Form 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

17 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,162,579

0.15%

4,124,222

0.28%

 

(2)

Derivatives (other than options):

2,155,045

0.15%

516,901

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,391,100

0.09%

1,355,400

0.09%

 
TOTAL:

5,708,724

0.39%

5,996,523

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

4

83.2400 USD
Purchase

4

83.3650 USD
Purchase

5

83.3780 USD
Purchase

10

82.9300 USD
Purchase

15

83.3373 USD
Purchase

15

83.2973 USD
Purchase

57

82.9100 USD
Purchase

78

83.7521 USD
Purchase

100

83.7900 USD
Purchase

100

83.4900 USD
Purchase

100

83.4400 USD
Purchase

100

83.2450 USD
Purchase

100

82.8400 USD
Purchase

100

82.7300 USD
Purchase

100

84.1663 USD
Purchase

100

84.4300 USD
Purchase

100

82.6925 USD
Purchase

143

84.3644 USD
Purchase

162

84.4000 USD
Purchase

170

84.3814 USD
Purchase

187

83.4907 USD
Purchase

200

84.3900 USD
Purchase

200

84.1900 USD
Purchase

200

83.3200 USD
Purchase

200

83.2150 USD
Purchase

200

84.4950 USD
Purchase

233

82.9014 USD
Purchase

244

82.8170 USD
Purchase

281

82.9950 USD
Purchase

290

83.1848 USD
Purchase

300

84.3933 USD
Purchase

373

83.1384 USD
Purchase

386

83.1783 USD
Purchase

400

84.5025 USD
Purchase

613

83.1553 USD
Purchase

700

83.3535 USD
Purchase

780

84.0597 USD
Purchase

881

83.1894 USD
Purchase

887

83.1909 USD
Purchase

900

83.1855 USD
Purchase

905

83.2018 USD
Purchase

983

83.1153 USD
Purchase

996

84.0499 USD
Purchase

1,029

83.1580 USD
Purchase

1,100

83.5241 USD
Purchase

1,710

83.1245 USD
Purchase

1,746

83.4629 USD
Purchase

2,019

84.3901 USD
Purchase

2,060

83.1796 USD
Purchase

2,179

83.1408 USD
Purchase

2,246

83.4158 USD
Purchase

3,000

84.2612 USD
Purchase

3,080

83.4080 USD
Purchase

3,357

83.2089 USD
Purchase

3,400

83.2751 USD
Purchase

3,401

84.3404 USD
Purchase

4,199

84.0000 USD
Purchase

4,951

83.1950 USD
Purchase

5,935

83.4236 USD
Purchase

6,793

83.5281 USD
Purchase

7,400

83.7700 USD
Purchase

10,346

83.4835 USD
Purchase

14,981

83.3244 USD
Purchase

17,065

83.4539 USD
Purchase

42,743

83.5127 USD
Purchase

49,220

83.5794 USD
Purchase

60,500

83.5383 USD
Purchase

69,508

83.0493 USD
Purchase

77,006

83.4500 USD
Purchase

85,619

83.9999 USD
Purchase

88,461

83.9811 USD
Purchase

111,853

83.5114 USD
Sale

2

83.8100 USD
Sale

3

83.1300 USD
Sale

5

83.6400 USD
Sale

9

83.5788 USD
Sale

10

82.9300 USD
Sale

24

83.2683 USD
Sale

34

84.3200 USD
Sale

59

84.4700 USD
Sale

73

84.4793 USD
Sale

94

83.0670 USD
Sale

96

84.4445 USD
Sale

100

82.8000 USD
Sale

100

83.5600 USD
Sale

100

82.8600 USD
Sale

100

83.6600 USD
Sale

100

83.7500 USD
Sale

100

82.6925 USD
Sale

100

83.6800 USD
Sale

101

84.3000 USD
Sale

108

84.3677 USD
Sale

111

83.1680 USD
Sale

133

83.3692 USD
Sale

150

83.7466 USD
Sale

156

82.9046 USD
Sale

200

83.1900 USD
Sale

200

83.1400 USD
Sale

200

83.0350 USD
Sale

200

84.2500 USD
Sale

200

84.2450 USD
Sale

200

84.2425 USD
Sale

200

84.2200 USD
Sale

200

83.7200 USD
Sale

200

83.6550 USD
Sale

200

83.4273 USD
Sale

200

83.3800 USD
Sale

200

83.3750 USD
Sale

200

83.3568 USD
Sale

200

83.3550 USD
Sale

200

83.3400 USD
Sale

221

82.8225 USD
Sale

250

83.4420 USD
Sale

292

83.8200 USD
Sale

300

83.4000 USD
Sale

300

84.3450 USD
Sale

300

83.2266 USD
Sale

400

83.1600 USD
Sale

400

83.2975 USD
Sale

400

84.3137 USD
Sale

420

84.0958 USD
Sale

440

83.4054 USD
Sale

453

84.2604 USD
Sale

500

84.3560 USD
Sale

560

83.4110 USD
Sale

600

83.4233 USD
Sale

601

83.0712 USD
Sale

800

83.3612 USD
Sale

800

84.2587 USD
Sale

941

83.4489 USD
Sale

950

84.2810 USD
Sale

1,100

83.5241 USD
Sale

1,202

84.3497 USD
Sale

1,540

83.4080 USD
Sale

1,664

83.8659 USD
Sale

1,800

82.9781 USD
Sale

2,020

83.4458 USD
Sale

2,067

84.4567 USD
Sale

2,100

84.3430 USD
Sale

2,135

83.3819 USD
Sale

2,749

83.0746 USD
Sale

2,913

83.9945 USD
Sale

3,000

83.4561 USD
Sale

3,008

83.6822 USD
Sale

3,254

83.0329 USD
Sale

3,400

83.2751 USD
Sale

3,600

83.0177 USD
Sale

3,690

83.1286 USD
Sale

3,915

83.1529 USD
Sale

4,079

83.0441 USD
Sale

4,190

83.0631 USD
Sale

5,009

83.9243 USD
Sale

6,700

83.0244 USD
Sale

7,400

83.7700 USD
Sale

7,903

84.3395 USD
Sale

9,411

83.0364 USD
Sale

10,926

84.1183 USD
Sale

11,337

83.0097 USD
Sale

16,542

83.1901 USD
Sale

16,977

83.4541 USD
Sale

17,312

83.0668 USD
Sale

19,500

83.4601 USD
Sale

19,685

83.9193 USD
Sale

20,736

83.9476 USD
Sale

37,500

83.6289 USD
Sale

38,756

83.4500 USD
Sale

41,534

84.0000 USD
Sale

51,923

83.5863 USD
Sale

55,700

83.5515 USD
Sale

85,719

83.9993 USD
Sale

152,717

83.4764 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

900

70 USD American 15 Jan 2021 17.0077 USD
Call Option Purchasing

100

83 USD American 15 Jan 2021 9.0000 USD
Call Option Purchasing

200

85 USD American 21 Aug 2020 5.8500 USD
Call Option Purchasing

600

93 USD American 15 May 2020 0.7700 USD
Call Option Purchasing

2,100

95 USD American 19 Jun 2020 1.0714 USD
Call Option Purchasing

1,500

95 USD American 21 Aug 2020 2.2500 USD
Call Option Purchasing

700

95 USD American 15 Jan 2021 4.1900 USD
Call Option Purchasing

200

125 USD American 15 Jan 2021 0.4200 USD
Call Option Selling

5,400

83 USD American 19 Jun 2020 6.1500 USD
Call Option Selling

500

85 USD American 15 Jan 2021 8.5000 USD
Call Option Selling

1,000

88 USD American 15 May 2020 2.1000 USD
Call Option Selling

700

88 USD American 19 Jun 2020 3.4642 USD
Call Option Selling

2,100

90 USD American 15 May 2020 1.2923 USD
Call Option Selling

100

90 USD American 21 Aug 2020 3.6000 USD
Call Option Selling

2,900

95 USD American 15 May 2020 0.4103 USD
Call Option Selling

200

98 USD American 15 May 2020 0.2100 USD
Put Option Purchasing

300

58 USD American 18 Sep 2020 1.3800 USD
Put Option Purchasing

100

60 USD American 19 Jun 2020 0.5900 USD
Put Option Purchasing

1,600

60 USD American 15 Jan 2021 3.0000 USD
Put Option Purchasing

200

73 USD American 15 May 2020 0.9000 USD
Put Option Purchasing

600

75 USD American 15 May 2020 1.2933 USD
Put Option Purchasing

800

80 USD American 15 May 2020 2.5012 USD
Put Option Purchasing

100

85 USD American 15 May 2020 4.8500 USD
Put Option Purchasing

100

88 USD American 19 Jun 2020 7.7500 USD
Put Option Selling

500

88 USD American 15 Jan 2021 14.0000 USD

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

20 April 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

98,900

60.0000

American Jun 19, 2020
Call Options Purchased

9,800

87.5000

American May 15, 2020
Put Options Written

1,800

70.0000

American May 15, 2020
Put Options Written

7,300

80.0000

American May 15, 2020
Put Options Written

2,500

70.0000

American Sep 18, 2020
Call Options Purchased

6,300

105.0000

American Apr 17, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Put Options Written

300,000

60.0000

American Jan 15, 2021
Call Options Purchased

8,700

95.0000

American Sep 18, 2020
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Call Options Purchased

8,000

95.0000

American May 15, 2020
Put Options Written

5,200

75.0000

American Sep 18, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-31,200

62.5000

American Jan 15, 2021
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Call Options Written

-6,900

105.0000

American May 15, 2020
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Call Options Written

-5,700

95.0000

American Apr 17, 2020
Call Options Written

-21,800

110.0000

American Jan 15, 2021
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

8,200

97.5000

American May 15, 2020
Call Options Purchased

4,300

70.0000

American Jun 19, 2020
Put Options Written

7,000

75.0000

American May 15, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Put Options Purchased

-4,700

40.0000

American Jan 21, 2022
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-3,900

50.0000

American Jun 19, 2020
Put Options Purchased

-100

60.0000

American Jan 15, 2021
Call Options Written

-4,800

100.0000

American Apr 17, 2020
Put Options Purchased

-1,600

50.0000

American Sep 18, 2020
Call Options Written

-800

75.0000

American Jan 15, 2021
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

26,900

57.5000

American Jun 19, 2020
Call Options Purchased

3,800

90.0000

American Aug 21, 2020
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Put Options Written

200

80.0000

American Aug 21, 2020
Call Options Purchased

3,000

80.0000

American May 15, 2020
Put Options Written

175,700

80.0000

American Jan 15, 2021
Put Options Written

700

85.0000

American May 15, 2020
Put Options Written

6,600

77.5000

American Jan 15, 2021
Call Options Purchased

4,300

87.5000

American Jun 19, 2020
Call Options Purchased

11,200

90.0000

American Sep 18, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

100

90.0000

American Jun 19, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

1,800

70.0000

American Aug 21, 2020
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Call Options Written

-3,700

90.0000

American Apr 17, 2020
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Put Options Purchased

-600

70.0000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-351,800

87.5000

American Jan 15, 2021
Put Options Purchased

-3,100

60.0000

American Apr 24, 2020
Call Options Written

-76,400

70.0000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

12,600

90.0000

American May 15, 2020
Put Options Written

1,800

77.5000

American Sep 18, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-1,300

80.0000

American Apr 17, 2020
Call Options Written

-5,000

60.0000

American Aug 21, 2020
Put Options Purchased

-200

72.5000

American Jun 19, 2020
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Call Options Written

-2,500

125.0000

American Jan 15, 2021
Put Options Purchased

-5,100

55.0000

American May 15, 2020
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Call Options Written

-100

77.5000

American May 15, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

1,500

57.5000

American Sep 18, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Put Options Written

400

75.0000

American Jan 15, 2021
Call Options Written

-1,700

115.0000

American Jan 15, 2021
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options Written

-15,000

95.0000

American Jun 19, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-7,400

75.0000

American Apr 17, 2020
Put Options Purchased

-10,200

72.5000

American Jan 15, 2021
Put Options Purchased

-5,100

77.5000

American Apr 17, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

9,300

72.5000

American Sep 18, 2020
Call Options Purchased

11,100

80.0000

American Jun 19, 2020
Put Options Written

7,800

87.5000

American Jun 19, 2020
Put Options Written

100

85.0000

American Jan 21, 2022
Put Options Written

22,400

90.0000

American Jan 15, 2021
Put Options Written

1,500

67.5000

American Jun 19, 2020
Call Options Written

-100

77.5000

American Sep 18, 2020
Call Options Written

-700

95.0000

American Aug 21, 2020
Call Options Written

-6,300

100.0000

American Jun 19, 2020
Call Options Written

-15,800

105.0000

American Jan 15, 2021
Put Options Purchased

-100

40.0000

American Jun 19, 2020
Put Options Purchased

-100

77.5000

American Jun 19, 2020
Put Options Written

14,300

72.5000

American May 15, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

800

82.5000

American Jun 19, 2020
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-3,800

95.0000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-1,300

82.5000

American Jan 0, 1900

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697609
Time of Receipt (offset from UTC): 20200420T132213+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC