Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,869,666

1.18%

2,957,361

0.90%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,513,001

0.76%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

180,700

0.05%

139,000

0.04%

 

 

 

 

TOTAL:

 

 

 

 

6,937,711

2.11%

5,609,362

1.70%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

187.5700 USD

Purchase

5

187.5400 USD

Purchase

7

187.7700 USD

Purchase

10

189.8800 USD

Purchase

12

188.5941 USD

Purchase

77

189.7500 USD

Purchase

100

189.7700 USD

Purchase

200

189.6812 USD

Purchase

200

187.1200 USD

Purchase

276

187.8244 USD

Purchase

276

187.8245 USD

Purchase

300

187.1400 USD

Purchase

405

188.8480 USD

Purchase

499

188.1429 USD

Purchase

500

188.8980 USD

Purchase

600

189.0608 USD

Purchase

700

189.5228 USD

Purchase

815

187.4304 USD

Purchase

819

189.3457 USD

Purchase

942

189.1933 USD

Purchase

1,084

188.6716 USD

Purchase

1,658

187.8696 USD

Purchase

2,000

188.7737 USD

Purchase

2,336

188.6731 USD

Purchase

2,440

188.7327 USD

Purchase

2,936

188.4949 USD

Purchase

3,598

189.4183 USD

Purchase

3,950

188.2748 USD

Purchase

5,371

188.2158 USD

Purchase

8,300

189.2336 USD

Purchase

8,600

189.0154 USD

Purchase

27,000

189.2457 USD

Purchase

34,150

189.7400 USD

Purchase

61,395

188.8691 USD

Purchase

101,412

189.2767 USD

Sale

1

189.0500 USD

Sale

1

188.4200 USD

Sale

1

188.4100 USD

Sale

1

188.3600 USD

Sale

4

188.6450 USD

Sale

4

188.5775 USD

Sale

6

187.5450 USD

Sale

7

187.7700 USD

Sale

35

189.4700 USD

Sale

76

187.8100 USD

Sale

90

189.3300 USD

Sale

100

189.3000 USD

Sale

100

189.4800 USD

Sale

109

189.3844 USD

Sale

143

189.3271 USD

Sale

190

189.5764 USD

Sale

200

187.8300 USD

Sale

200

189.4900 USD

Sale

238

189.6034 USD

Sale

276

187.8244 USD

Sale

300

189.6333 USD

Sale

302

189.6003 USD

Sale

344

188.7033 USD

Sale

364

189.5510 USD

Sale

398

189.5350 USD

Sale

449

189.5843 USD

Sale

700

189.5228 USD

Sale

877

189.5245 USD

Sale

900

189.2550 USD

Sale

937

189.1960 USD

Sale

947

189.6487 USD

Sale

1,000

189.7828 USD

Sale

1,090

189.3920 USD

Sale

1,115

189.5270 USD

Sale

1,200

189.6020 USD

Sale

1,255

189.4660 USD

Sale

1,273

189.1474 USD

Sale

3,058

189.6537 USD

Sale

3,400

189.2376 USD

Sale

3,787

189.5934 USD

Sale

3,797

189.4837 USD

Sale

4,165

189.4117 USD

Sale

4,740

189.3219 USD

Sale

5,000

189.3870 USD

Sale

5,224

188.8856 USD

Sale

5,800

188.8898 USD

Sale

6,634

189.4270 USD

Sale

7,346

188.6235 USD

Sale

7,544

189.3882 USD

Sale

8,204

188.7212 USD

Sale

13,607

188.9797 USD

Sale

15,883

189.2608 USD

Sale

17,698

188.3194 USD

Sale

18,986

189.3148 USD

Sale

20,332

189.0425 USD

Sale

22,700

189.2232 USD

Sale

26,600

189.3220 USD

Sale

30,610

188.7441 USD

Sale

34,236

189.7400 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

100

190 USD

American

15 May 2020

3.6000 USD

Put Option

Selling

200

185 USD

American

15 Jan 2021

10.0250 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

4 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

190.0000

American

May 15, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Purchased

-32,300

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,700

180.0000

American

May 15, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-900

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-600

185.0000

American

May 15, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698903
Time of Receipt (offset from UTC): 20200504T095938+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC