Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,326,063

0.16%

4,110,318

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,155,045

0.15%

1,157,601

0.08%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,337,900

0.09%

1,309,400

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,819,008

0.39%

6,577,319

0.45%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

80.8700 USD

Purchase

82

80.5400 USD

Purchase

100

80.6550 USD

Purchase

100

82.0100 USD

Purchase

100

81.2200 USD

Purchase

100

80.5800 USD

Purchase

100

82.0000 USD

Purchase

100

82.1500 USD

Purchase

100

80.7900 USD

Purchase

100

82.1700 USD

Purchase

100

80.4200 USD

Purchase

100

81.0800 USD

Purchase

100

81.6400 USD

Purchase

100

80.4500 USD

Purchase

100

80.5500 USD

Purchase

176

80.8787 USD

Purchase

200

82.2150 USD

Purchase

200

81.1650 USD

Purchase

200

81.9300 USD

Purchase

300

82.1200 USD

Purchase

300

80.4300 USD

Purchase

300

80.9333 USD

Purchase

300

80.7600 USD

Purchase

313

81.0283 USD

Purchase

318

80.8418 USD

Purchase

392

80.9655 USD

Purchase

400

80.6750 USD

Purchase

400

80.4475 USD

Purchase

400

81.0437 USD

Purchase

400

80.5937 USD

Purchase

401

81.3895 USD

Purchase

455

81.8332 USD

Purchase

475

82.1594 USD

Purchase

538

80.6979 USD

Purchase

598

81.7644 USD

Purchase

600

80.7100 USD

Purchase

600

82.0525 USD

Purchase

600

82.0883 USD

Purchase

625

82.1647 USD

Purchase

697

81.5567 USD

Purchase

738

81.7501 USD

Purchase

777

80.6702 USD

Purchase

785

80.7566 USD

Purchase

905

81.4741 USD

Purchase

911

82.1250 USD

Purchase

938

80.9179 USD

Purchase

1,000

80.6500 USD

Purchase

1,000

80.4480 USD

Purchase

1,000

80.6450 USD

Purchase

1,086

81.4588 USD

Purchase

1,200

82.0408 USD

Purchase

1,200

80.7641 USD

Purchase

1,288

80.9111 USD

Purchase

1,300

80.6623 USD

Purchase

1,427

82.1106 USD

Purchase

1,528

80.4418 USD

Purchase

1,700

80.8005 USD

Purchase

1,725

80.9057 USD

Purchase

1,800

80.9194 USD

Purchase

1,862

82.1609 USD

Purchase

1,863

81.0768 USD

Purchase

2,086

80.9496 USD

Purchase

2,140

82.6900 USD

Purchase

2,359

80.8065 USD

Purchase

2,790

81.1257 USD

Purchase

3,020

81.4139 USD

Purchase

3,123

80.6133 USD

Purchase

3,174

82.1904 USD

Purchase

3,400

80.4450 USD

Purchase

3,659

81.0588 USD

Purchase

3,700

80.7270 USD

Purchase

4,199

80.5761 USD

Purchase

4,203

80.6966 USD

Purchase

5,870

81.2520 USD

Purchase

6,100

81.6423 USD

Purchase

6,512

80.7728 USD

Purchase

21,439

80.9095 USD

Purchase

22,874

81.5395 USD

Purchase

31,700

80.8300 USD

Purchase

32,548

80.9800 USD

Purchase

38,600

80.5623 USD

Purchase

44,105

80.9444 USD

Purchase

53,922

80.3731 USD

Purchase

77,145

81.0391 USD

Purchase

84,000

80.7551 USD

Purchase

179,987

80.3600 USD

Sale

2

82.0550 USD

Sale

13

80.9900 USD

Sale

30

81.1500 USD

Sale

46

80.1300 USD

Sale

47

81.1351 USD

Sale

52

82.2984 USD

Sale

89

82.1300 USD

Sale

100

82.1700 USD

Sale

100

81.4550 USD

Sale

100

81.0350 USD

Sale

100

80.9350 USD

Sale

100

80.7400 USD

Sale

100

80.6500 USD

Sale

100

80.5350 USD

Sale

100

80.5300 USD

Sale

100

80.5000 USD

Sale

100

80.4300 USD

Sale

100

80.1950 USD

Sale

100

80.1800 USD

Sale

102

81.4488 USD

Sale

115

82.0647 USD

Sale

135

82.0320 USD

Sale

170

81.1370 USD

Sale

174

80.8700 USD

Sale

183

81.0406 USD

Sale

185

82.0462 USD

Sale

185

80.4748 USD

Sale

194

80.6200 USD

Sale

200

81.2675 USD

Sale

200

81.2350 USD

Sale

200

81.2150 USD

Sale

200

82.0750 USD

Sale

200

81.1300 USD

Sale

200

81.1325 USD

Sale

200

80.4200 USD

Sale

200

82.0600 USD

Sale

200

80.4850 USD

Sale

215

80.3362 USD

Sale

254

80.7481 USD

Sale

295

82.1050 USD

Sale

300

80.5966 USD

Sale

300

80.6366 USD

Sale

382

80.6879 USD

Sale

400

80.4000 USD

Sale

500

82.0700 USD

Sale

522

80.9732 USD

Sale

534

82.2476 USD

Sale

600

82.0525 USD

Sale

600

80.6333 USD

Sale

646

82.2639 USD

Sale

647

80.7402 USD

Sale

706

80.4495 USD

Sale

749

80.6466 USD

Sale

864

82.0414 USD

Sale

947

82.2082 USD

Sale

948

82.0381 USD

Sale

1,159

80.8357 USD

Sale

1,181

82.0402 USD

Sale

1,240

82.6900 USD

Sale

1,307

80.8949 USD

Sale

1,636

80.9651 USD

Sale

1,913

80.8238 USD

Sale

2,100

80.6866 USD

Sale

3,256

80.7728 USD

Sale

3,626

81.0102 USD

Sale

4,098

80.7413 USD

Sale

4,403

80.3630 USD

Sale

4,800

80.9627 USD

Sale

5,200

80.4450 USD

Sale

8,000

82.1205 USD

Sale

8,205

80.7609 USD

Sale

12,122

81.1782 USD

Sale

24,095

80.9169 USD

Sale

29,900

81.0215 USD

Sale

31,700

80.8300 USD

Sale

62,997

81.1393 USD

Sale

73,206

81.0813 USD

Sale

73,890

80.7466 USD

Sale

107,000

80.4855 USD

Sale

177,829

80.3600 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

53,000

80.3600 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

70 USD

American

15 Jan 2021

15.4500 USD

Call Option

Purchasing

100

80 USD

American

15 May 2020

4.1500 USD

Call Option

Selling

500

80 USD

American

15 May 2020

4.5300 USD

Call Option

Selling

18,100

80 USD

American

19 Jun 2020

6.1295 USD

Call Option

Selling

700

83 USD

American

19 Jun 2020

4.3500 USD

Call Option

Selling

700

88 USD

American

19 Jun 2020

2.3642 USD

Call Option

Selling

300

90 USD

American

15 May 2020

0.6500 USD

Call Option

Selling

200

90 USD

American

18 Sep 2020

3.5000 USD

Call Option

Selling

600

95 USD

American

15 May 2020

0.2016 USD

Call Option

Selling

600

95 USD

American

19 Jun 2020

0.7616 USD

Call Option

Selling

2,800

95 USD

American

18 Sep 2020

2.3000 USD

Put Option

Purchasing

2,100

60 USD

American

19 Jun 2020

0.7480 USD

Put Option

Purchasing

2,000

70 USD

American

15 May 2020

0.9580 USD

Put Option

Purchasing

1,100

73 USD

American

15 May 2020

1.4227 USD

Put Option

Purchasing

3,900

75 USD

American

15 May 2020

1.7456 USD

Put Option

Purchasing

2,400

80 USD

American

15 May 2020

3.4250 USD

Put Option

Selling

1,200

63 USD

American

15 Jan 2021

4.1000 USD

Put Option

Selling

600

70 USD

American

15 Jan 2021

6.3500 USD

Put Option

Selling

200

73 USD

American

19 Jun 2020

2.5200 USD

Put Option

Selling

900

73 USD

American

15 Jan 2021

7.2611 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

22 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

96,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

9,800

87.5000

American

May 15, 2020

Put Options

Written

3,800

80.0000

American

May 15, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-1,400

90.0000

American

Aug 21, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

4,200

95.0000

American

May 15, 2020

Call Options

Purchased

5,900

95.0000

American

Sep 18, 2020

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-21,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-300

75.0000

American

May 15, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Written

700

85.0000

American

May 15, 2020

Put Options

Written

175,700

80.0000

American

Jan 15, 2021

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Put Options

Written

200

80.0000

American

Aug 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

10,900

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,600

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Call Options

Written

-75,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options

Purchased

10,500

90.0000

American

May 15, 2020

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

5,200

95.0000

American

Jun 19, 2020

Put Options

Written

400

75.0000

American

Jan 15, 2021

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-200

70.0000

American

May 15, 2020

Put Options

Purchased

-9,300

72.5000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Call Options

Written

-700

95.0000

American

Aug 21, 2020

Call Options

Written

-100

77.5000

American

Sep 18, 2020

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

13,200

72.5000

American

May 15, 2020

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-1,300

82.5000

American

Jan 15, 2021

Call Options

Written

-7,000

80.0000

American

Jun 19, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697779
Time of Receipt (offset from UTC): 20200422T111043+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC