Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

08 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,295,186

0.16%

4,060,631

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,085,765

0.14%

516,901

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,253,700

0.08%

1,386,400

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,634,651

0.38%

5,963,932

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

75.0750 USD

Purchase

5

75.9680 USD

Purchase

8

76.0525 USD

Purchase

10

75.9950 USD

Purchase

36

76.1300 USD

Purchase

40

78.6000 USD

Purchase

100

76.1700 USD

Purchase

100

77.4100 USD

Purchase

101

76.0953 USD

Purchase

106

77.0013 USD

Purchase

114

76.1736 USD

Purchase

115

76.1630 USD

Purchase

186

76.3939 USD

Purchase

200

76.2075 USD

Purchase

200

76.5550 USD

Purchase

200

76.1050 USD

Purchase

200

78.4950 USD

Purchase

249

75.5685 USD

Purchase

285

76.2700 USD

Purchase

300

76.5433 USD

Purchase

400

76.1075 USD

Purchase

400

76.1350 USD

Purchase

456

76.2927 USD

Purchase

600

78.5800 USD

Purchase

1,370

75.9730 USD

Purchase

1,600

78.6412 USD

Purchase

1,814

76.1609 USD

Purchase

1,884

76.5060 USD

Purchase

2,100

77.8146 USD

Purchase

2,100

77.4810 USD

Purchase

2,165

78.7298 USD

Purchase

2,239

77.1625 USD

Purchase

2,351

77.1614 USD

Purchase

2,900

77.7105 USD

Purchase

2,916

77.1133 USD

Purchase

3,840

78.6027 USD

Purchase

4,204

76.7032 USD

Purchase

4,868

77.1485 USD

Purchase

5,936

77.1076 USD

Purchase

6,250

77.1719 USD

Purchase

6,941

76.8328 USD

Purchase

7,143

77.8998 USD

Purchase

8,235

77.1464 USD

Purchase

8,399

76.6862 USD

Purchase

10,152

77.1727 USD

Purchase

12,966

77.1178 USD

Purchase

15,696

76.2233 USD

Purchase

24,550

78.5393 USD

Purchase

25,900

78.3800 USD

Purchase

26,947

77.1268 USD

Purchase

29,431

77.1886 USD

Purchase

30,500

77.4266 USD

Purchase

33,384

78.5129 USD

Purchase

37,950

77.7013 USD

Purchase

44,819

77.5844 USD

Purchase

45,226

77.9113 USD

Purchase

54,088

78.5600 USD

Purchase

119,639

77.8577 USD

Purchase

175,005

77.4602 USD

Sale

25

78.5500 USD

Sale

45

75.8013 USD

Sale

100

75.7300 USD

Sale

100

77.5000 USD

Sale

100

78.3200 USD

Sale

100

78.3450 USD

Sale

100

78.4300 USD

Sale

100

78.4600 USD

Sale

100

78.6900 USD

Sale

100

78.7700 USD

Sale

100

78.7800 USD

Sale

100

78.8400 USD

Sale

138

78.6602 USD

Sale

146

78.7038 USD

Sale

151

78.3462 USD

Sale

154

78.6864 USD

Sale

165

78.4850 USD

Sale

200

78.7150 USD

Sale

200

78.6800 USD

Sale

200

78.3100 USD

Sale

300

78.6700 USD

Sale

300

78.6400 USD

Sale

317

78.5045 USD

Sale

339

76.9973 USD

Sale

400

78.5525 USD

Sale

400

78.5762 USD

Sale

400

78.6550 USD

Sale

400

76.6375 USD

Sale

400

78.6525 USD

Sale

437

78.4889 USD

Sale

477

75.6513 USD

Sale

525

77.4323 USD

Sale

600

75.8383 USD

Sale

600

78.5800 USD

Sale

600

78.3750 USD

Sale

700

78.6414 USD

Sale

700

78.6542 USD

Sale

708

78.7740 USD

Sale

737

76.7828 USD

Sale

757

77.2310 USD

Sale

758

78.6737 USD

Sale

800

77.6450 USD

Sale

865

76.7416 USD

Sale

1,017

78.7142 USD

Sale

1,230

78.6766 USD

Sale

1,301

78.6880 USD

Sale

1,340

78.6037 USD

Sale

1,400

76.7364 USD

Sale

1,500

78.5820 USD

Sale

1,517

76.4020 USD

Sale

1,702

77.4897 USD

Sale

1,814

76.1610 USD

Sale

1,814

76.1609 USD

Sale

2,464

77.2604 USD

Sale

2,959

77.5840 USD

Sale

3,496

77.3110 USD

Sale

9,490

77.7983 USD

Sale

9,978

77.7647 USD

Sale

11,600

77.1599 USD

Sale

11,979

78.5320 USD

Sale

14,053

77.5381 USD

Sale

14,216

78.0956 USD

Sale

14,466

78.5560 USD

Sale

15,551

77.9501 USD

Sale

21,000

77.6127 USD

Sale

25,900

78.3800 USD

Sale

26,459

78.3271 USD

Sale

28,902

77.4186 USD

Sale

32,510

78.4971 USD

Sale

38,494

76.4811 USD

Sale

52,265

78.5600 USD

Sale

59,766

77.6322 USD

Sale

350,010

77.4602 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

70 USD

American

15 Jan 2021

12.8000 USD

Call Option

Purchasing

100

78 USD

American

18 Sep 2020

6.7000 USD

Call Option

Purchasing

1,100

90 USD

American

19 Jun 2020

0.8790 USD

Call Option

Purchasing

100

95 USD

American

15 Jan 2021

2.3000 USD

Call Option

Purchasing

200

100 USD

American

15 Jan 2021

1.4500 USD

Call Option

Purchasing

1,500

105 USD

American

15 May 2020

0.0200 USD

Call Option

Selling

200

78 USD

American

15 May 2020

3.0000 USD

Call Option

Selling

2,900

80 USD

American

17 Apr 2020

0.9400 USD

Call Option

Selling

100

93 USD

American

15 May 2020

0.2000 USD

Call Option

Selling

700

93 USD

American

19 Jun 2020

0.5757 USD

Call Option

Selling

100

93 USD

American

18 Sep 2020

1.2200 USD

Call Option

Selling

200

95 USD

American

18 Sep 2020

1.0150 USD

Put Option

Purchasing

1,000

73 USD

American

19 Jun 2020

4.5000 USD

Put Option

Purchasing

2,200

75 USD

American

19 Jun 2020

4.9000 USD

Put Option

Purchasing

100

80 USD

American

19 Jun 2020

6.6000 USD

Put Option

Purchasing

300

85 USD

American

19 Jun 2020

9.6500 USD

Put Option

Selling

100

50 USD

American

18 Sep 2020

1.1900 USD

Put Option

Selling

800

63 USD

American

15 Jan 2021

5.0000 USD

Put Option

Selling

1,100

70 USD

American

15 Jan 2021

7.6363 USD

Put Option

Selling

100

73 USD

American

15 Jan 2021

10.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

9,300

80.0000  

American

May 15, 2020

Put Options

  Written

54,100

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Call Options

  Purchased

2,800

115.0000  

American

Sep 18, 2020

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Put Options

  Written

900

85.0000  

American

Jun 19, 2020

Put Options

  Written

500

75.0000  

American

Jun 19, 2020

Put Options

  Written

2,500

70.0000  

American

Sep 18, 2020

Call Options

  Purchased

5,500

97.5000  

American

Jan 15, 2021

Call Options

  Purchased

13,000

87.5000  

American

May 15, 2020

Call Options

  Written

-1,900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-6,100

90.0000  

American

Jun 19, 2020

Call Options

  Written

-2,800

120.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

50.0000  

American

Jan 21, 2022

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-10,200

50.0000  

American

Jan 15, 2021

Put Options

  Written

5,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

800

92.5000  

American

May 15, 2020

Call Options

  Purchased

4,700

85.0000  

American

Aug 21, 2020

Call Options

  Purchased

2,800

72.5000  

American

Jun 19, 2020

Put Options

  Written

301,500

60.0000  

American

Jan 15, 2021

Put Options

  Written

6,000

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

12,700

95.0000  

American

May 15, 2020

Call Options

  Purchased

8,700

95.0000  

American

Sep 18, 2020

Call Options

  Written

-7,100

105.0000  

American

May 15, 2020

Put Options

  Purchased

-4,200

55.0000  

American

Jan 15, 2021

Call Options

  Written

-5,700

95.0000  

American

Apr 17, 2020

Put Options

  Purchased

-31,200

62.5000  

American

Jan 15, 2021

Call Options

  Written

-21,800

110.0000  

American

Jan 15, 2021

Call Options

  Written

-6,400

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,300

70.0000  

American

Jun 19, 2020

Put Options

  Written

2,200

82.5000  

American

May 15, 2020

Put Options

  Written

8,600

75.0000  

American

May 15, 2020

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Call Options

  Purchased

16,800

97.5000  

American

May 15, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Written

-4,800

100.0000  

American

Apr 17, 2020

Call Options

  Written

-5,700

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,900

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-4,700

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,800

50.0000  

American

Sep 18, 2020

Call Options

  Written

-2,000

75.0000  

American

Jan 15, 2021

Call Options

  Written

-4,300

85.0000  

American

May 15, 2020

Call Options

  Purchased

4,000

80.0000  

American

May 15, 2020

Call Options

  Purchased

11,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

2,000

80.0000  

American

Aug 21, 2020

Put Options

  Written

6,900

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

5,300

87.5000  

American

Jun 19, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Put Options

  Written

151,700

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

65.0000  

American

Sep 18, 2020

Put Options

  Written

1,100

72.5000  

American

Jun 19, 2020

Put Options

  Written

2,500

80.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

85.0000  

American

May 15, 2020

Put Options

  Written

100

90.0000  

American

Jun 19, 2020

Put Options

  Written

150,000

65.0000  

American

Jun 19, 2020

Put Options

  Written

26,900

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,000

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

4,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-352,300

87.5000  

American

Jan 15, 2021

Call Options

  Written

-77,300

70.0000  

American

Jan 15, 2021

Call Options

  Written

-1,800

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-25,000

92.5000  

American

Jan 15, 2021

Call Options

  Written

-2,500

100.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

90.0000  

American

Apr 17, 2020

Put Options

  Purchased

-14,300

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,100

60.0000  

American

Apr 24, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

14,400

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

6,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

16,600

90.0000  

American

May 15, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Call Options

  Written

-5,000

60.0000  

American

Aug 21, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,100

55.0000  

American

May 15, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Call Options

  Written

-100

77.5000  

American

May 15, 2020

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-200

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-11,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

7,200

70.0000  

American

Jun 19, 2020

Put Options

  Written

45,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,900

75.0000  

American

Apr 17, 2020

Put Options

  Purchased

-5,100

77.5000  

American

Apr 17, 2020

Put Options

  Purchased

-10,200

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Call Options

  Written

-30,600

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

82.5000  

American

Sep 18, 2020

Call Options

  Written

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Written

22,400

90.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Call Options

  Purchased

14,500

80.0000  

American

Jun 19, 2020

Put Options

  Written

175,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Put Options

  Written

9,300

72.5000  

American

Sep 18, 2020

Put Options

  Written

200

85.0000  

American

Jan 21, 2022

Call Options

  Written

-6,300

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

77.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

40.0000  

American

Jun 19, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-14,600

82.5000  

American

May 15, 2020

Call Options

  Written

-15,900

105.0000  

American

Jan 15, 2021

Call Options

  Written

-100

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,200

100.0000  

American

May 15, 2020

Call Options

  Purchased

700

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,300

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

15,100

72.5000  

American

May 15, 2020

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Written

-1,400

82.5000  

American

Jan 15, 2021

Call Options

  Written

-4,200

110.0000  

American

May 15, 2020

Call Options

  Written

-6,000

140.0000  

American

Jan 15, 2021

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-6,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-4,800

95.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697175
Time of Receipt (offset from UTC): 20200415T125052+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC