Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,063,526

1.24%

3,039,878

0.92%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,887,345

0.88%

2,673,331

0.81%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

185,000

0.06%

144,800

0.04%

 

 

 

 

TOTAL:

 

 

 

 

7,135,871

2.17%

5,858,009

1.78%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

186.1900 USD

Purchase

5

186.7700 USD

Purchase

10

185.3000 USD

Purchase

10

185.4800 USD

Purchase

19

185.6600 USD

Purchase

100

185.5900 USD

Purchase

100

185.5050 USD

Purchase

100

185.3600 USD

Purchase

100

186.8100 USD

Purchase

100

185.3500 USD

Purchase

100

186.5500 USD

Purchase

100

186.3800 USD

Purchase

100

185.7700 USD

Purchase

192

185.7812 USD

Purchase

200

185.8150 USD

Purchase

200

185.7300 USD

Purchase

200

185.3962 USD

Purchase

200

186.2250 USD

Purchase

200

186.0301 USD

Purchase

255

186.2256 USD

Purchase

300

185.9116 USD

Purchase

400

186.0425 USD

Purchase

900

186.1552 USD

Purchase

920

186.1690 USD

Purchase

1,193

186.2199 USD

Purchase

1,300

185.4546 USD

Purchase

1,792

185.4860 USD

Purchase

2,000

186.0140 USD

Purchase

2,000

185.7735 USD

Purchase

2,677

186.0471 USD

Purchase

2,771

186.0841 USD

Purchase

5,045

185.8896 USD

Purchase

5,180

186.1157 USD

Purchase

5,274

186.0895 USD

Purchase

5,741

185.9471 USD

Purchase

7,187

185.8726 USD

Purchase

7,900

186.0695 USD

Purchase

10,721

186.1471 USD

Purchase

12,286

186.2262 USD

Purchase

18,906

186.0866 USD

Purchase

19,387

186.9000 USD

Purchase

41,400

186.0590 USD

Purchase

42,200

186.0592 USD

Sale

1

186.3000 USD

Sale

4

186.6600 USD

Sale

5

186.7700 USD

Sale

6

186.2500 USD

Sale

8

186.2400 USD

Sale

9

186.4900 USD

Sale

10

185.3000 USD

Sale

11

185.5445 USD

Sale

11

186.4163 USD

Sale

15

186.3206 USD

Sale

19

186.3289 USD

Sale

19

185.6600 USD

Sale

22

185.4200 USD

Sale

26

186.2373 USD

Sale

58

186.2867 USD

Sale

76

186.1000 USD

Sale

100

185.5800 USD

Sale

100

186.2000 USD

Sale

100

186.3700 USD

Sale

100

186.8100 USD

Sale

100

186.2700 USD

Sale

100

186.3500 USD

Sale

178

186.0739 USD

Sale

200

185.4250 USD

Sale

200

185.4000 USD

Sale

200

186.0500 USD

Sale

205

186.2100 USD

Sale

227

186.2064 USD

Sale

228

185.9254 USD

Sale

300

186.2200 USD

Sale

300

185.9800 USD

Sale

300

186.4000 USD

Sale

377

186.8712 USD

Sale

400

185.9350 USD

Sale

400

186.2575 USD

Sale

415

186.1738 USD

Sale

460

186.1690 USD

Sale

500

185.6160 USD

Sale

598

185.9729 USD

Sale

600

186.4666 USD

Sale

701

186.2209 USD

Sale

900

186.4729 USD

Sale

1,300

185.7369 USD

Sale

2,000

185.9645 USD

Sale

3,584

185.4860 USD

Sale

4,024

186.0355 USD

Sale

6,257

186.1456 USD

Sale

6,300

185.8454 USD

Sale

6,718

186.8097 USD

Sale

13,381

186.9000 USD

Sale

17,500

186.0795 USD

Sale

24,700

186.0449 USD

Sale

36,000

186.0949 USD

Sale

62,481

186.0884 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Put Option Selling

600

145 USD

American

15 May 2020

0.5000 USD

Put Option Selling

6,000

150 USD

American

15 Jan 2021

3.0000 USD

Put Option Selling

300

165 USD

American

15 May 2020

2.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

190.0000

American

May 15, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Purchased

-800

165.0000

American

May 15, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

May 15, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-32,300

150.0000

American

Jan 15, 2021

Put Options

Written

2,800

180.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

145.0000

American

May 15, 2020

Put Options

Purchased

-100

195.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 698201
Time of Receipt (offset from UTC): 20200427T094700+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC