Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1) Barclays PLC.
  Company dealt in ABBVIE INC
  Class of relevant security to which the  ORD
  dealings being disclosed relate (Note 2)
  Date of dealing 30 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
 

Long

Short

 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

2,400,198

0.16%

3,927,654

0.27%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

2,103,778

0.14%

722,501

0.05%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,279,700

0.09%

1,298,900

0.09%

 

 

 

 

 

TOTAL:

 

 

 

 

 

5,783,676

0.39%

5,949,055

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

81.7350   USD

Purchase

2

81.6900   USD

Purchase

4

81.9400   USD

Purchase

15

83.2300   USD

Purchase

18

82.5900   USD

Purchase

40

82.3700   USD

Purchase

100

82.3500   USD

Purchase

100

82.7800   USD

Purchase

100

81.9800   USD

Purchase

100

82.0100   USD

Purchase

120

82.4900   USD

Purchase

182

82.6572   USD

Purchase

200

81.9350   USD

Purchase

200

81.8750   USD

Purchase

200

82.6250   USD

Purchase

200

82.4650   USD

Purchase

200

82.3750   USD

Purchase

200

82.3875   USD

Purchase

200

82.1724   USD

Purchase

200

82.0850   USD

Purchase

262

82.0133   USD

Purchase

300

82.0267   USD

Purchase

300

81.3600   USD

Purchase

300

82.3666   USD

Purchase

300

82.2966   USD

Purchase

300

82.1300   USD

Purchase

300

82.1133   USD

Purchase

321

82.2185   USD

Purchase

347

82.3701   USD

Purchase

400

82.1600   USD

Purchase

400

82.3450   USD

Purchase

400

82.4975   USD

Purchase

414

82.0095   USD

Purchase

460

82.3830   USD

Purchase

700

82.2314   USD

Purchase

800

82.1225   USD

Purchase

864

82.0110   USD

Purchase

876

82.1693   USD

Purchase

900

82.4019   USD

Purchase

900

82.0944   USD

Purchase

1,000

82.2200   USD

Purchase

1,009

82.0729   USD

Purchase

1,064

82.1552   USD

Purchase

1,099

82.1488   USD

Purchase

1,229

82.2526   USD

Purchase

1,230

82.2525   USD

Purchase

1,300

82.2026   USD

Purchase

1,330

82.2115   USD

Purchase

1,340

82.0198   USD

Purchase

1,347

82.1023   USD

Purchase

1,544

81.9748   USD

Purchase

1,600

82.0475   USD

Purchase

1,784

83.0400   USD

Purchase

2,100

82.3886   USD

Purchase

2,386

82.0575   USD

Purchase

2,400

82.1216   USD

Purchase

2,401

82.0079   USD

Purchase

2,499

82.1176   USD

Purchase

2,600

82.2240   USD

Purchase

2,756

82.2883   USD

Purchase

2,900

82.3444   USD

Purchase

3,200

82.0728   USD

Purchase

4,723

81.9922   USD

Purchase

6,280

82.1365   USD

Purchase

6,941

82.0238   USD

Purchase

12,100

82.4150   USD

Purchase

14,500

82.3800   USD

Purchase

24,170

82.0065   USD

Purchase

28,000

82.2236   USD

Purchase

35,367

81.8234   USD

Purchase

39,128

82.1031   USD

Purchase

43,400

82.1764   USD

Purchase

52,296

82.1941   USD

Purchase

63,566

82.1986   USD

Purchase

115,199

82.3509   USD

Purchase

173,200

82.0473   USD

Purchase

235,937

82.2000   USD

Purchase

317,418

82.2178   USD

Sale

1

81.5200   USD

Sale

1

81.8600   USD

Sale

4

81.9400   USD

Sale

37

82.4000   USD

Sale

100

82.1000   USD

Sale

100

82.1300   USD

Sale

100

81.8200   USD

Sale

100

82.7750   USD

Sale

100

82.4800   USD

Sale

100

82.1900   USD

Sale

100

82.3150   USD

Sale

100

82.3000   USD

Sale

100

82.2800   USD

Sale

100

82.2750   USD

Sale

120

82.4900   USD

Sale

200

81.9300   USD

Sale

200

81.9000   USD

Sale

200

81.8700   USD

Sale

200

82.3500   USD

Sale

200

82.2900   USD

Sale

200

82.2450   USD

Sale

200

82.1275   USD

Sale

200

82.1050   USD

Sale

256

82.2856   USD

Sale

400

82.3225   USD

Sale

400

82.6850   USD

Sale

456

82.0677   USD

Sale

500

82.2600   USD

Sale

564

82.1961   USD

Sale

593

82.1340   USD

Sale

600

81.9333   USD

Sale

628

82.1323   USD

Sale

691

82.3881   USD

Sale

700

82.4435   USD

Sale

700

82.1128   USD

Sale

717

82.3123   USD

Sale

800

81.9887   USD

Sale

826

81.9871   USD

Sale

882

82.1265   USD

Sale

969

82.7241   USD

Sale

1,011

82.4245   USD

Sale

1,259

82.2897   USD

Sale

1,271

82.1042   USD

Sale

1,347

83.0400   USD

Sale

1,400

82.3612   USD

Sale

1,727

82.0914   USD

Sale

1,855

82.0574   USD

Sale

2,100

82.3886   USD

Sale

2,414

82.0995   USD

Sale

2,618

82.7724   USD

Sale

2,638

82.3626   USD

Sale

3,339

82.3450   USD

Sale

3,385

82.6259   USD

Sale

3,434

82.5767   USD

Sale

3,700

82.0875   USD

Sale

4,500

82.0237   USD

Sale

5,700

82.2325   USD

Sale

5,791

82.1833   USD

Sale

5,815

82.0856   USD

Sale

5,845

82.0643   USD

Sale

6,061

82.1398   USD

Sale

6,202

82.4557   USD

Sale

6,720

82.1445   USD

Sale

7,733

82.1053   USD

Sale

8,856

82.0176   USD

Sale

11,367

82.0955   USD

Sale

11,530

82.3775   USD

Sale

11,922

82.5092   USD

Sale

12,100

82.4150   USD

Sale

13,933

82.1750   USD

Sale

14,300

82.3800   USD

Sale

16,150

82.0454   USD

Sale

16,269

82.4938   USD

Sale

17,704

82.1483   USD

Sale

21,092

82.1743   USD

Sale

24,800

82.2323   USD

Sale

32,198

82.1640   USD

Sale

36,638

82.0788   USD

Sale

48,267

81.8817   USD

Sale

51,653

82.2408   USD

Sale

54,208

82.2400   USD

Sale

102,122

82.0493   USD

Sale

163,572

82.2000   USD

Sale

354,335

82.1964   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

95   USD

American

21 Aug 2020

1.4100   USD

Call Option

Selling

2,000

88   USD

American

15 May 2020

0.7840   USD

Call Option

Selling

1,000

95   USD

American

19 Jun 2020

0.4000   USD

Put Option

Purchasing

100

80   USD

American

15 May 2020

1.8100   USD

Put Option

Selling

100

73   USD

American

15 Jan 2021

6.2500   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

4 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

90,600

60.0000  

American

Jun 19, 2020

Put Options

  Written

2,400

70.0000  

American

Sep 18, 2020

Call Options

  Purchased

5,500

97.5000  

American

Jan 15, 2021

Call Options

  Purchased

2,800

115.0000  

American

Sep 18, 2020

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Call Options

  Written

-800

90.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,500

50.0000  

American

Jan 21, 2022

Call Options

  Written

-1,900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-2,800

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,200

50.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Written

300,000

60.0000  

American

Jan 15, 2021

Put Options

  Written

5,200

75.0000  

American

Sep 18, 2020

Put Options

  Written

5,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

2,800

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

5,900

95.0000  

American

Sep 18, 2020

Call Options

  Written

-400

87.5000  

American

May 15, 2020

Call Options

  Written

-6,700

105.0000  

American

May 15, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Call Options

  Written

-20,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,200

55.0000  

American

Jan 15, 2021

Call Options

  Written

-6,400

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

4,300

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Put Options

  Purchased

-4,700

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

50.0000  

American

Sep 18, 2020

Call Options

  Written

-5,700

110.0000  

American

Jun 19, 2020

Call Options

  Written

-700

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,700

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Put Options

  Written

175,200

80.0000  

American

Jan 15, 2021

Put Options

  Written

800

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

65.0000  

American

Sep 18, 2020

Put Options

  Written

6,600

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

2,400

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,000

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

92.5000  

American

Sep 18, 2020

Put Options

  Written

26,900

57.5000  

American

Jun 19, 2020

Put Options

  Written

600

85.0000  

American

May 15, 2020

Put Options

  Written

150,000

65.0000  

American

Jun 19, 2020

Put Options

  Purchased

-351,800

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-75,900

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-14,000

67.5000  

American

Sep 18, 2020

Call Options

  Written

-50,000

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

14,200

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-11,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

35.0000  

American

Jan 15, 2021

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Call Options

  Written

-2,600

60.0000  

American

Aug 21, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Call Options

  Written

-2,500

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

55.0000  

American

May 15, 2020

Call Options

  Purchased

2,900

95.0000  

American

Jun 19, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

300

75.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

57.5000  

American

Sep 18, 2020

Put Options

  Written

1,300

62.5000  

American

May 15, 2020

Put Options

  Purchased

-9,200

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Call Options

  Written

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Written

9,300

72.5000  

American

Sep 18, 2020

Put Options

  Written

22,400

90.0000  

American

Jan 15, 2021

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

7,800

87.5000  

American

Jun 19, 2020

Call Options

  Written

-15,800

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

9,600

72.5000  

American

May 15, 2020

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Written

-400

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-4,200

110.0000  

American

May 15, 2020

Call Options

  Written

-6,000

140.0000  

American

Jan 15, 2021

Call Options

  Written

-3,800

95.0000  

American

Jan 15, 2021

Call Options

  Written

-6,100

80.0000  

American

Jun 19, 2020

Call Options

  Written

-6,100

120.0000  

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698905
Time of Receipt (offset from UTC): 20200504T114157+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC