Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,141,872

1.26%

3,034,482

0.92%

 

(2)

Derivatives (other than options):

2,887,345

0.88%

2,673,331

0.81%

 

(3)

Options and agreements to
purchase/sell:

180,900

0.05%

140,700

0.04%

 
TOTAL:

7,210,117

2.19%

5,848,513

1.78%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

187.4700 USD

Purchase

1

188.0500 USD

Purchase

3

187.5800 USD

Purchase

40

188.0700 USD

Purchase

100

188.0300 USD

Purchase

100

188.1500 USD

Purchase

100

187.9400 USD

Purchase

106

187.8088 USD

Purchase

200

187.8900 USD

Purchase

232

187.6755 USD

Purchase

300

187.8758 USD

Purchase

300

187.9433 USD

Purchase

400

187.9500 USD

Purchase

400

187.7675 USD

Purchase

400

187.7750 USD

Purchase

400

187.9950 USD

Purchase

416

187.0400 USD

Purchase

600

187.8150 USD

Purchase

649

187.6786 USD

Purchase

649

187.6787 USD

Purchase

720

187.7530 USD

Purchase

818

187.7433 USD

Purchase

831

187.7749 USD

Purchase

900

187.6477 USD

Purchase

1,094

187.8091 USD

Purchase

2,045

187.8573 USD

Purchase

2,200

187.7956 USD

Purchase

2,445

187.7934 USD

Purchase

2,594

187.7128 USD

Purchase

2,604

187.7770 USD

Purchase

5,351

187.8178 USD

Purchase

5,480

187.8019 USD

Purchase

7,184

187.7949 USD

Purchase

7,821

187.7896 USD

Purchase

8,134

187.7592 USD

Purchase

8,866

187.7980 USD

Purchase

9,694

187.7817 USD

Purchase

16,908

187.8030 USD

Purchase

21,311

187.7789 USD

Purchase

21,909

187.7722 USD

Purchase

23,250

187.7211 USD

Purchase

25,100

187.7407 USD

Purchase

30,565

187.7405 USD

Purchase

38,799

187.9136 USD

Purchase

178,501

188.2400 USD

Sale

1

187.4700 USD

Sale

3

187.5800 USD

Sale

90

187.8100 USD

Sale

95

187.8500 USD

Sale

100

187.6200 USD

Sale

100

188.4300 USD

Sale

100

188.1667 USD

Sale

100

187.7100 USD

Sale

100

187.7000 USD

Sale

100

187.6500 USD

Sale

104

188.0484 USD

Sale

116

187.6000 USD

Sale

134

187.6291 USD

Sale

196

187.9900 USD

Sale

225

187.6544 USD

Sale

300

187.8033 USD

Sale

400

187.7875 USD

Sale

400

187.9512 USD

Sale

416

187.0400 USD

Sale

620

187.7419 USD

Sale

649

187.6786 USD

Sale

800

187.8803 USD

Sale

822

187.6522 USD

Sale

874

187.6789 USD

Sale

900

187.7500 USD

Sale

1,096

187.7444 USD

Sale

1,209

187.7535 USD

Sale

2,587

187.7403 USD

Sale

2,669

187.7142 USD

Sale

3,000

187.7250 USD

Sale

10,955

187.7410 USD

Sale

11,800

187.7380 USD

Sale

13,400

187.7461 USD

Sale

23,170

188.0343 USD

Sale

24,800

187.7373 USD

Sale

50,000

187.7931 USD

Sale

100,059

187.7695 USD

Sale

178,846

188.2400 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

570,600

188.2400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

2,200

200 USD

American

21 Aug 2020

2.6650 USD

Put Option

Purchasing

4,800

175 USD

American

21 Aug 2020

5.0333 USD

Put Option

Purchasing

300

190 USD

American

19 Jun 2020

7.0000 USD

Put Option

Selling

1,000

145 USD

American

15 May 2020

0.9000 USD

Put Option

Selling

900

165 USD

American

15 May 2020

2.0000 USD

Put Option

Selling

1,000

175 USD

American

15 May 2020

3.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

200.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

190.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

175.0000

American

May 15, 2020

Put Options

Purchased

-900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Purchased

-32,300

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Written

2,800

180.0000

American

May 15, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Purchased

-200

145.0000

American

May 15, 2020

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698364
Time of Receipt (offset from UTC): 20200429T120634+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC