FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,377,706

0.16%

4,097,401

0.28%

 

(2)

Derivatives (other than options):

2,200,045

0.15%

722,501

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,286,300

0.09%

1,308,000

0.09%

 
TOTAL:

5,864,051

0.40%

6,127,902

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

84.0400 USD

Purchase

5

84.1400 USD

Purchase

57

84.4600 USD

Purchase

100

84.3600 USD

Purchase

100

84.1300 USD

Purchase

100

84.5800 USD

Purchase

100

84.3100 USD

Purchase

101

84.5506 USD

Purchase

200

84.3000 USD

Purchase

200

84.2650 USD

Purchase

300

84.2666 USD

Purchase

300

84.5500 USD

Purchase

350

84.2485 USD

Purchase

400

84.6250 USD

Purchase

400

84.4100 USD

Purchase

400

84.4050 USD

Purchase

400

84.4200 USD

Purchase

400

84.4303 USD

Purchase

400

84.4312 USD

Purchase

453

84.4732 USD

Purchase

327

84.1476 USD

Purchase

700

84.6028 USD

Purchase

700

84.4528 USD

Purchase

700

84.2850 USD

Purchase

800

84.4146 USD

Purchase

912

84.2167 USD

Purchase

1,007

84.6030 USD

Purchase

1,131

84.6373 USD

Purchase

1,200

84.3158 USD

Purchase

1,207

84.6219 USD

Purchase

1,210

84.4631 USD

Purchase

1,400

84.5721 USD

Purchase

1,400

84.3500 USD

Purchase

1,625

84.2275 USD

Purchase

1,729

84.5872 USD

Purchase

1,739

84.6148 USD

Purchase

2,100

84.5380 USD

Purchase

2,482

84.5589 USD

Purchase

2,598

84.2725 USD

Purchase

2,615

84.6064 USD

Purchase

2,753

84.5901 USD

Purchase

2,999

84.4810 USD

Purchase

3,303

84.5508 USD

Purchase

3,325

84.1895 USD

Purchase

3,341

84.5499 USD

Purchase

3,618

84.5941 USD

Purchase

4,153

84.5726 USD

Purchase

4,702

84.5570 USD

Purchase

6,570

84.3659 USD

Purchase

6,602

84.3194 USD

Purchase

6,913

84.1475 USD

Purchase

8,300

84.2399 USD

Purchase

8,400

84.6700 USD

Purchase

12,387

84.2080 USD

Purchase

21,600

84.3580 USD

Purchase

22,768

84.1073 USD

Purchase

23,100

84.3456 USD

Purchase

31,863

84.6663 USD

Purchase

47,625

84.6889 USD

Purchase

53,896

84.4754 USD

Purchase

63,902

84.5458 USD

Purchase

111,379

84.6022 USD

Purchase

183,299

84.6900 USD

Sale

1

84.0400 USD

Sale

13

84.3500 USD

Sale

22

84.3400 USD

Sale

84

84.0700 USD

Sale

100

84.0850 USD

Sale

100

84.1700 USD

Sale

101

84.1653 USD

Sale

105

84.1400 USD

Sale

200

84.3050 USD

Sale

200

84.3000 USD

Sale

200

84.4650 USD

Sale

200

84.2650 USD

Sale

200

84.3950 USD

Sale

200

84.3325 USD

Sale

200

84.3125 USD

Sale

200

84.3150 USD

Sale

200

84.2750 USD

Sale

202

84.2800 USD

Sale

287

84.1404 USD

Sale

299

84.2000 USD

Sale

300

84.2666 USD

Sale

300

84.6600 USD

Sale

300

84.2133 USD

Sale

300

84.5566 USD

Sale

300

84.1000 USD

Sale

300

84.3600 USD

Sale

300

84.3733 USD

Sale

300

84.3700 USD

Sale

386

84.3148 USD

Sale

400

84.2537 USD

Sale

400

84.1540 USD

Sale

400

84.4867 USD

Sale

400

84.5650 USD

Sale

400

84.4750 USD

Sale

413

84.1300 USD

Sale

420

84.1428 USD

Sale

432

84.5088 USD

Sale

498

84.2969 USD

Sale

500

84.5100 USD

Sale

500

84.5260 USD

Sale

500

84.3780 USD

Sale

587

84.3987 USD

Sale

603

84.1855 USD

Sale

688

84.5936 USD

Sale

700

84.2589 USD

Sale

800

84.3275 USD

Sale

819

84.1552 USD

Sale

831

84.5041 USD

Sale

900

84.3144 USD

Sale

997

84.1478 USD

Sale

1,000

84.2090 USD

Sale

1,000

84.3905 USD

Sale

1,038

84.4297 USD

Sale

1,100

84.2509 USD

Sale

1,257

84.6627 USD

Sale

1,379

84.2965 USD

Sale

1,462

84.4501 USD

Sale

1,600

84.3228 USD

Sale

1,700

84.6217 USD

Sale

1,800

84.4617 USD

Sale

1,800

84.3511 USD

Sale

1,800

84.3977 USD

Sale

1,802

84.3935 USD

Sale

1,818

84.4732 USD

Sale

1,881

84.3932 USD

Sale

2,046

84.2657 USD

Sale

2,100

84.1050 USD

Sale

2,112

84.4287 USD

Sale

2,167

84.3589 USD

Sale

2,273

84.5382 USD

Sale

2,404

84.4282 USD

Sale

2,471

84.3191 USD

Sale

2,837

84.4862 USD

Sale

3,301

84.3194 USD

Sale

3,573

84.2792 USD

Sale

3,620

84.1475 USD

Sale

4,180

84.4682 USD

Sale

4,772

84.4390 USD

Sale

4,899

84.4315 USD

Sale

6,317

84.4312 USD

Sale

8,400

84.6700 USD

Sale

10,000

84.6064 USD

Sale

10,201

84.6819 USD

Sale

12,019

84.4205 USD

Sale

14,500

84.2930 USD

Sale

17,304

84.4759 USD

Sale

18,500

84.3708 USD

Sale

25,877

84.6900 USD

Sale

26,379

84.6889 USD

Sale

33,894

84.4085 USD

Sale

37,164

84.5655 USD

Sale

42,918

84.1670 USD

Sale

87,000

84.6641 USD

Sale

113,729

84.6521 USD

Sale

126,225

84.6896 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

45,000

84.4077 USD

SWAP

Short

78,600

84.6900 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

83 USD

American

15 Jan 2021

9.5000 USD

Call Option

Purchasing

100

90 USD

American

15 May 2020

0.6700 USD

Call Option

Selling

200

88 USD

American

15 May 2020

1.4000 USD

Call Option

Selling

100

88 USD

American

19 Jun 2020

3.0500 USD

Call Option

Selling

8,800

90 USD

American

15 May 2020

0.8620 USD

Put Option

Purchasing

2,800

70 USD

American

21 Aug 2020

2.2760 USD

Put Option

Purchasing

600

80 USD

American

15 May 2020

1.5000 USD

Put Option

Selling

3,100

60 USD

American

24 Apr 2020

0.0100 USD

Put Option

Selling

100

70 USD

American

15 May 2020

0.2700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

2,300

87.5000

American

May 15, 2020

Put Options

Written

90,000

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

2,100

80.0000

American

May 15, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-1,000

90.0000

American

Aug 21, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-6,700

60.0000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-21,100

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Purchased

-3,700

50.0000

American

Jun 19, 2020

Put Options

Written

175,200

80.0000

American

Jan 15, 2021

Put Options

Written

200

80.0000

American

Aug 21, 2020

Call Options

Purchased

3,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

700

85.0000

American

May 15, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-75,900

70.0000

American

Jan 15, 2021

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

55.0000

American

May 15, 2020

Call Options

Written

-2,600

60.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

70.0000

American

Aug 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Call Options

Purchased

5,000

95.0000

American

Jun 19, 2020

Put Options

Written

1,300

62.5000

American

May 15, 2020

Put Options

Written

300

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

70.0000

American

May 15, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-9,300

72.5000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Call Options

Written

-100

95.0000

American

Aug 21, 2020

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Put Options

Written

9,600

72.5000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-6,200

80.0000

American

Jun 19, 2020

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-1,200

82.5000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698367
Time of Receipt (offset from UTC): 20200429T121731+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC