FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,390,370

0.16%

4,110,808

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,200,045

0.15%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,284,700

0.09%

1,306,200

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,875,115

0.40%

6,139,509

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

59

83.6213 USD
Purchase

60

84.9000 USD
Purchase

60

84.6900 USD
Purchase

100

84.9700 USD
Purchase

100

82.9900 USD
Purchase

100

83.6450 USD
Purchase

100

82.6500 USD
Purchase

100

83.1600 USD
Purchase

100

83.3600 USD
Purchase

100

83.2500 USD
Purchase

100

82.9600 USD
Purchase

100

83.5300 USD
Purchase

100

83.3500 USD
Purchase

120

84.7950 USD
Purchase

123

83.2253 USD
Purchase

189

82.7200 USD
Purchase

198

84.9551 USD
Purchase

199

83.1602 USD
Purchase

200

83.2675 USD
Purchase

200

83.7125 USD
Purchase

200

83.2450 USD
Purchase

200

83.2400 USD
Purchase

200

83.2125 USD
Purchase

200

83.2100 USD
Purchase

200

82.7500 USD
Purchase

200

83.4950 USD
Purchase

200

83.2225 USD
Purchase

200

83.5950 USD
Purchase

200

83.3700 USD
Purchase

201

83.2692 USD
Purchase

210

84.9916 USD
Purchase

211

83.2300 USD
Purchase

226

83.4796 USD
Purchase

279

83.4105 USD
Purchase

298

84.9433 USD
Purchase

300

85.1281 USD
Purchase

300

85.1282 USD
Purchase

300

84.9833 USD
Purchase

311

83.2135 USD
Purchase

338

83.0984 USD
Purchase

366

83.2144 USD
Purchase

396

83.5756 USD
Purchase

399

84.9450 USD
Purchase

400

84.9462 USD
Purchase

400

83.7500 USD
Purchase

444

84.9559 USD
Purchase

495

84.9420 USD
Purchase

500

83.3740 USD
Purchase

500

83.0318 USD
Purchase

600

83.6666 USD
Purchase

601

83.8138 USD
Purchase

686

83.3933 USD
Purchase

775

83.2648 USD
Purchase

800

83.4537 USD
Purchase

900

83.3666 USD
Purchase

945

83.2205 USD
Purchase

989

84.8243 USD
Purchase

1,000

83.2420 USD
Purchase

1,100

83.4936 USD
Purchase

1,144

83.3946 USD
Purchase

1,220

83.2632 USD
Purchase

1,247

82.7676 USD
Purchase

1,322

83.4563 USD
Purchase

1,509

83.2810 USD
Purchase

1,600

84.9984 USD
Purchase

2,405

82.8719 USD
Purchase

2,800

83.8008 USD
Purchase

3,262

83.4429 USD
Purchase

3,400

83.8305 USD
Purchase

3,567

83.8141 USD
Purchase

3,633

83.3409 USD
Purchase

3,709

83.2956 USD
Purchase

4,257

83.5127 USD
Purchase

4,400

83.2940 USD
Purchase

5,683

85.1847 USD
Purchase

10,803

83.5758 USD
Purchase

14,537

82.7600 USD
Purchase

14,600

83.0700 USD
Purchase

16,400

83.2798 USD
Purchase

17,091

83.4747 USD
Purchase

19,728

82.8559 USD
Purchase

30,821

83.5952 USD
Purchase

33,337

83.5965 USD
Purchase

43,962

83.8296 USD
Purchase

44,134

83.4259 USD
Purchase

50,900

83.4751 USD
Sale

6

83.1800 USD
Sale

13

83.4900 USD
Sale

15

85.2800 USD
Sale

20

85.4100 USD
Sale

84

83.2100 USD
Sale

100

82.8050 USD
Sale

100

82.8100 USD
Sale

100

83.0800 USD
Sale

114

85.4038 USD
Sale

200

84.2175 USD
Sale

240

84.7950 USD
Sale

279

85.2523 USD
Sale

285

85.1201 USD
Sale

300

82.8366 USD
Sale

300

85.1281 USD
Sale

325

83.1630 USD
Sale

338

83.0984 USD
Sale

400

83.2000 USD
Sale

523

84.0496 USD
Sale

600

82.8933 USD
Sale

600

83.2050 USD
Sale

700

83.1767 USD
Sale

700

83.1764 USD
Sale

700

83.2514 USD
Sale

771

83.6192 USD
Sale

775

82.8801 USD
Sale

908

82.9248 USD
Sale

916

82.9121 USD
Sale

1,150

83.2129 USD
Sale

1,200

83.2262 USD
Sale

1,286

83.2178 USD
Sale

1,427

83.2102 USD
Sale

1,666

83.2257 USD
Sale

1,700

83.2769 USD
Sale

1,850

83.2154 USD
Sale

2,300

83.0686 USD
Sale

3,568

83.2173 USD
Sale

4,444

84.9708 USD
Sale

4,482

83.2186 USD
Sale

5,248

83.2642 USD
Sale

5,501

85.3516 USD
Sale

6,048

83.2151 USD
Sale

14,600

83.0700 USD
Sale

16,390

83.3313 USD
Sale

19,800

83.5545 USD
Sale

23,405

83.2092 USD
Sale

28,840

84.1761 USD
Sale

30,700

83.4265 USD
Sale

31,375

82.7600 USD
Sale

46,000

83.5066 USD
Sale

108,648

83.5660 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

200

90 USD American 21 Aug 2020 2.7800 USD
Call Option Purchasing

500

110 USD American 15 Jan 2021 1.1500 USD
Call Option Selling

600

88 USD American 15 May 2020 1.0633 USD
Call Option Selling

200

88 USD American 19 Jun 2020 2.3000 USD
Call Option Selling

1,100

95 USD American 19 Jun 2020 0.6272 USD
Put Option Purchasing

100

70 USD American 18 Sep 2020 2.7500 USD
Put Option Purchasing

200

80 USD American 21 Aug 2020 5.0500 USD
Put Option Purchasing

100

85 USD American 15 May 2020 3.0500 USD
Put Option Purchasing

200

90 USD American 19 Jun 2020 8.3000 USD
Put Option Selling

100

60 USD American 19 Jun 2020 0.3600 USD
Put Option Selling

100

70 USD American 15 May 2020 0.3000 USD
Put Option Selling

1,800

70 USD American 21 Aug 2020 2.4300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Put Options Written

2,400

70.0000

American Sep 18, 2020
Call Options Purchased

1,700

87.5000

American May 15, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Put Options Written

2,100

80.0000

American May 15, 2020
Put Options Written

90,000

60.0000

American Jun 19, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Call Options Written

-800

90.0000

American Aug 21, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-6,600

60.0000

American Jun 19, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Written

300,000

60.0000

American Jan 15, 2021
Call Options Purchased

5,900

95.0000

American Sep 18, 2020
Put Options Written

5,200

75.0000

American Sep 18, 2020
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options Written

-6,700

105.0000

American May 15, 2020
Call Options Written

-20,600

110.0000

American Jan 15, 2021
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-30,000

62.5000

American Jan 15, 2021
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

4,300

70.0000

American Jun 19, 2020
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Put Options Purchased

-4,700

40.0000

American Jan 21, 2022
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Call Options Written

-700

75.0000

American Jan 15, 2021
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Put Options Purchased

-3,700

50.0000

American Jun 19, 2020
Put Options Purchased

-1,600

50.0000

American Sep 18, 2020
Put Options Written

175,200

80.0000

American Jan 15, 2021
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

600

85.0000

American May 15, 2020
Put Options Written

26,900

57.5000

American Jun 19, 2020
Put Options Written

800

70.0000

American Aug 21, 2020
Put Options Written

6,600

77.5000

American Jan 15, 2021
Call Options Purchased

3,200

87.5000

American Jun 19, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Put Options Purchased

-100

90.0000

American Jun 19, 2020
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Put Options Purchased

-351,800

87.5000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Call Options Written

-75,900

70.0000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Call Options Written

-2,600

60.0000

American Aug 21, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Call Options Written

-2,500

125.0000

American Jan 15, 2021
Put Options Purchased

-5,000

55.0000

American May 15, 2020
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Call Options Purchased

3,900

95.0000

American Jun 19, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

1,500

57.5000

American Sep 18, 2020
Put Options Written

1,300

62.5000

American May 15, 2020
Put Options Written

300

75.0000

American Jan 15, 2021
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-9,300

72.5000

American Jan 15, 2021
Put Options Written

7,800

87.5000

American Jun 19, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

9,300

72.5000

American Sep 18, 2020
Put Options Written

22,400

90.0000

American Jan 15, 2021
Call Options Written

-100

95.0000

American Aug 21, 2020
Call Options Written

-15,800

105.0000

American Jan 15, 2021
Put Options Written

9,600

72.5000

American May 15, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-1,200

82.5000

American Jan 15, 2021
Call Options Written

-3,800

95.0000

American Jan 15, 2021
Call Options Written

-6,200

80.0000

American Jun 19, 2020
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698602
Time of Receipt (offset from UTC): 20200430T141726+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC