Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,190,777

1.27%

3,091,576

0.94%

 

(2)

Derivatives (other than options):

3,660,945

1.11%

2,844,446

0.86%

 

(3)

Options and agreements to
purchase/sell:

229,500

0.07%

159,200

0.05%

 
TOTAL:

8,081,222

2.46%

6,095,222

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

185.1900 USD

Purchase

1

187.0000 USD

Purchase

8

185.3500 USD

Purchase

13

185.0100 USD

Purchase

19

184.4700 USD

Purchase

100

185.5400 USD

Purchase

100

186.4200 USD

Purchase

100

186.1900 USD

Purchase

100

184.7700 USD

Purchase

100

185.9500 USD

Purchase

143

185.8942 USD

Purchase

200

186.4300 USD

Purchase

214

185.3823 USD

Purchase

300

186.2933 USD

Purchase

300

186.5066 USD

Purchase

300

184.7300 USD

Purchase

421

186.1772 USD

Purchase

437

184.0000 USD

Purchase

1,000

185.6220 USD

Purchase

1,236

186.1789 USD

Purchase

1,500

186.1990 USD

Purchase

1,540

186.1406 USD

Purchase

1,600

186.0375 USD

Purchase

6,458

185.6176 USD

Purchase

6,994

185.8831 USD

Purchase

9,859

186.3061 USD

Purchase

12,964

185.7100 USD

Purchase

14,566

184.9820 USD

Purchase

19,065

185.1564 USD

Purchase

28,508

186.0018 USD

Purchase

28,973

185.7825 USD

Purchase

35,500

185.8381 USD

Sale

2

186.0950 USD

Sale

8

185.3500 USD

Sale

8

185.2200 USD

Sale

13

185.0100 USD

Sale

13

186.5500 USD

Sale

19

184.4700 USD

Sale

75

185.1900 USD

Sale

100

185.1800 USD

Sale

100

185.0150 USD

Sale

100

186.5200 USD

Sale

100

185.6155 USD

Sale

181

186.3846 USD

Sale

201

185.1717 USD

Sale

204

185.8370 USD

Sale

214

185.3823 USD

Sale

275

185.5400 USD

Sale

280

186.2500 USD

Sale

300

186.0100 USD

Sale

300

186.3383 USD

Sale

307

186.1023 USD

Sale

331

186.3648 USD

Sale

384

185.3019 USD

Sale

394

185.1571 USD

Sale

400

186.7050 USD

Sale

437

184.0000 USD

Sale

443

186.0380 USD

Sale

533

185.1260 USD

Sale

620

186.2819 USD

Sale

899

186.1772 USD

Sale

900

185.6575 USD

Sale

1,096

186.3817 USD

Sale

1,361

185.0318 USD

Sale

1,408

185.3339 USD

Sale

2,652

185.0820 USD

Sale

3,394

185.1987 USD

Sale

3,408

185.2081 USD

Sale

3,921

185.2666 USD

Sale

4,498

186.3564 USD

Sale

5,768

185.3402 USD

Sale

6,300

185.0962 USD

Sale

7,757

184.7163 USD

Sale

12,308

185.7100 USD

Sale

27,900

185.9990 USD

Sale

32,100

185.9052 USD

Sale

46,065

185.7975 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

300

178 USD

American

17 Apr 2020

5.1000 USD

Put Option

Selling

300

180 USD

American

15 Jan 2021

10.2833 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

16 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

185.0000

American

Jan 15, 2021

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-100

140.0000

American

May 15, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-5,200

170.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Written

400

165.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Written

35,300

140.0000

American

Jun 19, 2020

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

190.0000

American

Jan 15, 2021

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,800

180.0000

American

May 15, 2020

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-3,200

170.0000

American

Apr 17, 2020

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-7,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Written

23,900

160.0000

American

Apr 17, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,300

195.0000

American

Jan 15, 2021

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697058
Time of Receipt (offset from UTC): 20200416T110035+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC