Form 8.3 - Abbvie Inc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,439,872

0.17%

4,074,647

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,155,045

0.15%

643,901

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,297,700

0.09%

1,310,300

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,892,617

0.40%

6,028,848

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

83.3600 USD

Purchase

22

83.3800 USD

Purchase

92

82.6630 USD

Purchase

100

83.3650 USD

Purchase

100

83.1600 USD

Purchase

100

83.2500 USD

Purchase

100

83.1800 USD

Purchase

100

83.0150 USD

Purchase

100

82.9700 USD

Purchase

100

82.9100 USD

Purchase

100

82.7500 USD

Purchase

100

82.6400 USD

Purchase

100

82.6300 USD

Purchase

132

83.4166 USD

Purchase

200

83.0650 USD

Purchase

200

83.0550 USD

Purchase

200

83.0175 USD

Purchase

213

83.1130 USD

Purchase

217

83.5687 USD

Purchase

218

83.1823 USD

Purchase

277

83.0043 USD

Purchase

292

82.7127 USD

Purchase

307

82.9087 USD

Purchase

365

82.9273 USD

Purchase

400

82.9975 USD

Purchase

400

83.3500 USD

Purchase

400

83.3475 USD

Purchase

499

83.0041 USD

Purchase

500

83.1950 USD

Purchase

505

83.0214 USD

Purchase

537

83.2737 USD

Purchase

543

82.9689 USD

Purchase

600

82.8979 USD

Purchase

660

83.0937 USD

Purchase

710

83.3264 USD

Purchase

713

83.2313 USD

Purchase

722

82.9921 USD

Purchase

750

82.9853 USD

Purchase

778

83.1524 USD

Purchase

900

83.0600 USD

Purchase

1,100

82.9727 USD

Purchase

1,118

83.0128 USD

Purchase

1,151

83.0917 USD

Purchase

1,300

82.9973 USD

Purchase

1,672

82.9416 USD

Purchase

2,251

83.0558 USD

Purchase

2,361

83.2360 USD

Purchase

2,500

83.1938 USD

Purchase

2,954

83.4500 USD

Purchase

3,080

83.1505 USD

Purchase

3,343

82.9064 USD

Purchase

4,225

83.1496 USD

Purchase

5,000

82.4096 USD

Purchase

5,179

83.0947 USD

Purchase

5,296

83.0176 USD

Purchase

5,373

83.1263 USD

Purchase

6,034

83.0396 USD

Purchase

7,400

83.5000 USD

Purchase

7,930

83.0739 USD

Purchase

8,064

82.9575 USD

Purchase

9,184

83.0753 USD

Purchase

9,228

83.0604 USD

Purchase

10,510

83.1663 USD

Purchase

10,858

83.0636 USD

Purchase

11,628

83.5847 USD

Purchase

12,793

83.0621 USD

Purchase

13,406

83.1018 USD

Purchase

13,537

83.0575 USD

Purchase

16,217

83.0505 USD

Purchase

20,663

83.5846 USD

Purchase

20,725

83.0638 USD

Purchase

21,988

83.0841 USD

Purchase

22,977

83.0676 USD

Purchase

23,150

82.9765 USD

Purchase

23,765

83.5551 USD

Purchase

25,200

83.0529 USD

Purchase

30,443

83.1456 USD

Purchase

35,651

83.5900 USD

Purchase

38,166

83.5612 USD

Purchase

38,166

83.5611 USD

Purchase

38,972

83.0468 USD

Purchase

40,400

83.0493 USD

Purchase

50,056

83.0464 USD

Purchase

151,894

83.0617 USD

Sale

1

83.3600 USD

Sale

4

82.4125 USD

Sale

9

83.2900 USD

Sale

13

83.5850 USD

Sale

18

83.2350 USD

Sale

29

83.0150 USD

Sale

36

83.3387 USD

Sale

50

83.1740 USD

Sale

68

83.1047 USD

Sale

70

83.3131 USD

Sale

83

83.2200 USD

Sale

93

83.1640 USD

Sale

100

83.1000 USD

Sale

100

83.0900 USD

Sale

100

83.0100 USD

Sale

100

82.9100 USD

Sale

100

82.4900 USD

Sale

100

82.4000 USD

Sale

100

82.3500 USD

Sale

100

83.1500 USD

Sale

100

83.5300 USD

Sale

100

83.5100 USD

Sale

100

83.4000 USD

Sale

100

83.2500 USD

Sale

109

83.0400 USD

Sale

116

83.2100 USD

Sale

144

82.5900 USD

Sale

167

82.3698 USD

Sale

183

82.8043 USD

Sale

188

82.7119 USD

Sale

200

82.3900 USD

Sale

200

82.4600 USD

Sale

200

83.0800 USD

Sale

200

83.2550 USD

Sale

200

83.2450 USD

Sale

200

83.5250 USD

Sale

232

83.3146 USD

Sale

232

82.9872 USD

Sale

259

83.1646 USD

Sale

266

83.0371 USD

Sale

300

83.5266 USD

Sale

300

83.0300 USD

Sale

300

83.1300 USD

Sale

300

83.1600 USD

Sale

348

83.0966 USD

Sale

399

83.5200 USD

Sale

400

83.1325 USD

Sale

400

83.1750 USD

Sale

400

83.2150 USD

Sale

418

82.8761 USD

Sale

434

83.5687 USD

Sale

443

83.2348 USD

Sale

500

83.5350 USD

Sale

502

83.3254 USD

Sale

523

83.0986 USD

Sale

528

83.2229 USD

Sale

560

82.4575 USD

Sale

569

83.2372 USD

Sale

592

83.0068 USD

Sale

599

83.1910 USD

Sale

600

82.3908 USD

Sale

600

83.2091 USD

Sale

600

82.9450 USD

Sale

600

83.5166 USD

Sale

604

83.2394 USD

Sale

665

83.1246 USD

Sale

687

83.1299 USD

Sale

701

83.5364 USD

Sale

783

83.2165 USD

Sale

816

83.2439 USD

Sale

848

83.2369 USD

Sale

870

83.0925 USD

Sale

890

83.0129 USD

Sale

893

83.1903 USD

Sale

900

83.1111 USD

Sale

1,000

82.3810 USD

Sale

1,137

82.7919 USD

Sale

1,142

83.0530 USD

Sale

1,188

83.1280 USD

Sale

1,500

83.0395 USD

Sale

1,686

83.1416 USD

Sale

1,778

82.8522 USD

Sale

1,837

83.1923 USD

Sale

1,900

82.8536 USD

Sale

1,969

82.4159 USD

Sale

2,000

83.1105 USD

Sale

2,052

83.0723 USD

Sale

2,309

82.9207 USD

Sale

2,954

83.4500 USD

Sale

3,344

83.0785 USD

Sale

4,200

83.1916 USD

Sale

4,796

83.0480 USD

Sale

6,877

83.1548 USD

Sale

7,254

83.1728 USD

Sale

7,400

83.5000 USD

Sale

7,776

83.0566 USD

Sale

7,831

83.5679 USD

Sale

8,064

82.9576 USD

Sale

8,064

82.9575 USD

Sale

11,500

83.1713 USD

Sale

12,209

82.9581 USD

Sale

12,453

83.0030 USD

Sale

20,963

83.5761 USD

Sale

28,000

83.0126 USD

Sale

29,618

83.0164 USD

Sale

34,200

83.0546 USD

Sale

36,200

83.5787 USD

Sale

38,166

83.5612 USD

Sale

57,536

83.5900 USD

Sale

85,961

83.1191 USD

Sale

151,894

83.0617 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

 

option

 

 

 

 

relates

 

 

 

Call Option

Purchasing

2,400

60 USD

American

21 Aug 2020

24.5500 USD

Call Option

Purchasing

100

78 USD

American

18 Sep 2020

10.4000 USD

Call Option

Purchasing

700

80 USD

American

19 Jun 2020

7.0571 USD

Call Option

Purchasing

100

95 USD

American

15 May 2020

0.2100 USD

Call Option

Purchasing

600

110 USD

American

15 Jan 2021

1.4500 USD

Call Option

Selling

10,700

90 USD

American

18 Sep 2020

3.9000 USD

Call Option

Selling

1,300

95 USD

American

15 May 2020

0.1700 USD

Put Option

Purchasing

13,400

60 USD

American

19 Jun 2020

0.5200 USD

Put Option

Purchasing

900

73 USD

American

15 May 2020

0.6588 USD

Put Option

Purchasing

1,800

78 USD

American

18 Sep 2020

5.4500 USD

Put Option

Purchasing

300

80 USD

American

15 May 2020

2.1700 USD

Put Option

Purchasing

200

80 USD

American

15 Jan 2021

9.4500 USD

Put Option

Selling

100

40 USD

American

19 Jun 2020

0.1200 USD

Put Option

Selling

100

55 USD

American

15 May 2020

0.0500 USD

Put Option

Selling

100

60 USD

American

15 Jan 2021

3.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Call Options

Purchased

2,500

87.5000

American

May 15, 2020

Put Options

Written

90,000

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

2,700

80.0000

American

May 15, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-6,700

60.0000

American

Jun 19, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-1,000

90.0000

American

Aug 21, 2020

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-21,100

110.0000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Written

175,200

80.0000

American

Jan 15, 2021

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

200

80.0000

American

Aug 21, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

700

85.0000

American

May 15, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options

Written

-75,900

70.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

8,700

90.0000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-5,000

55.0000

American

May 15, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Call Options

Written

-2,600

60.0000

American

Aug 21, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options

Written

1,300

62.5000

American

May 15, 2020

Put Options

Written

300

75.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

5,000

95.0000

American

Jun 19, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-200

70.0000

American

May 15, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,300

72.5000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Written

-100

95.0000

American

Aug 21, 2020

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Put Options

Written

9,600

72.5000

American

May 15, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-1,300

82.5000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-6,200

80.0000

American

Jun 19, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698202
Time of Receipt (offset from UTC): 20200427T095657+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC