Form 8.3 - ABBVIE PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,160,964

0.15%

4,119,436

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,155,045

0.15%

516,901

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,366,300

0.09%

1,305,000

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,682,309

0.38%

5,941,337

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

55

84.7600 USD

Purchase

68

84.1900 USD

Purchase

100

83.2300 USD

Purchase

100

83.2500 USD

Purchase

100

84.5500 USD

Purchase

100

84.3300 USD

Purchase

170

84.4717 USD

Purchase

200

84.4100 USD

Purchase

200

84.4000 USD

Purchase

201

85.1431 USD

Purchase

210

84.3985 USD

Purchase

261

84.1265 USD

Purchase

306

83.4790 USD

Purchase

360

84.2000 USD

Purchase

400

84.4568 USD

Purchase

400

85.1425 USD

Purchase

447

84.1584 USD

Purchase

539

84.4298 USD

Purchase

570

83.7875 USD

Purchase

704

84.8319 USD

Purchase

792

84.7695 USD

Purchase

809

83.9575 USD

Purchase

837

83.8241 USD

Purchase

944

83.9061 USD

Purchase

1,000

84.0675 USD

Purchase

1,200

84.4520 USD

Purchase

1,481

84.9898 USD

Purchase

1,600

83.7506 USD

Purchase

2,000

84.3740 USD

Purchase

2,100

84.0328 USD

Purchase

2,435

84.2360 USD

Purchase

3,395

83.5701 USD

Purchase

3,655

83.9711 USD

Purchase

3,769

83.6769 USD

Purchase

4,300

83.5131 USD

Purchase

4,315

84.0437 USD

Purchase

5,600

84.1800 USD

Purchase

8,094

83.4985 USD

Purchase

16,258

84.2558 USD

Purchase

20,123

83.6993 USD

Purchase

20,732

83.6952 USD

Purchase

25,865

84.1075 USD

Purchase

39,600

84.4132 USD

Purchase

40,064

83.9900 USD

Purchase

52,300

84.2078 USD

Purchase

61,500

84.1448 USD

Purchase

92,792

84.1647 USD

Sale

50

84.1650 USD

Sale

72

83.9400 USD

Sale

73

84.5400 USD

Sale

85

83.8289 USD

Sale

100

83.1550 USD

Sale

100

83.8800 USD

Sale

100

83.9700 USD

Sale

100

84.0350 USD

Sale

100

84.0700 USD

Sale

100

84.1500 USD

Sale

100

84.1600 USD

Sale

100

84.3200 USD

Sale

100

84.3700 USD

Sale

104

84.3443 USD

Sale

119

83.8938 USD

Sale

150

83.7633 USD

Sale

155

84.3729 USD

Sale

195

84.0100 USD

Sale

200

84.1350 USD

Sale

200

84.2150 USD

Sale

200

83.2350 USD

Sale

200

83.9825 USD

Sale

200

84.1150 USD

Sale

200

84.3550 USD

Sale

200

83.7150 USD

Sale

200

83.7350 USD

Sale

200

83.2900 USD

Sale

200

83.3450 USD

Sale

200

83.8400 USD

Sale

200

84.3950 USD

Sale

200

83.8950 USD

Sale

201

84.0604 USD

Sale

300

83.8833 USD

Sale

300

84.0283 USD

Sale

325

84.1115 USD

Sale

336

83.8776 USD

Sale

362

83.2493 USD

Sale

400

83.9000 USD

Sale

400

83.8362 USD

Sale

400

83.6150 USD

Sale

400

84.6787 USD

Sale

400

83.3225 USD

Sale

400

84.3725 USD

Sale

418

84.1687 USD

Sale

457

84.1737 USD

Sale

464

84.1729 USD

Sale

472

83.9061 USD

Sale

496

83.5143 USD

Sale

500

84.3430 USD

Sale

500

84.0400 USD

Sale

500

84.0440 USD

Sale

586

83.3400 USD

Sale

600

84.0358 USD

Sale

622

84.1301 USD

Sale

700

84.3471 USD

Sale

700

84.3542 USD

Sale

724

84.1375 USD

Sale

865

84.0418 USD

Sale

900

84.0522 USD

Sale

900

84.3466 USD

Sale

1,051

83.3764 USD

Sale

1,151

83.9755 USD

Sale

1,200

84.3391 USD

Sale

1,200

84.4818 USD

Sale

1,336

83.5400 USD

Sale

1,392

84.7498 USD

Sale

1,490

84.0590 USD

Sale

1,600

83.7506 USD

Sale

1,606

84.3091 USD

Sale

1,700

84.2892 USD

Sale

1,737

83.3500 USD

Sale

2,000

83.8160 USD

Sale

2,056

84.1309 USD

Sale

2,700

84.0385 USD

Sale

3,942

84.2668 USD

Sale

4,400

84.2911 USD

Sale

4,609

84.1943 USD

Sale

5,600

84.1800 USD

Sale

9,459

84.4332 USD

Sale

12,700

84.0300 USD

Sale

14,200

83.8452 USD

Sale

18,406

83.6955 USD

Sale

28,099

84.3364 USD

Sale

39,474

83.9900 USD

Sale

39,600

84.4133 USD

Sale

42,564

83.7465 USD

Sale

46,300

84.2385 USD

Sale

60,493

84.1747 USD

Sale

72,398

84.0341 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

300

70 USD

American

15 Jan 2021

17.2533 USD

Call Option

Purchasing

100

75 USD

American

15 Jan 2021

14.1000 USD

Call Option

Purchasing

100

78 USD

American

15 May 2020

9.0000 USD

Call Option

Purchasing

3,700

90 USD

American

17 Apr 2020

0.0100 USD

Call Option

Purchasing

20,800

95 USD

American

19 Jun 2020

1.0524 USD

Call Option

Purchasing

9,300

100 USD

American

19 Jun 2020

0.4993 USD

Call Option

Purchasing

200

105 USD

American

15 May 2020

0.0600 USD

Call Option

Purchasing

100

110 USD

American

15 Jan 2021

1.5000 USD

Call Option

Purchasing

1,700

115 USD

American

15 Jan 2021

0.9700 USD

Call Option

Purchasing

48

USD

 

 

0.0100 USD

Call Option

Purchasing

57

USD

 

 

0.1200 USD

Call Option

Selling

2,600

80 USD

American

15 May 2020

5.5115 USD

Call Option

Selling

100

83 USD

American

19 Jun 2020

6.1500 USD

Call Option

Selling

1,800

90 USD

American

15 May 2020

1.4138 USD

Call Option

Selling

5,200

90 USD

American

21 Aug 2020

3.8317 USD

Call Option

Selling

100

90 USD

American

18 Sep 2020

4.7500 USD

Call Option

Selling

3,200

95 USD

American

15 May 2020

0.4271 USD

Call Option

Selling

8,100

98 USD

American

15 May 2020

0.2549 USD

Call Option

Selling

3,000

100 USD

American

19 Jun 2020

0.5353 USD

Call Option

Selling

63

USD

 

 

0.0400 USD

Put Option

Purchasing

6,000

66 USD

American

8 Jul 2016

0.4500 USD

Put Option

Purchasing

3,600

67 USD

American

8 Jul 2016

0.0500 USD

Put Option

Purchasing

4,100

69 USD

American

12 May 2017

0.0100 USD

Put Option

Purchasing

3,400

75 USD

American

15 May 2020

1.1800 USD

Put Option

Purchasing

1,100

80 USD

American

15 May 2020

2.0645 USD

Put Option

Purchasing

100

85 USD

American

21 Jan 2022

17.2000 USD

Put Option

Selling

7,400

75 USD

American

17 Apr 2020

0.0200 USD

Put Option

Selling

5,100

78 USD

American

17 Apr 2020

0.0100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 21 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,800

70.0000

American

May 15, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Put Options

Written

98,900

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

6,200

80.0000

American

May 15, 2020

Call Options

Purchased

9,800

87.5000

American

May 15, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-1,400

90.0000

American

Aug 21, 2020

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Written

5,200

75.0000

American

Sep 18, 2020

Put Options

Written

300,000

60.0000

American

Jan 15, 2021

Call Options

Purchased

8,700

95.0000

American

Sep 18, 2020

Call Options

Purchased

4,800

95.0000

American

May 15, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-6,700

105.0000

American

May 15, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-31,200

62.5000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-21,700

110.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

3,600

75.0000

American

May 15, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Purchased

-100

60.0000

American

Jan 15, 2021

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

175,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

400

80.0000

American

May 15, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Written

700

85.0000

American

May 15, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Written

200

80.0000

American

Aug 21, 2020

Call Options

Purchased

11,100

90.0000

American

Sep 18, 2020

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

87.5000

American

Jun 19, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Call Options

Written

-76,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-351,800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-600

70.0000

American

Jan 15, 2021

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

10,800

90.0000

American

May 15, 2020

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Written

-2,500

125.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-200

72.5000

American

Jun 19, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

57.5000

American

Sep 18, 2020

Call Options

Purchased

5,800

95.0000

American

Jun 19, 2020

Put Options

Written

400

75.0000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

72.5000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Put Options

Written

7,800

87.5000

American

Jun 19, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Call Options

Purchased

11,100

80.0000

American

Jun 19, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Written

-100

77.5000

American

Sep 18, 2020

Call Options

Written

-700

95.0000

American

Aug 21, 2020

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Call Options

Written

-15,800

105.0000

American

Jan 15, 2021

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

700

82.5000

American

Jun 19, 2020

Put Options

Written

14,300

72.5000

American

May 15, 2020

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-3,800

95.0000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-1,300

82.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697643
Time of Receipt (offset from UTC): 20200421T104544+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC