Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing

29 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,393,344

0.16%

4,324,932

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,200,045

0.15%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,282,400

0.09%

1,298,700

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,875,789

0.40%

6,346,133

0.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

84.0300 USD

Purchase

50

84.2700 USD

Purchase

100

82.6800 USD

Purchase

100

82.5550 USD

Purchase

100

82.5400 USD

Purchase

100

84.1050 USD

Purchase

100

83.9100 USD

Purchase

100

83.6000 USD

Purchase

100

84.0000 USD

Purchase

100

83.5600 USD

Purchase

100

82.8600 USD

Purchase

100

84.2600 USD

Purchase

100

84.2200 USD

Purchase

100

84.2100 USD

Purchase

100

83.8800 USD

Purchase

100

83.2400 USD

Purchase

107

82.4327 USD

Purchase

123

82.4962 USD

Purchase

135

83.9900 USD

Purchase

139

83.8000 USD

Purchase

161

83.8191 USD

Purchase

200

83.6075 USD

Purchase

200

83.5650 USD

Purchase

200

83.8500 USD

Purchase

200

84.1100 USD

Purchase

200

84.0350 USD

Purchase

270

83.0900 USD

Purchase

300

82.9283 USD

Purchase

300

83.9700 USD

Purchase

300

83.6100 USD

Purchase

300

83.5850 USD

Purchase

350

84.2428 USD

Purchase

356

82.8599 USD

Purchase

400

84.3075 USD

Purchase

400

84.2325 USD

Purchase

464

84.2507 USD

Purchase

490

84.2548 USD

Purchase

600

84.2875 USD

Purchase

700

84.0339 USD

Purchase

710

83.8909 USD

Purchase

800

84.2143 USD

Purchase

800

83.7425 USD

Purchase

835

83.6375 USD

Purchase

900

83.1855 USD

Purchase

989

84.2232 USD

Purchase

993

84.2128 USD

Purchase

1,198

83.2569 USD

Purchase

1,501

82.9239 USD

Purchase

2,079

83.7333 USD

Purchase

2,100

84.6100 USD

Purchase

2,100

84.6950 USD

Purchase

2,400

83.7291 USD

Purchase

2,400

83.1562 USD

Purchase

3,550

83.9122 USD

Purchase

4,797

83.2992 USD

Purchase

6,900

83.9600 USD

Purchase

8,786

83.1444 USD

Purchase

9,900

83.6822 USD

Purchase

12,403

83.5473 USD

Purchase

15,655

83.1277 USD

Purchase

25,100

83.4188 USD

Purchase

30,955

83.7600 USD

Purchase

31,697

83.7518 USD

Purchase

36,000

83.4791 USD

Purchase

86,782

83.7137 USD

Purchase

195,084

83.1787 USD

Sale

1

82.6400 USD

Sale

4

84.0300 USD

Sale

5

83.6080 USD

Sale

5

84.0100 USD

Sale

12

83.5987 USD

Sale

15

83.8766 USD

Sale

15

83.9333 USD

Sale

30

83.9233 USD

Sale

31

83.9009 USD

Sale

40

84.1100 USD

Sale

44

82.5000 USD

Sale

50

84.0160 USD

Sale

70

83.9050 USD

Sale

75

83.8900 USD

Sale

90

84.0572 USD

Sale

100

83.6150 USD

Sale

100

83.7900 USD

Sale

100

83.8000 USD

Sale

109

83.9724 USD

Sale

127

83.8959 USD

Sale

145

83.9900 USD

Sale

184

83.8663 USD

Sale

214

84.1091 USD

Sale

215

84.0402 USD

Sale

270

83.0900 USD

Sale

300

84.0425 USD

Sale

300

83.9733 USD

Sale

378

83.7928 USD

Sale

400

84.0825 USD

Sale

400

84.0275 USD

Sale

416

82.4728 USD

Sale

551

83.9288 USD

Sale

675

83.7527 USD

Sale

700

83.9296 USD

Sale

700

83.8128 USD

Sale

702

83.8262 USD

Sale

729

83.2213 USD

Sale

749

83.9718 USD

Sale

800

83.6168 USD

Sale

882

83.3043 USD

Sale

1,310

83.5779 USD

Sale

1,586

82.5521 USD

Sale

1,606

84.0165 USD

Sale

1,770

83.3727 USD

Sale

1,886

83.3190 USD

Sale

1,900

83.3069 USD

Sale

2,100

84.6950 USD

Sale

2,405

84.0853 USD

Sale

2,435

84.1574 USD

Sale

2,535

83.7712 USD

Sale

4,200

84.6100 USD

Sale

5,736

84.2397 USD

Sale

6,900

83.9600 USD

Sale

7,070

83.1313 USD

Sale

7,277

83.2329 USD

Sale

7,821

83.2699 USD

Sale

9,977

83.9988 USD

Sale

10,100

83.2401 USD

Sale

11,758

83.1875 USD

Sale

13,041

83.1038 USD

Sale

13,558

83.1892 USD

Sale

14,064

83.1452 USD

Sale

15,000

83.6173 USD

Sale

15,261

83.7607 USD

Sale

17,868

83.1924 USD

Sale

18,507

83.0973 USD

Sale

21,000

83.3804 USD

Sale

22,145

84.1098 USD

Sale

28,569

83.1471 USD

Sale

29,245

83.8576 USD

Sale

29,680

83.2091 USD

Sale

33,402

83.4646 USD

Sale

39,954

83.3274 USD

Sale

45,936

83.1671 USD

Sale

57,269

83.7600 USD

Sale

195,084

83.1787 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

80 USD

American

19 Jun 2020

7.0100 USD

Call Option

Purchasing

800

83 USD

American

15 Jan 2021

8.9512 USD

Call Option

Selling

100

88 USD

American

15 May 2020

0.8000 USD

Call Option

Selling

800

88 USD

American

19 Jun 2020

2.3500 USD

Put Option

Purchasing

2,000

80 USD

American

15 May 2020

1.5000 USD

Put Option

Selling

7,200

60 USD

American

19 Jun 2020

0.3383 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

5,500

97.5000  

American

Jan 15, 2021

Put Options

  Written

2,400

70.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,600

87.5000  

American

May 15, 2020

Put Options

  Written

90,600

60.0000  

American

Jun 19, 2020

Put Options

  Written

100

80.0000  

American

May 15, 2020

Call Options

  Purchased

2,800

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-800

90.0000  

American

Aug 21, 2020

Call Options

  Written

-2,800

120.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

50.0000  

American

Jan 21, 2022

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-10,200

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Written

5,200

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

5,900

95.0000  

American

Sep 18, 2020

Put Options

  Written

5,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

2,800

72.5000  

American

Jun 19, 2020

Put Options

  Written

300,000

60.0000  

American

Jan 15, 2021

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Written

-20,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-6,700

105.0000  

American

May 15, 2020

Call Options

  Written

-6,400

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-4,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,300

70.0000  

American

Jun 19, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Written

-700

75.0000  

American

Jan 15, 2021

Call Options

  Written

-5,700

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,700

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Put Options

  Written

175,200

80.0000  

American

Jan 15, 2021

Put Options

  Written

6,600

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

92.5000  

American

Sep 18, 2020

Put Options

  Written

150,000

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

65.0000  

American

Sep 18, 2020

Put Options

  Written

26,900

57.5000  

American

Jun 19, 2020

Put Options

  Written

800

70.0000  

American

Aug 21, 2020

Put Options

  Written

600

85.0000  

American

May 15, 2020

Call Options

  Purchased

3,000

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,400

87.5000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-50,000

92.5000  

American

Jan 15, 2021

Call Options

  Written

-75,900

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-351,800

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-14,000

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

14,200

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

35.0000  

American

Jan 15, 2021

Call Options

  Written

-2,600

60.0000  

American

Aug 21, 2020

Put Options

  Purchased

-11,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,500

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

55.0000  

American

May 15, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Written

300

75.0000  

American

Jan 15, 2021

Put Options

  Written

1,300

62.5000  

American

May 15, 2020

Call Options

  Purchased

3,900

95.0000  

American

Jun 19, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

57.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-9,300

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Call Options

  Written

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

9,300

72.5000  

American

Sep 18, 2020

Put Options

  Written

22,400

90.0000  

American

Jan 15, 2021

Put Options

  Written

7,800

87.5000  

American

Jun 19, 2020

Call Options

  Written

-100

95.0000  

American

Aug 21, 2020

Call Options

  Written

-15,800

105.0000  

American

Jan 15, 2021

Put Options

  Written

9,600

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Written

-3,800

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-4,200

110.0000  

American

May 15, 2020

Call Options

  Written

-6,100

80.0000  

American

Jun 19, 2020

Call Options

  Written

-400

82.5000  

American

Jan 15, 2021

Call Options

  Written

-6,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-6,000

140.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698589
Time of Receipt (offset from UTC): 20200430T102008+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC