Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,054,263

1.23%

3,042,319

0.92%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,693,446

0.82%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

185,000

0.06%

151,700

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,126,608

2.17%

5,887,465

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

186.2300 USD

Purchase

4

186.0200 USD

Purchase

11

186.0100 USD

Purchase

22

186.2181 USD

Purchase

22

186.2182 USD

Purchase

100

185.8800 USD

Purchase

100

186.6700 USD

Purchase

100

185.5100 USD

Purchase

100

185.6550 USD

Purchase

200

186.3300 USD

Purchase

200

186.5800 USD

Purchase

300

186.5050 USD

Purchase

300

185.6739 USD

Purchase

300

186.2366 USD

Purchase

316

186.4000 USD

Purchase

338

186.3366 USD

Purchase

399

186.0146 USD

Purchase

400

186.1050 USD

Purchase

623

185.8273 USD

Purchase

743

186.0716 USD

Purchase

1,217

186.3240 USD

Purchase

1,400

186.4232 USD

Purchase

2,949

186.4580 USD

Purchase

3,539

185.7277 USD

Purchase

3,799

186.3452 USD

Purchase

3,957

186.2205 USD

Purchase

4,562

186.2383 USD

Purchase

5,123

186.4364 USD

Purchase

5,679

186.2603 USD

Purchase

6,263

186.3542 USD

Purchase

8,823

186.2797 USD

Purchase

13,065

185.5500 USD

Purchase

13,115

186.4273 USD

Purchase

18,400

186.4197 USD

Purchase

18,900

186.4047 USD

Purchase

32,014

185.9501 USD

Purchase

40,383

185.8060 USD

Sale

1

185.7200 USD

Sale

1

186.2300 USD

Sale

1

186.2400 USD

Sale

1

186.3500 USD

Sale

2

185.8200 USD

Sale

2

186.1850 USD

Sale

4

186.0950 USD

Sale

5

186.5920 USD

Sale

7

186.2142 USD

Sale

10

185.9750 USD

Sale

22

186.2181 USD

Sale

23

186.0400 USD

Sale

42

186.4900 USD

Sale

63

185.6200 USD

Sale

100

186.3596 USD

Sale

153

185.6500 USD

Sale

198

185.9200 USD

Sale

216

186.4000 USD

Sale

579

186.1877 USD

Sale

804

186.0772 USD

Sale

2,109

185.6705 USD

Sale

2,154

185.9869 USD

Sale

2,550

185.9935 USD

Sale

3,230

185.7447 USD

Sale

6,909

185.6653 USD

Sale

7,500

186.2187 USD

Sale

8,318

185.8986 USD

Sale

9,400

186.4750 USD

Sale

9,600

186.3280 USD

Sale

10,642

186.2664 USD

Sale

13,576

185.5500 USD

Sale

18,200

186.4191 USD

Sale

91,508

186.1111 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry Option

purchasing,

of

price

 

date money

selling,

securities

 

paid/

varying etc

to which

 

received

 

option

 

 

relates

 

Put Option

Purchasing

400

195 USD

American

19 Jun 2020 12.0000 USD
Put Option

Selling

2,200

145 USD

American

15 May 2020 0.7727 USD
Put Option

Selling

300

165 USD

American

15 May 2020 2.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

190.0000

American

May 15, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

165.0000

American

May 15, 2020

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Written

300

190.0000

American

Jun 19, 2020

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,800

180.0000

American

May 15, 2020

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Put Options

Purchased

-1,800

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698204
Time of Receipt (offset from UTC): 20200427T122400+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC