Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,404,312

0.16%

3,857,698

0.26%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,020,817

0.14%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,278,300

0.09%

1,291,400

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,703,429

0.39%

5,871,599

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

82.7500 USD

Purchase

5

82.8340 USD

Purchase

9

81.7000 USD

Purchase

41

83.4000 USD

Purchase

79

83.4700 USD

Purchase

79

83.0600 USD

Purchase

100

83.0550 USD

Purchase

100

82.4400 USD

Purchase

100

82.6100 USD

Purchase

100

83.1900 USD

Purchase

100

82.6000 USD

Purchase

103

82.8350 USD

Purchase

106

82.6205 USD

Purchase

140

82.6520 USD

Purchase

150

82.8866 USD

Purchase

163

82.8000 USD

Purchase

173

82.7738 USD

Purchase

177

82.5493 USD

Purchase

178

81.7900 USD

Purchase

204

82.8378 USD

Purchase

300

82.4633 USD

Purchase

300

81.5000 USD

Purchase

300

82.6200 USD

Purchase

308

82.7487 USD

Purchase

377

82.6125 USD

Purchase

400

82.6075 USD

Purchase

400

82.1500 USD

Purchase

422

81.8000 USD

Purchase

500

82.6220 USD

Purchase

665

82.8464 USD

Purchase

778

83.0033 USD

Purchase

860

82.5513 USD

Purchase

861

82.8446 USD

Purchase

1,000

82.5011 USD

Purchase

1,040

82.1323 USD

Purchase

1,057

83.1771 USD

Purchase

1,158

83.2194 USD

Purchase

1,400

83.1428 USD

Purchase

1,600

82.6193 USD

Purchase

1,967

82.7910 USD

Purchase

2,246

82.4600 USD

Purchase

2,335

83.1968 USD

Purchase

3,478

83.1085 USD

Purchase

3,849

82.8411 USD

Purchase

4,202

82.8995 USD

Purchase

5,312

83.0237 USD

Purchase

5,882

83.0825 USD

Purchase

5,882

81.9312 USD

Purchase

5,888

82.8548 USD

Purchase

6,053

82.9349 USD

Purchase

6,155

82.5782 USD

Purchase

6,280

82.8732 USD

Purchase

6,300

82.9100 USD

Purchase

6,348

83.1211 USD

Purchase

8,796

82.8775 USD

Purchase

10,000

81.3773 USD

Purchase

11,300

82.3892 USD

Purchase

11,958

82.6871 USD

Purchase

12,627

82.6168 USD

Purchase

12,990

83.1609 USD

Purchase

16,780

83.1483 USD

Purchase

17,977

83.0937 USD

Purchase

23,100

82.5728 USD

Purchase

28,530

83.1866 USD

Purchase

39,793

82.7109 USD

Purchase

59,906

82.8159 USD

Purchase

82,647

82.8400 USD

Purchase

89,300

82.6406 USD

Purchase

97,400

82.8215 USD

Purchase

194,306

82.9551 USD

Sale

1

81.5700 USD

Sale

1

81.6600 USD

Sale

4

82.7300 USD

Sale

9

81.7000 USD

Sale

30

83.1800 USD

Sale

36

82.7308 USD

Sale

100

82.4800 USD

Sale

100

81.7900 USD

Sale

100

83.2100 USD

Sale

100

83.2300 USD

Sale

100

82.8500 USD

Sale

100

82.8000 USD

Sale

100

83.0650 USD

Sale

100

83.0700 USD

Sale

100

82.6200 USD

Sale

106

82.8926 USD

Sale

155

82.5035 USD

Sale

170

82.9723 USD

Sale

189

83.0876 USD

Sale

200

82.8800 USD

Sale

200

83.1550 USD

Sale

200

82.8350 USD

Sale

200

81.4850 USD

Sale

200

82.4850 USD

Sale

210

82.8061 USD

Sale

220

81.4100 USD

Sale

249

82.9650 USD

Sale

250

81.3260 USD

Sale

300

82.6400 USD

Sale

300

82.4950 USD

Sale

302

82.7440 USD

Sale

306

83.1500 USD

Sale

311

82.7824 USD

Sale

330

82.9339 USD

Sale

345

82.5000 USD

Sale

379

82.6863 USD

Sale

390

82.9636 USD

Sale

400

82.0000 USD

Sale

400

82.4775 USD

Sale

400

82.9300 USD

Sale

401

83.1900 USD

Sale

500

82.6220 USD

Sale

500

82.4820 USD

Sale

500

82.5011 USD

Sale

521

82.4937 USD

Sale

538

81.3768 USD

Sale

566

82.4786 USD

Sale

599

82.4139 USD

Sale

600

81.7970 USD

Sale

609

81.2882 USD

Sale

625

82.4960 USD

Sale

629

82.5241 USD

Sale

652

82.5866 USD

Sale

688

82.5694 USD

Sale

700

82.4514 USD

Sale

781

82.4968 USD

Sale

800

83.1775 USD

Sale

800

81.7281 USD

Sale

830

83.1843 USD

Sale

882

82.4217 USD

Sale

896

82.5113 USD

Sale

928

81.3912 USD

Sale

963

82.8672 USD

Sale

972

83.0330 USD

Sale

1,088

81.9164 USD

Sale

1,113

81.3739 USD

Sale

1,117

83.0117 USD

Sale

1,200

81.4633 USD

Sale

1,210

82.5377 USD

Sale

1,300

83.1430 USD

Sale

1,340

83.1664 USD

Sale

1,513

83.0546 USD

Sale

1,900

82.5131 USD

Sale

1,966

82.4818 USD

Sale

2,080

82.1323 USD

Sale

2,132

83.5825 USD

Sale

2,246

82.4600 USD

Sale

2,300

82.5985 USD

Sale

2,350

82.8389 USD

Sale

2,392

81.3147 USD

Sale

2,453

83.1784 USD

Sale

2,550

81.4068 USD

Sale

2,800

81.7801 USD

Sale

2,839

82.7212 USD

Sale

3,984

82.5724 USD

Sale

4,026

82.8779 USD

Sale

4,895

82.5174 USD

Sale

5,206

83.2726 USD

Sale

5,338

83.3875 USD

Sale

5,558

83.0206 USD

Sale

5,819

82.8641 USD

Sale

5,957

82.8588 USD

Sale

6,300

82.9100 USD

Sale

6,730

83.1462 USD

Sale

10,500

82.9689 USD

Sale

11,958

82.6871 USD

Sale

13,414

82.8873 USD

Sale

23,100

82.7038 USD

Sale

37,501

82.7032 USD

Sale

46,293

83.0368 USD

Sale

46,861

82.7842 USD

Sale

61,753

82.9610 USD

Sale

72,058

82.5793 USD

Sale

83,347

82.8400 USD

Sale

86,600

82.8003 USD

Sale

90,890

83.1179 USD

Sale

116,006

82.7857 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

4,618

81.6644 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

600

80 USD

American

19 Jun 2020

6.0500 USD

Call Option

Purchasing

400

83 USD

American

15 Jan 2021

8.6000 USD

Call Option

Purchasing

100

90 USD

American

21 Aug 2020

2.6900 USD

Call Option

Purchasing

800

110 USD

American

15 Jan 2021

1.1000 USD

Call Option

Selling

800

88 USD

American

19 Jun 2020

2.0075 USD

Put Option

Purchasing

600

60 USD

American

19 Jun 2020

0.3200 USD

Put Option

Selling

4,500

40 USD

American

21 Jan 2022

2.2597 USD

Put Option

Selling

1,100

73 USD

American

15 Jan 2021

6.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

4 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

90,000

60.0000

American

Jun 19, 2020

Put Options

Written

2,400

70.0000

American

Sep 18, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Written

-700

90.0000

American

Aug 21, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-400

87.5000

American

May 15, 2020

Call Options

Written

-19,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-3,700

50.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

800

70.0000

American

Aug 21, 2020

Put Options

Written

175,200

80.0000

American

Jan 15, 2021

Put Options

Written

600

85.0000

American

May 15, 2020

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,600

87.5000

American

Jun 19, 2020

Put Options

Purchased

-100

90.0000

American

Jun 19, 2020

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Call Options

Written

-75,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-5,000

55.0000

American

May 15, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Call Options

Written

-2,600

60.0000

American

Aug 21, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,300

62.5000

American

May 15, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Put Options

Written

300

75.0000

American

Jan 15, 2021

Call Options

Purchased

2,900

95.0000

American

Jun 19, 2020

Put Options

Purchased

-8,100

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

9,600

72.5000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Written

-5,500

80.0000

American

Jun 19, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698797
Time of Receipt (offset from UTC): 20200504T101455+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC