Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,187,927

1.27%

3,086,910

0.94%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,995,945

1.21%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

229,500

0.07%

159,800

0.05%

 

 

 

 

TOTAL:

 

 

 

 

8,413,372

2.56%

6,091,156

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

185.3800 USD

Purchase

91

186.4900 USD

Purchase

100

186.8700 USD

Purchase

100

187.1400 USD

Purchase

100

186.5800 USD

Purchase

100

186.5500 USD

Purchase

184

187.0000 USD

Purchase

200

186.4625 USD

Purchase

200

187.1200 USD

Purchase

200

186.9700 USD

Purchase

200

186.5350 USD

Purchase

300

186.9450 USD

Purchase

408

186.7664 USD

Purchase

1,200

187.1054 USD

Purchase

1,300

186.7630 USD

Purchase

1,416

186.9990 USD

Purchase

1,529

186.9703 USD

Purchase

1,670

187.0003 USD

Purchase

1,936

186.8152 USD

Purchase

2,191

186.8621 USD

Purchase

3,100

187.0012 USD

Purchase

3,224

186.6542 USD

Purchase

3,911

186.6871 USD

Purchase

4,301

186.1040 USD

Purchase

10,932

186.8418 USD

Purchase

17,577

186.8969 USD

Purchase

23,276

186.3611 USD

Purchase

25,926

187.3532 USD

Purchase

27,300

187.0057 USD

Purchase

34,900

187.0763 USD

Purchase

212,792

186.7300 USD

Sale

6

185.3800 USD

Sale

17

186.9000 USD

Sale

100

187.4100 USD

Sale

150

187.0800 USD

Sale

200

186.8650 USD

Sale

204

187.3996 USD

Sale

216

186.1896 USD

Sale

300

177.5000 USD

Sale

300

186.9450 USD

Sale

350

187.4000 USD

Sale

357

187.4189 USD

Sale

400

186.8675 USD

Sale

410

187.1967 USD

Sale

900

186.9147 USD

Sale

971

187.0668 USD

Sale

1,000

186.9680 USD

Sale

1,355

187.2318 USD

Sale

1,391

187.3577 USD

Sale

2,000

186.9174 USD

Sale

2,093

187.3635 USD

Sale

3,536

187.4149 USD

Sale

3,774

186.6092 USD

Sale

4,343

187.3885 USD

Sale

4,387

187.3229 USD

Sale

4,900

186.1889 USD

Sale

7,500

187.3414 USD

Sale

26,500

187.0068 USD

Sale

33,900

187.0795 USD

Sale

63,735

186.6829 USD

Sale

212,692

186.7300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Purchasing

200

160 USD

American

19 Jun 2020

2.3600 USD

Put Option

Purchasing

1,000

165 USD

American

19 Jun 2020

2.8500 USD

Put Option

Selling

2,200

140 USD

American

15 May 2020

0.6363 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-100

140.0000

American

May 15, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-5,200

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Written

35,300

140.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Written

400

165.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Written

300

190.0000

American

Jun 19, 2020

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Call Options

Purchased

4,700

190.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Call Options

Written

-300

177.5000

American

Apr 17, 2020

Put Options

Written

2,800

180.0000

American

May 15, 2020

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-3,200

170.0000

American

Apr 17, 2020

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-7,500

180.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Call Options

Purchased

9,300

195.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Written

23,900

160.0000

American

Apr 17, 2020

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697337
Time of Receipt (offset from UTC): 20200416T135120+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC