FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,414,170

0.16%

4,097,401

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,200,045

0.15%

722,501

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,286,300

0.09%

1,308,000

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,900,515

0.40%

6,127,902

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

84.0400 USD
Purchase

5

84.1400 USD
Purchase

57

84.4600 USD
Purchase

100

84.3600 USD
Purchase

100

84.1300 USD
Purchase

100

84.5800 USD
Purchase

100

84.3100 USD
Purchase

101

84.5506 USD
Purchase

200

84.3000 USD
Purchase

200

84.2650 USD
Purchase

300

84.2666 USD
Purchase

300

84.5500 USD
Purchase

327

84.1476 USD
Purchase

350

84.2485 USD
Purchase

400

84.6250 USD
Purchase

400

84.4100 USD
Purchase

400

84.4050 USD
Purchase

400

84.4200 USD
Purchase

400

84.4303 USD
Purchase

400

84.4312 USD
Purchase

453

84.4732 USD
Purchase

700

84.6028 USD
Purchase

700

84.4528 USD
Purchase

800

84.4146 USD
Purchase

912

84.2167 USD
Purchase

1,007

84.6030 USD
Purchase

1,131

84.6373 USD
Purchase

1,200

84.3158 USD
Purchase

1,207

84.6219 USD
Purchase

1,210

84.4631 USD
Purchase

1,400

84.5721 USD
Purchase

1,400

84.3500 USD
Purchase

1,625

84.2275 USD
Purchase

1,729

84.5872 USD
Purchase

1,739

84.6148 USD
Purchase

2,100

84.5380 USD
Purchase

2,482

84.5589 USD
Purchase

2,598

84.2725 USD
Purchase

2,615

84.6064 USD
Purchase

2,753

84.5901 USD
Purchase

2,999

84.4810 USD
Purchase

3,303

84.5508 USD
Purchase

3,325

84.1895 USD
Purchase

3,341

84.5499 USD
Purchase

3,618

84.5941 USD
Purchase

4,153

84.5726 USD
Purchase

4,702

84.5570 USD
Purchase

6,570

84.3659 USD
Purchase

6,602

84.3194 USD
Purchase

6,913

84.1475 USD
Purchase

8,300

84.2399 USD
Purchase

8,400

84.6700 USD
Purchase

12,387

84.2080 USD
Purchase

21,600

84.3580 USD
Purchase

22,768

84.1073 USD
Purchase

23,100

84.3456 USD
Purchase

31,863

84.6663 USD
Purchase

47,625

84.6889 USD
Purchase

53,896

84.4754 USD
Purchase

63,902

84.5458 USD
Purchase

111,379

84.6022 USD
Purchase

183,299

84.6900 USD
Sale

1

84.0400 USD
Sale

13

84.3500 USD
Sale

22

84.3400 USD
Sale

84

84.0700 USD
Sale

100

84.0850 USD
Sale

100

84.1700 USD
Sale

101

84.1653 USD
Sale

105

84.1400 USD
Sale

200

84.2650 USD
Sale

200

84.2750 USD
Sale

200

84.3000 USD
Sale

200

84.3050 USD
Sale

200

84.3125 USD
Sale

200

84.3150 USD
Sale

200

84.3325 USD
Sale

200

84.3950 USD
Sale

200

84.4650 USD
Sale

202

84.2800 USD
Sale

287

84.1404 USD
Sale

299

84.2000 USD
Sale

300

84.1000 USD
Sale

300

84.6600 USD
Sale

300

84.3733 USD
Sale

300

84.3700 USD
Sale

300

84.3600 USD
Sale

300

84.5566 USD
Sale

300

84.2666 USD
Sale

300

84.2133 USD
Sale

386

84.3148 USD
Sale

400

84.4750 USD
Sale

400

84.4867 USD
Sale

400

84.5650 USD
Sale

400

84.1540 USD
Sale

400

84.2537 USD
Sale

413

84.1300 USD
Sale

420

84.1428 USD
Sale

432

84.5088 USD
Sale

498

84.2969 USD
Sale

500

84.5260 USD
Sale

500

84.3780 USD
Sale

500

84.5100 USD
Sale

587

84.3987 USD
Sale

603

84.1855 USD
Sale

688

84.5936 USD
Sale

700

84.2589 USD
Sale

800

84.3275 USD
Sale

819

84.1552 USD
Sale

831

84.5041 USD
Sale

900

84.3144 USD
Sale

997

84.1478 USD
Sale

1,000

84.3905 USD
Sale

1,000

84.2090 USD
Sale

1,038

84.4297 USD
Sale

1,100

84.2509 USD
Sale

1,257

84.6627 USD
Sale

1,379

84.2965 USD
Sale

1,462

84.4501 USD
Sale

1,600

84.3228 USD
Sale

1,700

84.6217 USD
Sale

1,800

84.4617 USD
Sale

1,800

84.3511 USD
Sale

1,800

84.3977 USD
Sale

1,802

84.3935 USD
Sale

1,818

84.4732 USD
Sale

1,881

84.3932 USD
Sale

2,046

84.2657 USD
Sale

2,100

84.1050 USD
Sale

2,112

84.4287 USD
Sale

2,167

84.3589 USD
Sale

2,273

84.5382 USD
Sale

2,404

84.4282 USD
Sale

2,471

84.3191 USD
Sale

2,837

84.4862 USD
Sale

3,301

84.3194 USD
Sale

3,573

84.2792 USD
Sale

3,620

84.1475 USD
Sale

4,180

84.4682 USD
Sale

4,772

84.4390 USD
Sale

4,899

84.4315 USD
Sale

6,317

84.4312 USD
Sale

8,400

84.6700 USD
Sale

10,000

84.6064 USD
Sale

10,201

84.6819 USD
Sale

12,019

84.4205 USD
Sale

14,500

84.2930 USD
Sale

17,304

84.4759 USD
Sale

18,500

84.3708 USD
Sale

25,877

84.6900 USD
Sale

26,379

84.6889 USD
Sale

33,894

84.4085 USD
Sale

42,918

84.1670 USD
Sale

87,000

84.6641 USD
Sale

113,729

84.6521 USD
Sale

126,225

84.6896 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

45,000

84.4077 USD

SWAP

Short

78,600

84.6900 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

100

83 USD American 15 Jan 2021 9.5000 USD
Call Option Purchasing

100

90 USD American 15 May 2020 0.6700 USD
Call Option Selling

200

88 USD American 15 May 2020 1.4000 USD
Call Option Selling

100

88 USD American 19 Jun 2020 3.0500 USD
Call Option Selling

8,800

90 USD American 15 May 2020 0.8620 USD
Put Option Purchasing

2,800

70 USD American 21 Aug 2020 2.2760 USD
Put Option Purchasing

600

80 USD American 15 May 2020 1.5000 USD
Put Option Selling

3,100

60 USD American 24 Apr 2020 0.0100 USD
Put Option Selling

100

70 USD American 15 May 2020 0.2700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 28 Apr 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

2,300

87.5000

American May 15, 2020
Put Options Written

90,000

60.0000

American Jun 19, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Put Options Written

2,100

80.0000

American May 15, 2020
Put Options Written

2,500

70.0000

American Sep 18, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Call Options Written

-1,000

90.0000

American Aug 21, 2020
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Put Options Purchased

-6,700

60.0000

American Jun 19, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Written

5,200

75.0000

American Sep 18, 2020
Put Options Written

300,000

60.0000

American Jan 15, 2021
Call Options Purchased

5,900

95.0000

American Sep 18, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Call Options Written

-6,700

105.0000

American May 15, 2020
Put Options Purchased

-30,000

62.5000

American Jan 15, 2021
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options Written

-21,100

110.0000

American Jan 15, 2021
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

4,300

70.0000

American Jun 19, 2020
Put Options Purchased

-1,600

50.0000

American Sep 18, 2020
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-700

75.0000

American Jan 15, 2021
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-4,700

40.0000

American Jan 21, 2022
Put Options Purchased

-3,700

50.0000

American Jun 19, 2020
Put Options Written

175,200

80.0000

American Jan 15, 2021
Put Options Written

200

80.0000

American Aug 21, 2020
Call Options Purchased

3,400

87.5000

American Jun 19, 2020
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Put Options Written

6,600

77.5000

American Jan 15, 2021
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

100

90.0000

American Jun 19, 2020
Put Options Written

26,900

57.5000

American Jun 19, 2020
Put Options Written

700

85.0000

American May 15, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

150,000

65.0000

American Jun 19, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Put Options Purchased

-351,800

87.5000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-75,900

70.0000

American Jan 15, 2021
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Put Options Purchased

-5,000

55.0000

American May 15, 2020
Call Options Written

-2,600

60.0000

American Aug 21, 2020
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Put Options Purchased

-1,000

70.0000

American Aug 21, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options Written

-2,500

125.0000

American Jan 15, 2021
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

1,500

57.5000

American Sep 18, 2020
Call Options Purchased

5,000

95.0000

American Jun 19, 2020
Put Options Written

1,300

62.5000

American May 15, 2020
Put Options Written

300

75.0000

American Jan 15, 2021
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-100

70.0000

American May 15, 2020
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-9,300

72.5000

American Jan 15, 2021
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

9,300

72.5000

American Sep 18, 2020
Put Options Written

22,400

90.0000

American Jan 15, 2021
Put Options Written

7,800

87.5000

American Jun 19, 2020
Call Options Written

-100

95.0000

American Aug 21, 2020
Call Options Written

-15,800

105.0000

American Jan 15, 2021
Put Options Written

9,600

72.5000

American May 15, 2020
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-6,200

80.0000

American Jun 19, 2020
Call Options Written

-3,800

95.0000

American Jan 15, 2021
Call Options Written

-1,200

82.5000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698330
Time of Receipt (offset from UTC): 20200428T095229+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC