Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,049,936

1.23%

3,060,039

0.93%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,672,345

1.12%

2,984,446

0.91%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

187,300

0.06%

154,300

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,909,581

2.40%

6,198,785

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

187.8800 USD

Purchase

4

187.5250 USD

Purchase

5

187.9700 USD

Purchase

17

187.7258 USD

Purchase

30

186.0900 USD

Purchase

61

187.8100 USD

Purchase

89

188.5100 USD

Purchase

100

187.5200 USD

Purchase

100

187.9000 USD

Purchase

100

186.4000 USD

Purchase

100

186.3700 USD

Purchase

100

186.3300 USD

Purchase

100

186.8950 USD

Purchase

101

187.5323 USD

Purchase

140

187.6600 USD

Purchase

158

187.3063 USD

Purchase

200

188.0200 USD

Purchase

200

187.6700 USD

Purchase

200

187.8150 USD

Purchase

250

188.1580 USD

Purchase

300

187.7966 USD

Purchase

300

188.0133 USD

Purchase

300

186.9716 USD

Purchase

373

187.6093 USD

Purchase

400

186.3650 USD

Purchase

443

187.2276 USD

Purchase

500

187.8480 USD

Purchase

500

188.1230 USD

Purchase

520

187.5696 USD

Purchase

700

187.7442 USD

Purchase

803

187.3841 USD

Purchase

808

187.5705 USD

Purchase

900

186.3433 USD

Purchase

930

188.0825 USD

Purchase

932

187.4024 USD

Purchase

1,002

187.7000 USD

Purchase

1,011

188.1005 USD

Purchase

1,025

187.9821 USD

Purchase

1,418

187.3101 USD

Purchase

2,129

187.9382 USD

Purchase

2,200

187.4798 USD

Purchase

2,900

187.8610 USD

Purchase

4,343

187.9365 USD

Purchase

5,621

187.7171 USD

Purchase

6,153

187.4265 USD

Purchase

7,011

188.1773 USD

Purchase

7,960

187.8798 USD

Purchase

19,582

187.4410 USD

Purchase

31,500

187.8170 USD

Purchase

35,209

187.3377 USD

Purchase

88,389

187.2581 USD

Purchase

298,629

187.3900 USD

Sale

1

188.2700 USD

Sale

1

187.8800 USD

Sale

11

187.6500 USD

Sale

29

187.3000 USD

Sale

31

187.6512 USD

Sale

50

187.3100 USD

Sale

79

187.3063 USD

Sale

100

186.2400 USD

Sale

100

186.2300 USD

Sale

100

187.9200 USD

Sale

100

187.9100 USD

Sale

125

187.2860 USD

Sale

500

187.4470 USD

Sale

500

187.7860 USD

Sale

591

187.1633 USD

Sale

600

187.8133 USD

Sale

757

187.2135 USD

Sale

800

186.3575 USD

Sale

800

187.4662 USD

Sale

990

187.0095 USD

Sale

1,400

187.7332 USD

Sale

1,400

187.4876 USD

Sale

1,592

186.8098 USD

Sale

1,975

187.2808 USD

Sale

2,183

186.8346 USD

Sale

2,413

186.9065 USD

Sale

2,711

187.0610 USD

Sale

3,215

187.1306 USD

Sale

3,362

186.9466 USD

Sale

4,642

187.0123 USD

Sale

6,697

187.3515 USD

Sale

7,498

187.0602 USD

Sale

9,586

187.4221 USD

Sale

13,000

187.9027 USD

Sale

15,700

187.7601 USD

Sale

15,800

187.8777 USD

Sale

16,619

187.3184 USD

Sale

17,236

187.1149 USD

Sale

32,783

187.7484 USD

Sale

44,943

187.5216 USD

Sale

309,982

187.3900 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

5,800

253 USD

American

26 Feb 2016

0.0500 USD

Put Option

Purchasing

23,900

160 USD

American

17 Apr 2020

0.0100 USD

Put Option

Purchasing

14,800

165 USD

American

17 Apr 2020

0.1000 USD

Put Option

Purchasing

1,000

195 USD

American

19 Jun 2020

11.5000 USD

Put Option

Selling

3,200

170 USD

American

17 Apr 2020

0.0500 USD

Put Option

Selling

100

170 USD

American

15 Jan 2021

6.2500 USD

Put Option

Selling

1,100

175 USD

American

15 May 2020

2.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 21 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Purchased

-100

140.0000

American

May 15, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Written

34,800

140.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Call Options

Purchased

1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

May 15, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

190.0000

American

Jan 15, 2021

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Put Options

Written

300

195.0000

American

Jun 19, 2020

Put Options

Written

2,800

180.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Call Options

Purchased

9,200

195.0000

American

Jan 15, 2021

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-4,000

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697253
Time of Receipt (offset from UTC): 20200421T101101+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC