Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,054,972

1.23%

3,042,947

0.92%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

4,007,345

1.22%

2,984,446

0.91%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

187,300

0.06%

154,100

0.05%

 

 

 

 

TOTAL:

 

 

 

 

8,249,617

2.51%

6,181,493

1.88%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

184.6300 USD

Purchase

3

184.6266 USD

Purchase

4

184.6175 USD

Purchase

8

184.4600 USD

Purchase

9

184.6600 USD

Purchase

10

184.6500 USD

Purchase

45

184.1295 USD

Purchase

49

184.5765 USD

Purchase

100

184.1600 USD

Purchase

100

184.1500 USD

Purchase

100

184.1450 USD

Purchase

100

184.7450 USD

Purchase

100

185.4800 USD

Purchase

125

185.7100 USD

Purchase

148

184.2397 USD

Purchase

150

185.6866 USD

Purchase

178

184.2126 USD

Purchase

200

185.6750 USD

Purchase

225

185.6844 USD

Purchase

226

184.1661 USD

Purchase

280

184.5721 USD

Purchase

300

184.6133 USD

Purchase

300

185.6500 USD

Purchase

300

184.6700 USD

Purchase

300

185.7000 USD

Purchase

320

185.2478 USD

Purchase

350

185.7171 USD

Purchase

400

184.5975 USD

Purchase

550

185.6995 USD

Purchase

587

185.8500 USD

Purchase

800

184.7112 USD

Purchase

1,121

184.3793 USD

Purchase

1,300

185.7161 USD

Purchase

1,306

184.5526 USD

Purchase

1,500

185.7046 USD

Purchase

1,600

184.8381 USD

Purchase

2,900

184.5701 USD

Purchase

3,100

184.8031 USD

Purchase

3,672

184.0633 USD

Purchase

3,972

184.8392 USD

Purchase

7,639

185.0232 USD

Purchase

9,685

184.6719 USD

Purchase

12,474

184.0949 USD

Purchase

12,678

184.4652 USD

Purchase

13,700

184.5188 USD

Purchase

14,300

184.6145 USD

Purchase

14,996

184.0400 USD

Purchase

57,520

184.7236 USD

Sale

6

184.5600 USD

Sale

8

184.4600 USD

Sale

10

184.6500 USD

Sale

40

184.6900 USD

Sale

44

184.2300 USD

Sale

100

185.7000 USD

Sale

155

184.2256 USD

Sale

158

184.3841 USD

Sale

388

185.8500 USD

Sale

675

184.1822 USD

Sale

800

184.7962 USD

Sale

800

184.4571 USD

Sale

1,200

185.7175 USD

Sale

1,417

185.0168 USD

Sale

2,288

184.6126 USD

Sale

3,626

184.0555 USD

Sale

6,300

184.4498 USD

Sale

7,400

184.5775 USD

Sale

12,375

184.8393 USD

Sale

12,900

184.5226 USD

Sale

13,163

184.6279 USD

Sale

13,874

184.1556 USD

Sale

15,118

184.0400 USD

Sale

29,077

184.7164 USD

Sale

39,601

184.6921 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Selling

100

140 USD

American

15 May 2020

0.6500 USD

Put Option

Selling

100

170 USD

American

19 Jun 2020

3.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

22 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Written

34,800

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-2,100

175.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,300

170.0000

American

Jun 19, 2020

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Put Options

Written

300

195.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,800

180.0000

American

May 15, 2020

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-4,000

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697270
Time of Receipt (offset from UTC): 20200422T105814+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC