FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,172,095

0.15%

4,147,549

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,085,765

0.14%

956,601

0.06%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,407,700

0.10%

1,362,100

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,665,560

0.38%

6,466,250

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

82.5300 USD
Purchase

11

82.6700 USD
Purchase

23

83.2400 USD
Purchase

60

82.8100 USD
Purchase

77

81.7648 USD
Purchase

100

81.8150 USD
Purchase

100

82.0600 USD
Purchase

100

82.6850 USD
Purchase

105

83.5800 USD
Purchase

116

82.5395 USD
Purchase

160

81.8062 USD
Purchase

177

82.8488 USD
Purchase

200

83.1050 USD
Purchase

200

82.3400 USD
Purchase

200

82.2950 USD
Purchase

200

82.7800 USD
Purchase

250

81.9720 USD
Purchase

300

82.4166 USD
Purchase

348

82.2974 USD
Purchase

400

82.9675 USD
Purchase

400

82.4675 USD
Purchase

448

82.7300 USD
Purchase

451

82.3407 USD
Purchase

500

82.2660 USD
Purchase

500

82.0140 USD
Purchase

572

82.2737 USD
Purchase

800

82.3412 USD
Purchase

896

82.3579 USD
Purchase

1,300

82.1107 USD
Purchase

1,399

82.7051 USD
Purchase

1,620

82.2126 USD
Purchase

2,288

82.2839 USD
Purchase

3,400

82.1300 USD
Purchase

3,794

82.2053 USD
Purchase

3,800

82.6134 USD
Purchase

4,330

82.0316 USD
Purchase

4,674

83.2612 USD
Purchase

4,725

82.1812 USD
Purchase

5,000

82.2284 USD
Purchase

5,489

82.2344 USD
Purchase

6,000

83.0355 USD
Purchase

6,200

82.4740 USD
Purchase

7,943

81.8582 USD
Purchase

8,635

82.1470 USD
Purchase

9,241

82.1510 USD
Purchase

11,610

82.2739 USD
Purchase

11,686

82.1557 USD
Purchase

17,115

81.8600 USD
Purchase

18,250

82.2953 USD
Purchase

24,000

82.0994 USD
Purchase

33,392

82.2986 USD
Purchase

34,181

82.7316 USD
Purchase

49,302

82.0636 USD
Purchase

51,603

82.4959 USD
Purchase

62,785

82.5539 USD
Purchase

86,050

82.0065 USD
Purchase

91,100

82.4115 USD
Purchase

102,854

82.6506 USD
Sale

1

82.2300 USD
Sale

1

82.5300 USD
Sale

30

83.1900 USD
Sale

60

82.8100 USD
Sale

62

82.3304 USD
Sale

100

82.9500 USD
Sale

100

82.5600 USD
Sale

100

82.2400 USD
Sale

100

82.1600 USD
Sale

100

82.1400 USD
Sale

100

82.0200 USD
Sale

100

81.9900 USD
Sale

100

81.9800 USD
Sale

100

81.9000 USD
Sale

100

81.8400 USD
Sale

100

83.4350 USD
Sale

100

83.2500 USD
Sale

100

82.9700 USD
Sale

105

83.5800 USD
Sale

153

82.7867 USD
Sale

156

82.0392 USD
Sale

165

83.4757 USD
Sale

168

82.5500 USD
Sale

180

82.8500 USD
Sale

200

83.5000 USD
Sale

200

82.9250 USD
Sale

200

83.4500 USD
Sale

200

83.4575 USD
Sale

200

82.9925 USD
Sale

200

83.2300 USD
Sale

200

83.2799 USD
Sale

200

83.3000 USD
Sale

200

83.3150 USD
Sale

200

83.4450 USD
Sale

200

82.0100 USD
Sale

215

82.3555 USD
Sale

300

82.4366 USD
Sale

300

82.3783 USD
Sale

300

82.1866 USD
Sale

300

83.4766 USD
Sale

300

82.9600 USD
Sale

302

82.0530 USD
Sale

330

82.0436 USD
Sale

400

82.0500 USD
Sale

400

82.0400 USD
Sale

500

82.4450 USD
Sale

500

82.1060 USD
Sale

500

82.7150 USD
Sale

500

83.2760 USD
Sale

501

82.4003 USD
Sale

572

82.2737 USD
Sale

800

83.4512 USD
Sale

800

82.0175 USD
Sale

800

82.9193 USD
Sale

907

83.2389 USD
Sale

1,000

82.0207 USD
Sale

1,000

82.2600 USD
Sale

1,085

82.6060 USD
Sale

1,100

81.9627 USD
Sale

1,201

82.2402 USD
Sale

1,204

81.8441 USD
Sale

1,218

82.4709 USD
Sale

1,344

82.0426 USD
Sale

1,426

82.0190 USD
Sale

1,730

83.0415 USD
Sale

1,997

82.4494 USD
Sale

2,100

82.7966 USD
Sale

2,337

83.2612 USD
Sale

2,442

82.1483 USD
Sale

2,471

82.0023 USD
Sale

2,600

82.2992 USD
Sale

2,600

82.0273 USD
Sale

2,667

82.2283 USD
Sale

2,713

82.5319 USD
Sale

2,923

82.2065 USD
Sale

2,941

82.0868 USD
Sale

3,121

82.3656 USD
Sale

3,263

83.0035 USD
Sale

3,400

82.1300 USD
Sale

3,495

83.0579 USD
Sale

3,563

82.3380 USD
Sale

3,572

82.0924 USD
Sale

3,623

82.3866 USD
Sale

3,782

82.3347 USD
Sale

3,829

82.9868 USD
Sale

4,163

82.1263 USD
Sale

4,303

83.0846 USD
Sale

4,458

82.0937 USD
Sale

4,624

82.0439 USD
Sale

4,922

82.3413 USD
Sale

4,983

82.1874 USD
Sale

5,400

82.3293 USD
Sale

5,500

82.3453 USD
Sale

5,879

82.4416 USD
Sale

6,798

82.0645 USD
Sale

8,280

81.8558 USD
Sale

9,500

83.5625 USD
Sale

10,160

81.8600 USD
Sale

10,384

82.8072 USD
Sale

10,737

82.3369 USD
Sale

11,300

82.3871 USD
Sale

12,841

82.0177 USD
Sale

13,100

83.0158 USD
Sale

15,713

82.8754 USD
Sale

17,338

82.3548 USD
Sale

32,643

82.2818 USD
Sale

41,500

82.3131 USD
Sale

42,900

82.7230 USD
Sale

46,000

82.5142 USD
Sale

77,149

82.2009 USD
Sale

92,900

82.3746 USD
Sale

135,630

82.1088 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

1,200

75 USD American 15 Jan 2021 13.2416 USD
Call Option Purchasing

100

93 USD American 15 May 2020 0.6000 USD
Call Option Purchasing

1,100

95 USD American 19 Jun 2020 1.0090 USD
Call Option Purchasing

100

95 USD American 15 Jan 2021 4.2000 USD
Call Option Purchasing

200

105 USD American 15 May 2020 0.0300 USD
Call Option Purchasing

100

105 USD American 15 Jan 2021 1.9000 USD
Call Option Purchasing

400

115 USD American 15 Jan 2021 0.9350 USD
Call Option Selling

600

80 USD American 15 May 2020 5.2000 USD
Call Option Selling

1,700

90 USD American 15 May 2020 1.0223 USD
Call Option Selling

500

90 USD American 18 Sep 2020 4.0500 USD
Call Option Selling

1,300

93 USD American 15 May 2020 0.5000 USD
Call Option Selling

200

95 USD American 15 May 2020 0.3000 USD
Call Option Selling

2,600

98 USD American 15 May 2020 0.1538 USD
Put Option Purchasing

100

60 USD American 19 Jun 2020 0.6500 USD
Put Option Purchasing

4,900

63 USD American 19 Jun 2020 0.7581 USD
Put Option Purchasing

900

75 USD American 15 May 2020 1.5000 USD
Put Option Purchasing

800

75 USD American 18 Sep 2020 4.6000 USD
Put Option Purchasing

300

80 USD American 15 May 2020 3.0000 USD
Put Option Purchasing

300

80 USD American 19 Jun 2020 4.1500 USD
Put Option Purchasing

1,000

80 USD American 15 Jan 2021 9.8000 USD
Put Option Purchasing

700

85 USD American 15 May 2020 4.8642 USD
Put Option Purchasing

800

85 USD American 19 Jun 2020 6.6000 USD
Put Option Purchasing

400

88 USD American 19 Jun 2020 7.8650 USD
Put Option Selling

700

70 USD American 15 Jan 2021 5.8500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Apr 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

10,800

87.5000

American May 15, 2020
Put Options Written

99,000

60.0000

American Jun 19, 2020
Put Options Written

1,800

70.0000

American May 15, 2020
Put Options Written

2,500

70.0000

American Sep 18, 2020
Put Options Written

8,100

80.0000

American May 15, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Call Options Purchased

6,300

105.0000

American Apr 17, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Put Options Purchased

-1,500

50.0000

American Jan 21, 2022
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Written

5,700

57.5000

American Jan 15, 2021
Call Options Purchased

10,900

95.0000

American May 15, 2020
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Put Options Written

301,500

60.0000

American Jan 15, 2021
Call Options Purchased

8,700

95.0000

American Sep 18, 2020
Put Options Written

5,200

75.0000

American Sep 18, 2020
Call Options Written

-5,700

95.0000

American Apr 17, 2020
Call Options Written

-6,900

105.0000

American May 15, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-4,200

55.0000

American Jan 15, 2021
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Put Options Purchased

-31,200

62.5000

American Jan 15, 2021
Call Options Written

-21,800

110.0000

American Jan 15, 2021
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Purchased

4,300

70.0000

American Jun 19, 2020
Put Options Written

7,600

75.0000

American May 15, 2020
Call Options Purchased

8,400

97.5000

American May 15, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-3,900

50.0000

American Jun 19, 2020
Put Options Purchased

-4,700

40.0000

American Jan 21, 2022
Call Options Written

-4,800

100.0000

American Apr 17, 2020
Call Options Written

-600

92.5000

American May 15, 2020
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Put Options Purchased

-1,600

50.0000

American Sep 18, 2020
Call Options Written

-800

75.0000

American Jan 15, 2021
Put Options Written

100

90.0000

American Jun 19, 2020
Call Options Purchased

1,200

92.5000

American Sep 18, 2020
Call Options Purchased

11,200

90.0000

American Sep 18, 2020
Put Options Written

6,600

77.5000

American Jan 15, 2021
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

200

80.0000

American Aug 21, 2020
Call Options Purchased

3,900

90.0000

American Aug 21, 2020
Put Options Written

175,700

80.0000

American Jan 15, 2021
Put Options Written

800

85.0000

American May 15, 2020
Put Options Written

26,900

57.5000

American Jun 19, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Call Options Purchased

3,000

80.0000

American May 15, 2020
Put Options Written

1,800

70.0000

American Aug 21, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

5,000

87.5000

American Jun 19, 2020
Put Options Purchased

-352,300

87.5000

American Jan 15, 2021
Put Options Purchased

-600

70.0000

American Jan 15, 2021
Put Options Purchased

-3,100

60.0000

American Apr 24, 2020
Put Options Purchased

-14,000

67.5000

American Sep 18, 2020
Call Options Written

-3,700

90.0000

American Apr 17, 2020
Call Options Written

-77,300

70.0000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-50,000

92.5000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Purchased

14,700

90.0000

American May 15, 2020
Put Options Written

1,800

77.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

14,200

75.0000

American Sep 18, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Written

-100

77.5000

American May 15, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Purchased

-5,100

55.0000

American May 15, 2020
Put Options Purchased

-1,300

80.0000

American Apr 17, 2020
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Call Options Written

-5,000

60.0000

American Aug 21, 2020
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-200

72.5000

American Jun 19, 2020
Put Options Purchased

-2,300

35.0000

American Jan 15, 2021
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Written

400

75.0000

American Jan 15, 2021
Put Options Written

1,500

62.5000

American May 15, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

1,800

57.5000

American Sep 18, 2020
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-10,200

72.5000

American Jan 15, 2021
Call Options Written

-1,700

115.0000

American Jan 15, 2021
Put Options Purchased

-7,400

75.0000

American Apr 17, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Call Options Written

-17,100

95.0000

American Jun 19, 2020
Put Options Purchased

-5,100

77.5000

American Apr 17, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Written

1,500

67.5000

American Jun 19, 2020
Put Options Written

9,300

72.5000

American Sep 18, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Call Options Purchased

11,100

80.0000

American Jun 19, 2020
Put Options Written

22,400

90.0000

American Jan 15, 2021
Put Options Written

7,900

87.5000

American Jun 19, 2020
Put Options Written

100

85.0000

American Jan 21, 2022
Call Options Written

-100

77.5000

American Sep 18, 2020
Call Options Written

-2,200

95.0000

American Aug 21, 2020
Call Options Written

-15,800

105.0000

American Jan 15, 2021
Put Options Purchased

-100

40.0000

American Jun 19, 2020
Put Options Purchased

-100

77.5000

American Jun 19, 2020
Call Options Written

-6,300

100.0000

American Jun 19, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

6,200

82.5000

American Jun 19, 2020
Call Options Purchased

500

85.0000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Put Options Written

14,500

72.5000

American May 15, 2020
Call Options Written

-1,400

82.5000

American Jan 15, 2021
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-200

85.0000

American Aug 21, 2020
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-4,500

95.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697421
Time of Receipt (offset from UTC): 20200417T100800+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC