FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,205,490

0.15%

4,096,995

0.28%

 

(2)

Derivatives (other than options):

2,085,765

0.14%

956,601

0.06%

 

(3)

Options and agreements to
purchase/sell:

1,424,100

0.10%

1,365,300

0.09%

 
TOTAL:

5,715,355

0.39%

6,418,896

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

80.5900 USD

Purchase

12

80.3900 USD

Purchase

15

82.4800 USD

Purchase

50

80.8800 USD

Purchase

75

80.6000 USD

Purchase

90

81.5141 USD

Purchase

99

80.4000 USD

Purchase

100

80.2500 USD

Purchase

100

80.2250 USD

Purchase

100

82.0500 USD

Purchase

200

82.2600 USD

Purchase

200

80.4450 USD

Purchase

200

80.1900 USD

Purchase

219

80.2919 USD

Purchase

222

80.6663 USD

Purchase

280

81.3971 USD

Purchase

300

82.0733 USD

Purchase

300

81.2100 USD

Purchase

300

82.5066 USD

Purchase

300

80.8900 USD

Purchase

300

80.2733 USD

Purchase

372

80.4865 USD

Purchase

495

81.9543 USD

Purchase

500

81.3700 USD

Purchase

600

81.0047 USD

Purchase

600

82.2045 USD

Purchase

618

80.6864 USD

Purchase

700

82.2965 USD

Purchase

974

80.3049 USD

Purchase

986

80.6924 USD

Purchase

1,024

81.5052 USD

Purchase

1,100

82.0545 USD

Purchase

1,234

80.4920 USD

Purchase

1,401

80.3581 USD

Purchase

1,493

81.4163 USD

Purchase

2,200

81.4000 USD

Purchase

2,514

81.5751 USD

Purchase

2,794

80.2864 USD

Purchase

3,084

80.4047 USD

Purchase

3,088

80.5100 USD

Purchase

3,106

80.2700 USD

Purchase

3,300

80.5166 USD

Purchase

4,100

82.6900 USD

Purchase

4,853

81.2747 USD

Purchase

5,107

81.6171 USD

Purchase

5,152

81.4758 USD

Purchase

7,478

80.5384 USD

Purchase

20,702

81.3886 USD

Purchase

22,093

81.5113 USD

Purchase

22,972

81.1842 USD

Purchase

25,300

81.5386 USD

Purchase

30,456

81.8067 USD

Purchase

31,600

81.0254 USD

Purchase

44,394

82.3434 USD

Purchase

55,640

81.8200 USD

Purchase

278,402

81.1925 USD

Sale

1

80.3600 USD

Sale

1

82.3700 USD

Sale

15

82.4800 USD

Sale

43

81.8800 USD

Sale

47

80.5600 USD

Sale

75

80.6000 USD

Sale

99

81.7400 USD

Sale

100

80.1400 USD

Sale

100

80.3000 USD

Sale

100

80.4900 USD

Sale

100

80.5200 USD

Sale

100

80.5300 USD

Sale

100

80.7300 USD

Sale

100

81.7700 USD

Sale

100

81.8600 USD

Sale

100

81.8700 USD

Sale

100

82.0300 USD

Sale

100

82.0700 USD

Sale

100

82.1200 USD

Sale

100

82.1400 USD

Sale

100

82.1500 USD

Sale

100

82.1700 USD

Sale

100

82.1800 USD

Sale

100

82.3500 USD

Sale

100

82.4050 USD

Sale

100

82.4825 USD

Sale

100

82.4900 USD

Sale

100

82.8700 USD

Sale

101

82.4587 USD

Sale

170

80.5517 USD

Sale

200

82.1100 USD

Sale

200

81.7800 USD

Sale

200

81.2350 USD

Sale

200

81.7600 USD

Sale

200

82.6000 USD

Sale

200

81.1800 USD

Sale

200

82.2950 USD

Sale

200

82.0200 USD

Sale

220

81.5718 USD

Sale

265

81.9062 USD

Sale

300

80.6066 USD

Sale

300

80.5933 USD

Sale

300

80.5700 USD

Sale

300

82.5550 USD

Sale

300

82.3950 USD

Sale

300

82.0733 USD

Sale

305

80.6622 USD

Sale

308

82.5227 USD

Sale

348

82.0294 USD

Sale

400

81.0575 USD

Sale

444

82.3921 USD

Sale

500

82.3270 USD

Sale

529

81.7056 USD

Sale

585

81.3715 USD

Sale

600

82.0054 USD

Sale

600

80.5483 USD

Sale

800

80.5650 USD

Sale

900

82.2122 USD

Sale

1,000

80.5430 USD

Sale

1,024

81.5052 USD

Sale

1,029

81.2070 USD

Sale

1,046

81.7622 USD

Sale

1,200

80.4625 USD

Sale

1,200

82.3975 USD

Sale

1,339

81.8401 USD

Sale

1,400

80.5078 USD

Sale

1,750

81.7615 USD

Sale

1,757

82.3239 USD

Sale

1,833

81.1731 USD

Sale

1,903

82.2996 USD

Sale

1,967

81.2057 USD

Sale

1,975

81.1330 USD

Sale

2,356

82.4481 USD

Sale

2,600

82.3713 USD

Sale

2,701

82.4793 USD

Sale

2,803

82.2650 USD

Sale

2,859

82.2595 USD

Sale

2,869

81.1604 USD

Sale

2,911

82.0669 USD

Sale

3,088

80.5100 USD

Sale

3,200

82.0447 USD

Sale

3,399

82.0130 USD

Sale

3,536

81.2211 USD

Sale

3,537

81.9374 USD

Sale

3,868

82.3934 USD

Sale

4,100

82.6900 USD

Sale

4,100

81.2084 USD

Sale

4,712

82.3773 USD

Sale

4,742

82.3350 USD

Sale

4,794

81.3097 USD

Sale

5,253

82.6748 USD

Sale

6,660

82.3237 USD

Sale

7,166

81.9347 USD

Sale

8,700

81.5484 USD

Sale

10,345

82.3438 USD

Sale

10,541

81.0956 USD

Sale

11,584

81.6670 USD

Sale

12,657

81.1962 USD

Sale

16,600

80.4212 USD

Sale

17,514

81.3055 USD

Sale

19,000

81.3335 USD

Sale

21,809

81.5837 USD

Sale

21,880

81.4303 USD

Sale

29,388

81.8202 USD

Sale

31,294

81.0070 USD

Sale

40,233

81.3443 USD

Sale

40,398

80.9731 USD

Sale

43,916

82.1300 USD

Sale

46,695

81.8200 USD

Sale

67,982

81.1121 USD

Sale

72,647

80.9871 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

10,000

83 USD

American

15 May 2020

3.9785 USD

Call Option

Purchasing

4,300

85 USD

American

15 May 2020

1.9653 USD

Call Option

Purchasing

1,100

95 USD

American

19 Jun 2020

0.9336 USD

Call Option

Selling

1,300

80 USD

American

19 Jun 2020

5.2307 USD

Call Option

Selling

100

83 USD

American

19 Jun 2020

4.0000 USD

Call Option

Selling

3,000

85 USD

American

21 Aug 2020

4.2500 USD

Call Option

Selling

200

85 USD

American

15 Jan 2021

7.5500 USD

Call Option

Selling

2,100

88 USD

American

15 May 2020

1.2142 USD

Call Option

Selling

100

90 USD

American

15 May 2020

0.7000 USD

Call Option

Selling

100

90 USD

American

19 Jun 2020

1.4000 USD

Call Option

Selling

100

93 USD

American

15 May 2020

0.3600 USD

Call Option

Selling

1,100

95 USD

American

15 May 2020

0.1800 USD

Call Option

Selling

5,800

98 USD

American

15 May 2020

0.1713 USD

Call Option

Selling

500

100 USD

American

15 May 2020

0.0500 USD

Put Option

Purchasing

200

58 USD

American

18 Sep 2020

1.5200 USD

Put Option

Purchasing

600

73 USD

American

15 May 2020

1.5000 USD

Put Option

Purchasing

100

75 USD

American

15 May 2020

2.1500 USD

Put Option

Purchasing

100

75 USD

American

15 Jan 2021

7.6500 USD

Put Option

Purchasing

200

78 USD

American

15 Jan 2021

9.8500 USD

Put Option

Purchasing

800

80 USD

American

15 May 2020

3.3500 USD

Put Option

Purchasing

700

83 USD

American

19 Jun 2020

5.5714 USD

Put Option

Purchasing

500

85 USD

American

15 May 2020

5.6900 USD

Put Option

Purchasing

100

85 USD

American

21 Jan 2022

19.8000 USD

Put Option

Selling

2,400

35 USD

American

15 Jan 2021

0.5800 USD

Put Option

Selling

200

73 USD

American

19 Jun 2020

2.3200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,800

70.0000

American

May 15, 2020

Put Options

Written

99,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

800

85.0000

American

Jun 19, 2020

Put Options

Written

8,400

80.0000

American

May 15, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Call Options

Purchased

10,800

87.5000

American

May 15, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

600

92.5000

American

May 15, 2020

Call Options

Purchased

11,100

95.0000

American

May 15, 2020

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

8,700

95.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-31,200

62.5000

American

Jan 15, 2021

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Call Options

Written

-7,100

105.0000

American

May 15, 2020

Call Options

Written

-5,700

95.0000

American

Apr 17, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

8,500

75.0000

American

May 15, 2020

Call Options

Purchased

11,000

97.5000

American

May 15, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

176,700

80.0000

American

Jan 15, 2021

Put Options

Written

6,600

77.5000

American

Jan 15, 2021

Call Options

Purchased

5,000

87.5000

American

Jun 19, 2020

Call Options

Purchased

3,600

80.0000

American

May 15, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Put Options

Written

1,500

85.0000

American

May 15, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

200

80.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

3,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Purchased

-1,300

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options

Written

-77,300

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options

Written

-3,700

90.0000

American

Apr 17, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

16,400

90.0000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

4,900

62.5000

American

Jun 19, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-1,300

80.0000

American

Apr 17, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Call Options

Written

-100

77.5000

American

May 15, 2020

Put Options

Purchased

-200

72.5000

American

Jun 19, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

400

75.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,800

57.5000

American

Sep 18, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-18,200

95.0000

American

Jun 19, 2020

Put Options

Purchased

-10,200

72.5000

American

Jan 15, 2021

Put Options

Purchased

-7,400

75.0000

American

Apr 17, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

11,100

80.0000

American

Jun 19, 2020

Put Options

Written

8,300

87.5000

American

Jun 19, 2020

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Put Options

Written

100

85.0000

American

Jan 21, 2022

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-15,900

105.0000

American

Jan 15, 2021

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Written

-100

77.5000

American

Sep 18, 2020

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

Jan 15, 2021

Put Options

Written

14,500

72.5000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

6,200

82.5000

American

Jun 19, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Written

-4,600

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-200

85.0000

American

Aug 21, 2020

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697423
Time of Receipt (offset from UTC): 20200417T113905+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC