FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,316,527

0.16%

4,091,588

0.28%

 

(2)

Derivatives (other than options):

2,155,045

0.15%

1,157,601

0.08%

 

(3)

Options and agreements to
purchase/sell:

1,330,200

0.09%

1,308,700

0.09%

 
TOTAL:

5,801,772

0.39%

6,557,889

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

81.3900 USD

Purchase

7

81.3800 USD

Purchase

8

81.7800 USD

Purchase

10

82.0350 USD

Purchase

15

82.3466 USD

Purchase

16

81.5050 USD

Purchase

17

82.1447 USD

Purchase

18

81.5300 USD

Purchase

26

82.0461 USD

Purchase

49

81.6877 USD

Purchase

54

81.7511 USD

Purchase

55

81.6300 USD

Purchase

100

81.2150 USD

Purchase

100

81.9600 USD

Purchase

100

81.8100 USD

Purchase

100

81.2900 USD

Purchase

100

82.0400 USD

Purchase

106

81.5743 USD

Purchase

110

82.0809 USD

Purchase

111

81.8415 USD

Purchase

129

81.3979 USD

Purchase

135

81.4955 USD

Purchase

151

81.7292 USD

Purchase

157

82.0269 USD

Purchase

161

81.3534 USD

Purchase

186

81.4596 USD

Purchase

200

81.2850 USD

Purchase

200

81.7400 USD

Purchase

200

81.5350 USD

Purchase

200

81.6700 USD

Purchase

200

81.5650 USD

Purchase

236

81.5747 USD

Purchase

371

81.6730 USD

Purchase

380

81.3200 USD

Purchase

382

81.7170 USD

Purchase

400

81.2718 USD

Purchase

400

81.2725 USD

Purchase

400

81.2717 USD

Purchase

402

81.5059 USD

Purchase

499

81.2589 USD

Purchase

568

81.4346 USD

Purchase

701

81.4683 USD

Purchase

963

81.7936 USD

Purchase

1,250

81.3026 USD

Purchase

1,300

81.6284 USD

Purchase

1,458

81.3425 USD

Purchase

1,964

82.0922 USD

Purchase

2,880

81.6334 USD

Purchase

3,822

81.7731 USD

Purchase

3,947

81.6097 USD

Purchase

4,000

81.2403 USD

Purchase

4,828

81.4599 USD

Purchase

7,126

81.8146 USD

Purchase

9,476

81.5482 USD

Purchase

9,500

81.4000 USD

Purchase

13,921

81.6313 USD

Purchase

14,800

81.6772 USD

Purchase

16,803

81.7259 USD

Purchase

17,245

81.4697 USD

Purchase

24,504

81.4700 USD

Purchase

25,000

81.9730 USD

Purchase

27,060

81.3384 USD

Purchase

28,942

81.5515 USD

Purchase

32,392

81.5619 USD

Purchase

40,601

81.5626 USD

Purchase

42,787

81.7324 USD

Purchase

52,400

81.4805 USD

Purchase

69,231

81.1839 USD

Purchase

80,069

81.6121 USD

Sale

1

82.1000 USD

Sale

1

80.9500 USD

Sale

2

81.6000 USD

Sale

10

82.0350 USD

Sale

34

81.8000 USD

Sale

35

80.9700 USD

Sale

67

82.1600 USD

Sale

70

81.7877 USD

Sale

80

81.6102 USD

Sale

84

81.7380 USD

Sale

86

81.2993 USD

Sale

100

82.0563 USD

Sale

100

82.0900 USD

Sale

100

82.2400 USD

Sale

100

80.9000 USD

Sale

100

81.5200 USD

Sale

100

81.6400 USD

Sale

100

81.6700 USD

Sale

110

81.6209 USD

Sale

110

82.1754 USD

Sale

120

81.8500 USD

Sale

126

81.7579 USD

Sale

166

81.2200 USD

Sale

200

81.1850 USD

Sale

200

81.2250 USD

Sale

200

81.7400 USD

Sale

200

81.3350 USD

Sale

200

81.3750 USD

Sale

209

81.1064 USD

Sale

300

81.7900 USD

Sale

300

81.7566 USD

Sale

330

81.2650 USD

Sale

356

81.4802 USD

Sale

380

81.3200 USD

Sale

400

81.1862 USD

Sale

400

81.2718 USD

Sale

400

81.6812 USD

Sale

401

81.5308 USD

Sale

456

81.2300 USD

Sale

500

81.1700 USD

Sale

600

81.7583 USD

Sale

910

81.4652 USD

Sale

1,000

81.7180 USD

Sale

1,400

81.8092 USD

Sale

1,463

81.0870 USD

Sale

1,510

81.3568 USD

Sale

1,728

81.6463 USD

Sale

1,970

81.1248 USD

Sale

2,100

81.6195 USD

Sale

2,376

81.1415 USD

Sale

5,720

81.7739 USD

Sale

5,900

81.5098 USD

Sale

6,423

81.0774 USD

Sale

6,798

81.1332 USD

Sale

8,114

81.9302 USD

Sale

9,326

81.1065 USD

Sale

9,405

81.0814 USD

Sale

9,500

81.4000 USD

Sale

13,863

81.5688 USD

Sale

14,800

81.6772 USD

Sale

16,400

81.3832 USD

Sale

17,097

81.4673 USD

Sale

23,328

81.7100 USD

Sale

24,237

81.4700 USD

Sale

30,360

81.2857 USD

Sale

30,625

81.3378 USD

Sale

33,000

81.5933 USD

Sale

55,630

81.4963 USD

Sale

61,778

81.6350 USD

Sale

141,141

81.6763 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

90 USD

American

21 Aug 2020

3.2000 USD

Call Option

Selling

500

90 USD

American

15 May 2020

0.7500 USD

Call Option

Selling

200

90 USD

American

18 Sep 2020

3.7000 USD

Call Option

Selling

3,000

95 USD

American

15 May 2020

0.2083 USD

Call Option

Selling

200

95 USD

American

19 Jun 2020

0.8400 USD

Put Option

Purchasing

100

60 USD

American

19 Jun 2020

0.7000 USD

Put Option

Purchasing

200

63 USD

American

15 May 2020

0.3000 USD

Put Option

Purchasing

1,500

68 USD

American

19 Jun 2020

1.2800 USD

Put Option

Purchasing

1,300

73 USD

American

15 May 2020

1.0423 USD

Put Option

Purchasing

100

75 USD

American

15 Jan 2021

8.0500 USD

Put Option

Purchasing

600

80 USD

American

15 May 2020

3.0083 USD

Put Option

Selling

100

50 USD

American

19 Jun 2020

0.3500 USD

Put Option

Selling

300

75 USD

American

15 May 2020

1.4300 USD

Put Option

Selling

100

78 USD

American

19 Jun 2020

3.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

96,700

60.0000

American

Jun 19, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Call Options

Purchased

9,800

87.5000

American

May 15, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

3,200

80.0000

American

May 15, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-1,200

90.0000

American

Aug 21, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,200

95.0000

American

May 15, 2020

Call Options

Written

-21,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Purchased

-3,800

50.0000

American

Jun 19, 2020

Put Options

Written

175,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

200

80.0000

American

Aug 21, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Call Options

Purchased

10,700

90.0000

American

Sep 18, 2020

Put Options

Written

700

85.0000

American

May 15, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Call Options

Purchased

3,600

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Call Options

Written

-75,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options

Purchased

10,000

90.0000

American

May 15, 2020

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Written

300

75.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

5,000

95.0000

American

Jun 19, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Put Options

Written

1,300

62.5000

American

May 15, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-9,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-200

70.0000

American

May 15, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Call Options

Written

-700

95.0000

American

Aug 21, 2020

Call Options

Written

-100

77.5000

American

Sep 18, 2020

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Put Options

Written

11,900

72.5000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-1,300

82.5000

American

Jan 15, 2021

Call Options

Written

-7,000

80.0000

American

Jun 19, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697836
Time of Receipt (offset from UTC): 20200423T105226+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC