Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,056,967

1.23%

2,959,005

0.90%

 

(2)

Derivatives (other than options):

2,887,345

0.88%

2,673,331

0.81%

 

(3)

Options and agreements to
purchase/sell:

180,900

0.05%

140,700

0.04%

 
TOTAL:

7,125,212

2.17%

5,773,036

1.75%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

64

187.4999 USD

Purchase

100

187.5200 USD

Purchase

200

187.1800 USD

Purchase

200

187.7000 USD

Purchase

205

187.4424 USD

Purchase

231

187.3821 USD

Purchase

284

187.9222 USD

Purchase

300

187.3333 USD

Purchase

304

187.3766 USD

Purchase

304

188.0726 USD

Purchase

400

187.4600 USD

Purchase

410

187.4231 USD

Purchase

561

187.4688 USD

Purchase

598

187.6464 USD

Purchase

600

187.6566 USD

Purchase

600

187.4311 USD

Purchase

695

188.6181 USD

Purchase

700

187.5924 USD

Purchase

800

187.3237 USD

Purchase

2,155

187.3500 USD

Purchase

2,629

187.7719 USD

Purchase

3,257

187.5145 USD

Purchase

4,300

187.8535 USD

Purchase

4,300

187.8944 USD

Purchase

5,952

187.6100 USD

Purchase

7,563

187.5237 USD

Purchase

10,300

187.4791 USD

Purchase

14,983

187.7444 USD

Purchase

16,173

187.5332 USD

Purchase

35,661

187.5134 USD

Sale

1

187.1300 USD

Sale

1

187.6600 USD

Sale

2

186.7100 USD

Sale

2

188.8700 USD

Sale

4

187.7700 USD

Sale

6

187.2400 USD

Sale

19

187.4189 USD

Sale

26

187.5682 USD

Sale

47

187.5234 USD

Sale

62

187.4445 USD

Sale

66

187.5875 USD

Sale

68

187.5735 USD

Sale

73

187.3331 USD

Sale

100

187.2000 USD

Sale

100

187.5700 USD

Sale

200

187.5701 USD

Sale

200

187.6300 USD

Sale

200

187.1962 USD

Sale

503

187.6719 USD

Sale

589

187.4802 USD

Sale

630

187.4715 USD

Sale

700

187.4271 USD

Sale

700

187.6114 USD

Sale

756

187.3565 USD

Sale

893

187.4166 USD

Sale

1,100

188.0113 USD

Sale

1,126

187.4882 USD

Sale

1,137

187.3708 USD

Sale

1,200

187.5554 USD

Sale

1,200

187.4979 USD

Sale

2,322

187.5035 USD

Sale

3,200

187.7992 USD

Sale

3,492

187.4931 USD

Sale

4,101

187.8855 USD

Sale

8,121

187.3500 USD

Sale

11,498

187.6874 USD

Sale

15,395

187.7310 USD

Sale

20,071

187.4061 USD

Sale

44,257

187.5978 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

200

190.0000  

American

Aug 21, 2020

Call Options

  Purchased

600

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,400

185.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

220.0000  

American

Aug 21, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Put Options

  Written

43,900

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,400

175.0000  

American

May 15, 2020

Put Options

  Written

8,200

150.0000  

American

May 15, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-16,700

115.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

200.0000  

American

Aug 21, 2020

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

32,500

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

500

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

190.0000  

American

May 15, 2020

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Put Options

  Purchased

-5,100

170.0000  

American

Jan 15, 2021

Put Options

  Written

33,200

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,700

170.0000  

American

May 15, 2020

Put Options

  Written

600

170.0000  

American

May 15, 2020

Put Options

  Purchased

-900

175.0000  

American

Aug 21, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-6,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,100

175.0000  

American

May 15, 2020

Put Options

  Purchased

-2,000

190.0000  

American

May 15, 2020

Call Options

  Purchased

4,500

190.0000  

American

Jan 15, 2021

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-32,300

150.0000  

American

Jan 15, 2021

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

2,800

180.0000  

American

May 15, 2020

Call Options

  Purchased

3,400

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

150.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,100

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,400

160.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

150.0000  

American

Jan 15, 2021

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,200

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-800

185.0000  

American

May 15, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Call Options

  Purchased

9,200

195.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

195.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

145.0000  

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698269
Time of Receipt (offset from UTC): 20200429T095957+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC