Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,981,044

1.21%

2,955,695

0.90%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,614,131

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

180,800

0.05%

139,200

0.04%

 

 

 

 

TOTAL:

 

 

 

 

7,049,189

2.14%

5,709,026

1.74%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

187.6600 USD

Purchase

1

187.5800 USD

Purchase

2

188.0175 USD

Purchase

100

188.1700 USD

Purchase

100

188.1650 USD

Purchase

100

188.2075 USD

Purchase

100

187.7700 USD

Purchase

100

187.7500 USD

Purchase

200

187.7200 USD

Purchase

200

187.9400 USD

Purchase

200

188.2100 USD

Purchase

263

188.4100 USD

Purchase

400

187.9000 USD

Purchase

415

187.6779 USD

Purchase

500

188.1925 USD

Purchase

552

188.0484 USD

Purchase

720

187.6914 USD

Purchase

961

188.0239 USD

Purchase

1,589

187.8507 USD

Purchase

1,700

187.9542 USD

Purchase

1,701

187.9431 USD

Purchase

2,383

187.8468 USD

Purchase

2,600

187.8013 USD

Purchase

2,995

187.8101 USD

Purchase

3,179

187.6551 USD

Purchase

3,220

187.6541 USD

Purchase

3,382

187.8546 USD

Purchase

6,386

187.7932 USD

Purchase

9,225

187.9688 USD

Purchase

9,933

187.9263 USD

Purchase

9,971

187.8174 USD

Purchase

11,500

187.7503 USD

Purchase

11,510

187.9819 USD

Purchase

14,359

187.7001 USD

Purchase

17,231

187.8022 USD

Purchase

19,359

187.8898 USD

Purchase

20,346

187.3400 USD

Purchase

34,500

187.7255 USD

Purchase

48,121

187.8066 USD

Purchase

59,237

187.7660 USD

Purchase

69,206

187.7117 USD

Purchase

75,752

187.4046 USD

Sale

1

187.4600 USD

Sale

1

187.5800 USD

Sale

1

187.6600 USD

Sale

1

187.9800 USD

Sale

1

188.0550 USD

Sale

2

187.8200 USD

Sale

4

188.1200 USD

Sale

73

188.1500 USD

Sale

75

188.2900 USD

Sale

100

188.0700 USD

Sale

100

187.9100 USD

Sale

200

188.1862 USD

Sale

211

187.8391 USD

Sale

300

188.1966 USD

Sale

423

188.4100 USD

Sale

500

188.1925 USD

Sale

562

187.9664 USD

Sale

573

187.9616 USD

Sale

816

187.7889 USD

Sale

850

188.0305 USD

Sale

906

188.0175 USD

Sale

1,310

187.7943 USD

Sale

1,343

187.9268 USD

Sale

1,371

187.9420 USD

Sale

1,374

187.9918 USD

Sale

1,417

187.8093 USD

Sale

1,510

187.9362 USD

Sale

1,514

187.9148 USD

Sale

1,596

187.9146 USD

Sale

1,611

187.7235 USD

Sale

1,635

187.8174 USD

Sale

1,668

187.7791 USD

Sale

1,905

187.8648 USD

Sale

2,100

187.4910 USD

Sale

2,239

187.8579 USD

Sale

2,314

187.7979 USD

Sale

2,890

187.9139 USD

Sale

3,125

188.0249 USD

Sale

5,167

187.8116 USD

Sale

6,000

187.8435 USD

Sale

6,559

188.0657 USD

Sale

8,800

187.6047 USD

Sale

9,400

187.8082 USD

Sale

10,739

187.3400 USD

Sale

28,300

187.7700 USD

Sale

43,606

187.7055 USD

Sale

101,240

187.4803 USD

Sale

200,000

187.7995 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Purchasing

100

180 USD

American

15 May 2020

2.3700 USD

Put Option

Selling

200

145 USD

American

15 May 2020

0.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 May 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Aug 21, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

190.0000

American

May 15, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Purchased

-32,300

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,700

180.0000

American

May 15, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-600

185.0000

American

May 15, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698411
Time of Receipt (offset from UTC): 20200501T111601+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC