FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,191,872

1.27%

3,034,482

0.92%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,673,331

0.81%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

180,900

0.05%

140,700

0.04%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,260,117

2.21%

5,848,513

1.78%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

187.4700 USD
Purchase

1

188.0500 USD
Purchase

3

187.5800 USD
Purchase

40

188.0700 USD
Purchase

100

188.0300 USD
Purchase

100

188.1500 USD
Purchase

100

187.9400 USD
Purchase

106

187.8088 USD
Purchase

200

187.8900 USD
Purchase

232

187.6755 USD
Purchase

300

187.8758 USD
Purchase

300

187.9433 USD
Purchase

400

187.9500 USD
Purchase

400

187.7675 USD
Purchase

400

187.7750 USD
Purchase

400

187.9950 USD
Purchase

416

187.0400 USD
Purchase

600

187.8150 USD
Purchase

649

187.6786 USD
Purchase

649

187.6787 USD
Purchase

720

187.7530 USD
Purchase

818

187.7433 USD
Purchase

831

187.7749 USD
Purchase

900

187.6477 USD
Purchase

1,094

187.8091 USD
Purchase

2,045

187.8573 USD
Purchase

2,200

187.7956 USD
Purchase

2,445

187.7934 USD
Purchase

2,594

187.7128 USD
Purchase

2,604

187.7770 USD
Purchase

5,351

187.8178 USD
Purchase

5,480

187.8019 USD
Purchase

7,184

187.7949 USD
Purchase

7,821

187.7896 USD
Purchase

8,134

187.7592 USD
Purchase

8,866

187.7980 USD
Purchase

9,694

187.7817 USD
Purchase

16,908

187.8030 USD
Purchase

21,311

187.7789 USD
Purchase

21,909

187.7722 USD
Purchase

23,250

187.7211 USD
Purchase

25,100

187.7407 USD
Purchase

30,565

187.7405 USD
Purchase

38,799

187.9136 USD
Purchase

178,501

188.2400 USD
Sale

1

187.4700 USD
Sale

3

187.5800 USD
Sale

90

187.8100 USD
Sale

95

187.8500 USD
Sale

100

187.6200 USD
Sale

100

187.6500 USD
Sale

100

188.4300 USD
Sale

100

188.1667 USD
Sale

100

187.7100 USD
Sale

100

187.7000 USD
Sale

104

188.0484 USD
Sale

116

187.6000 USD
Sale

134

187.6291 USD
Sale

196

187.9900 USD
Sale

225

187.6544 USD
Sale

300

187.8033 USD
Sale

400

187.7875 USD
Sale

400

187.9512 USD
Sale

416

187.0400 USD
Sale

620

187.7419 USD
Sale

649

187.6786 USD
Sale

800

187.8803 USD
Sale

822

187.6522 USD
Sale

874

187.6789 USD
Sale

900

187.7500 USD
Sale

1,096

187.7444 USD
Sale

1,209

187.7535 USD
Sale

2,587

187.7403 USD
Sale

2,669

187.7142 USD
Sale

3,000

187.7250 USD
Sale

10,955

187.7410 USD
Sale

11,800

187.7380 USD
Sale

13,400

187.7461 USD
Sale

23,170

188.0343 USD
Sale

24,800

187.7373 USD
Sale

100,059

187.7695 USD
Sale

178,846

188.2400 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

570,600

188.2400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

2,200

200 USD

American

21 Aug 2020

2.6650 USD

Put Option

Purchasing

4,800

175 USD

American

21 Aug 2020

5.0333 USD

Put Option

Purchasing

300

190 USD

American

19 Jun 2020

7.0000 USD

Put Option

Selling

1,000

145 USD

American

15 May 2020

0.9000 USD

Put Option

Selling

900

165 USD

American

15 May 2020

2.0000 USD

Put Option

Selling

1,000

175 USD

American

15 May 2020

3.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 28 Apr 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

600

175.0000

American Jan 15, 2021
Call Options Purchased

6,400

185.0000

American Jan 15, 2021
Put Options Written

200

190.0000

American Aug 21, 2020
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Put Options Written

8,200

150.0000

American May 15, 2020
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Purchased

-16,700

115.0000

American Jan 15, 2021
Call Options Written

-1,100

200.0000

American Aug 21, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Call Options Purchased

32,500

175.0000

American Jan 21, 2022
Call Options Purchased

500

165.0000

American Jan 15, 2021
Call Options Purchased

1,700

190.0000

American May 15, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Purchased

-5,100

170.0000

American Jan 15, 2021
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Put Options Written

600

170.0000

American May 15, 2020
Call Options Purchased

1,700

170.0000

American May 15, 2020
Put Options Written

33,200

140.0000

American Jun 19, 2020
Put Options Purchased

-2,000

190.0000

American May 15, 2020
Put Options Purchased

-6,300

170.0000

American Jun 19, 2020
Put Options Purchased

-1,100

175.0000

American May 15, 2020
Put Options Purchased

-900

175.0000

American Aug 21, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Purchased

4,500

190.0000

American Jan 15, 2021
Put Options Purchased

-32,300

150.0000

American Jan 15, 2021
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Written

2,800

180.0000

American May 15, 2020
Put Options Written

100

165.0000

American May 15, 2020
Call Options Purchased

3,400

160.0000

American Jan 15, 2021
Put Options Purchased

-2,400

160.0000

American Jan 15, 2021
Put Options Purchased

-1,400

150.0000

American Jun 19, 2020
Put Options Purchased

-1,100

185.0000

American Jan 15, 2021
Put Options Written

3,700

215.0000

American Jan 15, 2021
Call Options Purchased

600

150.0000

American Jan 15, 2021
Put Options Purchased

-800

185.0000

American May 15, 2020
Put Options Purchased

-7,200

180.0000

American Jan 15, 2021
Put Options Written

4,500

195.0000

American Aug 21, 2020
Call Options Purchased

9,200

195.0000

American Jan 15, 2021
Put Options Purchased

-200

145.0000

American May 15, 2020
Put Options Purchased

-100

195.0000

American Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698329
Time of Receipt (offset from UTC): 20200428T094839+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC