Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

17 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,336,026

1.32%

3,061,696

0.93%

 

(2)

Derivatives (other than options):

2,887,345

0.88%

3,262,746

0.99%

 

(3)

Options and agreements to
purchase/sell:

227,000

0.07%

158,700

0.05%

 
TOTAL:

7,450,371

2.26%

6,483,142

1.97%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit
Purchase

1

186.9700 USD
Purchase

1

186.9200 USD
Purchase

3

187.3900 USD
Purchase

53

186.8900 USD
Purchase

150

186.4366 USD
Purchase

152

186.6038 USD
Purchase

200

187.3350 USD
Purchase

200

186.8500 USD
Purchase

200

187.0650 USD
Purchase

200

187.1950 USD
Purchase

243

186.5434 USD
Purchase

300

186.9783 USD
Purchase

400

187.4000 USD
Purchase

400

187.3200 USD
Purchase

825

186.5980 USD
Purchase

1,021

187.2282 USD
Purchase

1,200

186.4820 USD
Purchase

1,200

186.7783 USD
Purchase

1,645

186.7160 USD
Purchase

2,663

186.4433 USD
Purchase

2,790

186.6278 USD
Purchase

3,018

186.5201 USD
Purchase

3,159

186.4145 USD
Purchase

3,735

186.6064 USD
Purchase

4,591

186.9838 USD
Purchase

4,645

186.5831 USD
Purchase

5,173

186.6521 USD
Purchase

5,268

186.4922 USD
Purchase

6,220

186.5416 USD
Purchase

7,405

186.6367 USD
Purchase

7,442

186.5527 USD
Purchase

7,447

186.6202 USD
Purchase

7,509

186.9582 USD
Purchase

10,400

186.4089 USD
Purchase

11,790

186.5034 USD
Purchase

16,339

187.0000 USD
Purchase

19,672

186.9997 USD
Purchase

20,742

186.8385 USD
Purchase

21,024

186.5822 USD
Purchase

25,913

186.8952 USD
Purchase

29,817

186.9313 USD
Purchase

30,500

186.9535 USD
Purchase

39,600

186.8262 USD
Purchase

115,459

186.9292 USD
Sale

1

186.9200 USD
Sale

3

187.3900 USD
Sale

5

185.9900 USD
Sale

22

186.6600 USD
Sale

43

186.9900 USD
Sale

100

186.3850 USD
Sale

100

186.5100 USD
Sale

200

187.0589 USD
Sale

243

186.5434 USD
Sale

300

186.7466 USD
Sale

400

186.6775 USD
Sale

1,300

186.5069 USD
Sale

1,400

187.1192 USD
Sale

1,500

186.9853 USD
Sale

1,534

186.5532 USD
Sale

4,806

187.0302 USD
Sale

6,568

186.5879 USD
Sale

12,175

186.6043 USD
Sale

15,000

186.5570 USD
Sale

25,800

186.9667 USD
Sale

29,000

186.9519 USD
Sale

37,143

187.0000 USD
Sale

107,524

186.8401 USD
Sale

176,191

186.7861 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Selling

1,300

170 USD American 15 May 2020 20.6000 USD
Call Option Selling

200

190 USD American 15 Jan 2021 8.6250 USD
Call Option Selling

100

195 USD American 15 Jan 2021 6.3500 USD
Put Option Selling

500

145 USD American 15 May 2020 0.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

20 April 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

6,400

185.0000

American Jan 15, 2021
Put Options Written

200

190.0000

American Aug 21, 2020
Call Options Purchased

600

175.0000

American Jan 15, 2021
Put Options Purchased

-100

140.0000

American May 15, 2020
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Put Options Written

8,200

150.0000

American May 15, 2020
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-16,700

115.0000

American Jan 15, 2021
Call Options Written

-3,300

200.0000

American Aug 21, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

32,500

175.0000

American Jan 21, 2022
Call Options Purchased

500

165.0000

American Jan 15, 2021
Call Options Purchased

2,100

190.0000

American May 15, 2020
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Put Options Purchased

-1,400

165.0000

American May 15, 2020
Put Options Purchased

-5,200

170.0000

American Jan 15, 2021
Put Options Written

34,800

140.0000

American Jun 19, 2020
Call Options Purchased

1,700

170.0000

American May 15, 2020
Put Options Written

600

170.0000

American May 15, 2020
Put Options Purchased

-6,400

170.0000

American Jun 19, 2020
Put Options Purchased

-2,000

190.0000

American May 15, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-3,200

175.0000

American May 15, 2020
Put Options Written

300

190.0000

American Jun 19, 2020
Put Options Written

14,800

165.0000

American Apr 17, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Purchased

4,500

190.0000

American Jan 15, 2021
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Purchased

-38,300

150.0000

American Jan 15, 2021
Call Options Purchased

3,400

160.0000

American Jan 15, 2021
Put Options Written

1,300

195.0000

American Jun 19, 2020
Put Options Written

2,800

180.0000

American May 15, 2020
Put Options Purchased

-1,100

185.0000

American Jan 15, 2021
Put Options Purchased

-1,400

150.0000

American Jun 19, 2020
Put Options Purchased

-3,200

170.0000

American Apr 17, 2020
Put Options Purchased

-2,400

160.0000

American Jan 15, 2021
Call Options Purchased

600

150.0000

American Jan 15, 2021
Put Options Written

3,700

215.0000

American Jan 15, 2021
Put Options Purchased

-7,200

180.0000

American Jan 15, 2021
Put Options Purchased

-800

185.0000

American May 15, 2020
Call Options Purchased

9,200

195.0000

American Jan 15, 2021
Put Options Written

23,900

160.0000

American Apr 17, 2020
Put Options Written

3,900

175.0000

American Aug 21, 2020
Put Options Written

4,500

195.0000

American Aug 21, 2020
Put Options Purchased

-4,000

145.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697715
Time of Receipt (offset from UTC): 20200420T130143+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC