Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,055,086

1.23%

3,043,027

0.92%

 

(2)

Derivatives (other than options):

3,222,345

0.98%

2,693,446

0.82%

 

(3)

Options and agreements to
purchase/sell:

185,300

0.06%

154,100

0.05%

 
TOTAL:

7,462,731

2.27%

5,890,573

1.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

185.8200 USD

Purchase

9

185.9600 USD

Purchase

13

185.3730 USD

Purchase

17

185.3900 USD

Purchase

20

186.2700 USD

Purchase

24

185.6175 USD

Purchase

24

185.6100 USD

Purchase

31

185.7400 USD

Purchase

32

185.5650 USD

Purchase

59

185.6000 USD

Purchase

100

185.2700 USD

Purchase

100

185.5800 USD

Purchase

100

186.0700 USD

Purchase

200

185.6300 USD

Purchase

300

185.9066 USD

Purchase

300

185.6158 USD

Purchase

427

185.3600 USD

Purchase

703

185.5300 USD

Purchase

850

185.5776 USD

Purchase

1,000

185.3580 USD

Purchase

1,296

185.5011 USD

Purchase

1,456

185.3350 USD

Purchase

1,542

186.2228 USD

Purchase

1,800

185.8633 USD

Purchase

1,812

185.3639 USD

Purchase

1,992

185.8576 USD

Purchase

2,020

185.4451 USD

Purchase

2,234

185.6636 USD

Purchase

2,308

186.0664 USD

Purchase

2,358

185.4547 USD

Purchase

2,552

185.6218 USD

Purchase

3,031

185.6870 USD

Purchase

3,620

186.0227 USD

Purchase

3,631

185.7126 USD

Purchase

4,017

185.9797 USD

Purchase

4,735

185.3400 USD

Purchase

5,623

185.8921 USD

Purchase

6,063

185.8221 USD

Purchase

6,977

185.4821 USD

Purchase

8,429

185.6756 USD

Purchase

15,490

185.3923 USD

Purchase

20,800

185.7951 USD

Purchase

35,000

185.7525 USD

Purchase

35,100

185.6529 USD

Purchase

40,844

185.6692 USD

Purchase

65,548

185.5608 USD

Sale

1

185.5200 USD

Sale

11

185.3790 USD

Sale

45

185.6000 USD

Sale

100

185.6100 USD

Sale

100

185.2700 USD

Sale

100

185.5600 USD

Sale

153

185.3166 USD

Sale

200

185.4100 USD

Sale

200

185.5400 USD

Sale

200

186.2650 USD

Sale

240

186.2741 USD

Sale

285

185.7957 USD

Sale

300

185.5333 USD

Sale

400

186.0880 USD

Sale

463

185.8114 USD

Sale

500

185.5480 USD

Sale

500

185.6080 USD

Sale

528

185.3600 USD

Sale

722

186.2700 USD

Sale

832

185.7863 USD

Sale

1,050

185.6085 USD

Sale

1,200

185.5925 USD

Sale

1,456

185.3350 USD

Sale

1,703

185.6181 USD

Sale

1,812

185.3639 USD

Sale

3,652

185.8722 USD

Sale

4,686

185.3400 USD

Sale

4,900

185.7573 USD

Sale

6,943

185.7090 USD

Sale

7,262

185.7126 USD

Sale

15,900

185.8068 USD

Sale

16,200

185.7031 USD

Sale

19,200

185.6099 USD

Sale

24,870

185.7092 USD

Sale

26,244

185.7915 USD

Sale

32,111

185.8576 USD

Sale

34,633

185.4227 USD

Sale

76,296

185.5724 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

400

190 USD

American

15 May 2020

2.1900 USD

Put Option

Purchasing

1,600

140 USD

American

19 Jun 2020

1.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

190.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Written

33,200

140.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,800

180.0000

American

May 15, 2020

Put Options

Written

300

195.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-4,000

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697834
Time of Receipt (offset from UTC): 20200423T103150+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC