Form 8.3 - ABBVIE INC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,250,823

0.15%

4,069,186

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,085,765

0.14%

956,601

0.06%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,441,600

0.10%

1,383,100

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,778,188

0.39%

6,408,887

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

80.5900 USD

Purchase

92

82.2423 USD

Purchase

100

81.7050 USD

Purchase

150

82.3833 USD

Purchase

200

82.7600 USD

Purchase

200

82.5650 USD

Purchase

200

82.1150 USD

Purchase

210

82.1586 USD

Purchase

300

82.1400 USD

Purchase

300

82.3100 USD

Purchase

300

82.4416 USD

Purchase

300

82.0133 USD

Purchase

350

82.4614 USD

Purchase

445

81.6921 USD

Purchase

499

82.2552 USD

Purchase

500

82.0120 USD

Purchase

500

81.6960 USD

Purchase

500

82.2040 USD

Purchase

580

82.2303 USD

Purchase

586

82.3037 USD

Purchase

604

81.6884 USD

Purchase

686

82.1137 USD

Purchase

710

81.9283 USD

Purchase

817

80.6200 USD

Purchase

1,457

82.3287 USD

Purchase

1,600

82.3339 USD

Purchase

1,651

81.9326 USD

Purchase

1,700

82.5305 USD

Purchase

1,940

81.9180 USD

Purchase

2,809

81.9840 USD

Purchase

2,900

82.4254 USD

Purchase

2,961

81.9859 USD

Purchase

3,200

82.2715 USD

Purchase

3,250

82.2566 USD

Purchase

3,543

82.3368 USD

Purchase

4,059

82.3110 USD

Purchase

4,660

82.6605 USD

Purchase

4,800

81.9718 USD

Purchase

4,804

82.2503 USD

Purchase

5,250

81.7773 USD

Purchase

5,651

82.0275 USD

Purchase

6,370

82.0604 USD

Purchase

6,700

82.0673 USD

Purchase

7,031

82.2562 USD

Purchase

9,236

82.1191 USD

Purchase

9,500

81.7602 USD

Purchase

10,087

82.1613 USD

Purchase

10,156

81.9633 USD

Purchase

11,337

81.9899 USD

Purchase

13,889

82.2149 USD

Purchase

15,275

82.3114 USD

Purchase

18,093

82.6424 USD

Purchase

18,173

82.1623 USD

Purchase

19,947

82.1300 USD

Purchase

20,805

82.2605 USD

Purchase

21,373

82.0826 USD

Purchase

24,304

82.1525 USD

Purchase

27,700

81.8933 USD

Purchase

29,108

81.9135 USD

Purchase

29,302

81.9861 USD

Purchase

42,100

82.5000 USD

Purchase

74,537

82.1236 USD

Purchase

78,838

81.9766 USD

Purchase

87,692

82.0147 USD

Purchase

88,203

81.6723 USD

Sale

4

82.4600 USD

Sale

6

81.8333 USD

Sale

47

82.6000 USD

Sale

72

82.5404 USD

Sale

99

82.1148 USD

Sale

100

82.0600 USD

Sale

100

82.1900 USD

Sale

100

82.5600 USD

Sale

100

81.9400 USD

Sale

100

81.6700 USD

Sale

100

81.6200 USD

Sale

100

82.6100 USD

Sale

100

80.7700 USD

Sale

100

80.7800 USD

Sale

101

81.6597 USD

Sale

108

82.7174 USD

Sale

120

82.4008 USD

Sale

124

80.8200 USD

Sale

145

82.5041 USD

Sale

162

82.3622 USD

Sale

200

82.3525 USD

Sale

200

82.6800 USD

Sale

200

82.5850 USD

Sale

200

82.4800 USD

Sale

200

82.4400 USD

Sale

200

82.6950 USD

Sale

200

82.3125 USD

Sale

200

81.5900 USD

Sale

200

81.7350 USD

Sale

200

81.7400 USD

Sale

200

82.1000 USD

Sale

200

82.1250 USD

Sale

202

80.8300 USD

Sale

202

82.6453 USD

Sale

269

81.6237 USD

Sale

274

80.8035 USD

Sale

299

82.2169 USD

Sale

300

82.4166 USD

Sale

300

82.6983 USD

Sale

300

82.6633 USD

Sale

300

82.6766 USD

Sale

300

82.2800 USD

Sale

300

80.8066 USD

Sale

300

81.6500 USD

Sale

300

81.8133 USD

Sale

300

82.1500 USD

Sale

386

82.5059 USD

Sale

400

82.4150 USD

Sale

400

81.0550 USD

Sale

400

82.0912 USD

Sale

434

82.2905 USD

Sale

471

82.3101 USD

Sale

500

82.4540 USD

Sale

500

82.6440 USD

Sale

500

82.3080 USD

Sale

500

82.1960 USD

Sale

557

82.0840 USD

Sale

600

82.0708 USD

Sale

601

82.4167 USD

Sale

661

82.3816 USD

Sale

703

82.0500 USD

Sale

737

82.6600 USD

Sale

751

82.6195 USD

Sale

761

81.4545 USD

Sale

800

82.3412 USD

Sale

858

82.4572 USD

Sale

921

82.6486 USD

Sale

1,100

80.9472 USD

Sale

1,200

82.1850 USD

Sale

1,300

82.6657 USD

Sale

1,301

82.4170 USD

Sale

1,316

82.0330 USD

Sale

1,370

81.3581 USD

Sale

1,417

81.6541 USD

Sale

1,500

81.8320 USD

Sale

1,500

82.1453 USD

Sale

1,517

82.6670 USD

Sale

1,732

82.2031 USD

Sale

1,796

82.0931 USD

Sale

1,802

82.2818 USD

Sale

1,873

81.7669 USD

Sale

1,941

81.4121 USD

Sale

2,010

82.4956 USD

Sale

2,050

82.1251 USD

Sale

2,064

81.9862 USD

Sale

2,100

81.8821 USD

Sale

2,200

82.3352 USD

Sale

2,219

82.1379 USD

Sale

2,231

82.4903 USD

Sale

2,378

82.6639 USD

Sale

2,593

82.6597 USD

Sale

2,700

82.1190 USD

Sale

2,700

82.5040 USD

Sale

2,809

82.2691 USD

Sale

2,812

81.5726 USD

Sale

2,843

82.6830 USD

Sale

2,921

81.1784 USD

Sale

2,928

81.9535 USD

Sale

2,954

81.8946 USD

Sale

3,114

81.4169 USD

Sale

3,193

82.3314 USD

Sale

3,200

82.3129 USD

Sale

3,247

82.2875 USD

Sale

3,708

82.0629 USD

Sale

4,208

82.3561 USD

Sale

4,294

81.8917 USD

Sale

4,423

82.1777 USD

Sale

4,660

82.6605 USD

Sale

4,800

82.3161 USD

Sale

5,005

82.6990 USD

Sale

5,078

81.9633 USD

Sale

5,832

81.4812 USD

Sale

7,582

82.2765 USD

Sale

9,238

82.1188 USD

Sale

9,404

81.6635 USD

Sale

11,876

81.6009 USD

Sale

12,737

81.7390 USD

Sale

13,400

82.0023 USD

Sale

14,905

81.7723 USD

Sale

18,515

82.0379 USD

Sale

19,757

82.1300 USD

Sale

19,837

82.0442 USD

Sale

20,800

81.8767 USD

Sale

21,753

82.1030 USD

Sale

22,527

82.2150 USD

Sale

39,430

82.1253 USD

Sale

42,100

82.5000 USD

Sale

42,866

81.8222 USD

Sale

43,846

82.0147 USD

Sale

138,650

82.0803 USD

Sale

156,990

82.0881 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

4,600

83 USD

American

15 May 2020

3.1043 USD

Call Option

Purchasing

1,200

90 USD

American

19 Jun 2020

1.7125 USD

Call Option

Purchasing

600

95 USD

American

19 Jun 2020

0.9016 USD

Call Option

Selling

200

75 USD

American

18 Sep 2020

10.8500 USD

Call Option

Selling

200

80 USD

American

15 May 2020

5.2250 USD

Call Option

Selling

1,800

80 USD

American

19 Jun 2020

6.5361 USD

Call Option

Selling

1,500

85 USD

American

21 Aug 2020

5.0500 USD

Call Option

Selling

1,600

85 USD

American

18 Sep 2020

5.9000 USD

Call Option

Selling

100

88 USD

American

15 May 2020

1.6000 USD

Call Option

Selling

300

88 USD

American

19 Jun 2020

2.9000 USD

Call Option

Selling

100

90 USD

American

21 Aug 2020

3.2000 USD

Call Option

Selling

500

100 USD

American

15 May 2020

0.0500 USD

Put Option

Purchasing

1,400

63 USD

American

19 Jun 2020

0.8000 USD

Put Option

Purchasing

7,200

70 USD

American

19 Jun 2020

1.6400 USD

Put Option

Purchasing

1,200

73 USD

American

19 Jun 2020

2.1433 USD

Put Option

Purchasing

100

75 USD

American

19 Jun 2020

2.7300 USD

Put Option

Purchasing

1,200

75 USD

American

15 Jan 2021

7.6000 USD

Put Option

Purchasing

100

78 USD

American

15 Jan 2021

8.7500 USD

Put Option

Purchasing

100

80 USD

American

15 May 2020

2.7800 USD

Put Option

Purchasing

1,600

80 USD

American

19 Jun 2020

4.8562 USD

Put Option

Purchasing

1,800

80 USD

American

21 Aug 2020

6.7111 USD

Put Option

Purchasing

2,200

83 USD

American

15 May 2020

3.7500 USD

Put Option

Purchasing

100

83 USD

American

19 Jun 2020

5.1000 USD

Put Option

Selling

200

68 USD

American

18 Sep 2020

2.8700 USD

Put Option

Selling

500

75 USD

American

17 Apr 2020

0.1000 USD

Put Option

Selling

200

80 USD

American

17 Apr 2020

0.5200 USD

Put Option

Selling

100

83 USD

American

18 Sep 2020

7.9500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

99,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

12,900

87.5000

American

May 15, 2020

Put Options

Written

9,200

80.0000

American

May 15, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Put Options

Written

800

85.0000

American

Jun 19, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

1,800

70.0000

American

May 15, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

8,700

95.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

2,800

85.0000

American

Aug 21, 2020

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

12,200

95.0000

American

May 15, 2020

Call Options

Purchased

700

92.5000

American

May 15, 2020

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-7,100

105.0000

American

May 15, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-31,200

62.5000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-5,700

95.0000

American

Apr 17, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Call Options

Written

-2,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

87.5000

American

Jun 19, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

176,700

80.0000

American

Jan 15, 2021

Put Options

Written

6,800

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

3,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Call Options

Purchased

3,600

80.0000

American

May 15, 2020

Put Options

Written

200

80.0000

American

Aug 21, 2020

Call Options

Written

-77,300

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-14,000

67.5000

American

Sep 18, 2020

Call Options

Written

-3,700

90.0000

American

Apr 17, 2020

Put Options

Purchased

-1,300

70.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Jun 19, 2020

Call Options

Purchased

16,500

90.0000

American

May 15, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

700

82.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

14,200

75.0000

American

Sep 18, 2020

Put Options

Written

4,900

62.5000

American

Jun 19, 2020

Call Options

Written

-100

77.5000

American

May 15, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

72.5000

American

Jun 19, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-1,300

80.0000

American

Apr 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

500

75.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

72.5000

American

Jan 15, 2021

Call Options

Written

-19,300

95.0000

American

Jun 19, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-7,400

75.0000

American

Apr 17, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

8,300

87.5000

American

Jun 19, 2020

Put Options

Written

200

85.0000

American

Jan 21, 2022

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

12,400

80.0000

American

Jun 19, 2020

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Call Options

Written

-10,000

82.5000

American

May 15, 2020

Call Options

Written

-15,900

105.0000

American

Jan 15, 2021

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Written

-100

77.5000

American

Sep 18, 2020

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Call Options

Purchased

500

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

700

85.0000

American

Jan 15, 2021

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-4,600

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697338
Time of Receipt (offset from UTC): 20200416T141024+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC