

83.2154 USD

Sale

2,300

83.0686 USD

Sale

3,568

83.2173 USD

Sale

4,444

84.9708 USD

Sale

4,482

83.2186 USD

Sale

5,248

83.2642 USD

Sale

5,501

85.3516 USD

Sale

6,048

83.2151 USD

Sale

14,600

83.0700 USD

Sale

16,390

83.3313 USD

Sale

19,800

83.5545 USD

Sale

23,405

83.2092 USD

Sale

28,840

84.1761 USD

Sale

30,700

83.4265 USD

Sale

31,375

82.7600 USD

Sale

46,000

83.5066 USD

Sale

108,648

83.5660 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

90 USD

American

21 Aug 2020

2.7800 USD

Call Option

Purchasing

500

110 USD

American

15 Jan 2021

1.1500 USD

Call Option

Selling

600

88 USD

American

15 May 2020

1.0633 USD

Call Option

Selling

200

88 USD

American

19 Jun 2020

2.3000 USD

Call Option

Selling

1,100

95 USD

American

19 Jun 2020

0.6272 USD

Put Option

Purchasing

100

70 USD

American

18 Sep 2020

2.7500 USD

Put Option

Purchasing

200

80 USD

American

21 Aug 2020

5.0500 USD

Put Option

Purchasing

100

85 USD

American

15 May 2020

3.0500 USD

Put Option

Purchasing

200

90 USD

American

19 Jun 2020

8.3000 USD

Put Option

Selling

100

60 USD

American

19 Jun 2020

0.3600 USD

Put Option

Selling

100

70 USD

American

15 May 2020

0.3000 USD

Put Option

Selling

1,800

70 USD

American

21 Aug 2020

2.4300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

4 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

2,400

70.0000

American

Sep 18, 2020

Call Options

Purchased

1,700

87.5000

American

May 15, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

2,100

80.0000

American

May 15, 2020

Put Options

Written

90,000

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-800

90.0000

American

Aug 21, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-6,600

60.0000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Call Options

Written

-20,600

110.0000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Written

175,200

80.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

600

85.0000

American

May 15, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

800

70.0000

American

Aug 21, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

87.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-100

90.0000

American

Jun 19, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Call Options

Written

-75,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,600

60.0000

American

Aug 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

55.0000

American

May 15, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Call Options

Purchased

3,900

95.0000

American

Jun 19, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Put Options

Written

1,300

62.5000

American

May 15, 2020

Put Options

Written

300

75.0000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,300

72.5000

American

Jan 15, 2021

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Written

-100

95.0000

American

Aug 21, 2020

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Put Options

Written

9,600

72.5000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,200

82.5000

American

Jan 15, 2021

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-6,200

80.0000

American

Jun 19, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698802
Time of Receipt (offset from UTC): 20200504T123733+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC